SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Haris Clinton M.

(Last) (First) (Middle)
C/O BROOKS AUTOMATION, INC.
15 ELIZABETH DRIVE

(Street)
CHELMSFORD MA 08124

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/04/2010
3. Issuer Name and Ticker or Trading Symbol
BROOKS AUTOMATION INC [ BRKS ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP, Systems Solutions Group
5. If Amendment, Date of Original Filed (Month/Day/Year)
02/08/2010
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 18,258(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This Amendment is to the reporting person's original Form 3 filed on February 8, 2010. The entry in row 1, column 2 of Table I in the original Form 3 incorrectly stated that the reporting person held directly 24,711 shares of the company's common stock. The amount reported in row 1, column 2 of Table I should have been 18,258 shares. The Form 4 filed by the reporting person on February 8, 2010, after his original Form 3 was filed, also incorrectly stated the amount of shares of common stock held directly by him following the reported transaction.
Remarks:
/s/ Thomas S. Grilk, attorney-in-fact for Clinton M. Haris 02/09/2010
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.