0001483472-20-000002.txt : 20200513
0001483472-20-000002.hdr.sgml : 20200513
20200513162102
ACCESSION NUMBER: 0001483472-20-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200513
DATE AS OF CHANGE: 20200513
EFFECTIVENESS DATE: 20200513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Botty Investors LLC
CENTRAL INDEX KEY: 0001483472
IRS NUMBER: 270319517
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13684
FILM NUMBER: 20873442
BUSINESS ADDRESS:
STREET 1: 444 WEST LAKE AVENUE
STREET 2: SUITE 1900
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 312 506-6015
MAIL ADDRESS:
STREET 1: 444 WEST LAKE AVENUE
STREET 2: SUITE 1900
CITY: CHICAGO
STATE: IL
ZIP: 60606
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001483472
XXXXXXXX
03-31-2020
03-31-2020
Botty Investors LLC
444 WEST LAKE AVENUE
SUITE 1900
CHICAGO
IL
60606
13F HOLDINGS REPORT
028-13684
N
Ralph Lipford
CCO
312-506-6015
Ralph J. Lipford Jr.
Chicago
IL
05-13-2020
1
142
253754
false
1
028-10663
Hamlin Capital Management LLC
INFORMATION TABLE
2
inftable13fq12020.xml
BOTTY INVESTORS Q1 2020 INFORMATION TABLE
3M Co
COM
88579Y101
350
2565
SH
OTR
1
0
0
2565
A G N C Investment Corp
COM
00123Q104
4085
380467
SH
SOLE
0
380467
0
0
A T & T Inc
COM
00206R102
816
27988
SH
OTR
1
0
0
27988
Abbvie Inc
COM
00287Y109
692
9085
SH
OTR
1
0
0
9085
Activision Blizzard
COM
00507V109
5296
89046
SH
SOLE
0
89046
0
0
ADR Nintendo LTD ADR
COM
654445303
594
12300
SH
SOLE
0
12300
0
0
ADR Roche HLDG LTD Sponsored ADR Isin
COM
771195104
572
14100
SH
OTR
1
0
0
14100
Alibaba Group Holding-SP ADR
COM
01609W102
7920
40725
SH
SOLE
0
40725
0
0
Alphabet Inc. Class A
COM
02079K305
87691
75469
SH
SOLE
0
75469
0
0
Alphabet Inc. Class C
COM
02079K107
7134
6135
SH
SOLE
0
6135
0
0
Alps Alerian MLP ETF
COM
00162Q866
91
26500
SH
SOLE
0
26500
0
0
Altria Group Inc
COM
02209S103
362
9170
SH
SOLE
0
9170
0
0
Amarin Corp PLC F Sponsored ADR
COM
023111206
628
157017
SH
SOLE
0
157017
0
0
Amazon Com Inc
COM
023135106
22264
11419
SH
SOLE
0
11419
0
0
Annaly Capital MGMT REIT
COM
035710409
3609
678883
SH
SOLE
0
678883
0
0
Apple Inc
COM
037833100
114
450
SH
SOLE
0
450
0
0
Aptiv PLC F
COM
G6095L109
25
500
SH
SOLE
0
500
0
0
Berkshire Hathaway Class B
COM
084670702
23
125
SH
SOLE
0
125
0
0
Beyond Meat Inc
COM
08862E109
56
848
SH
SOLE
0
848
0
0
Boston Scientific Co
COM
101137107
326
10000
SH
SOLE
0
10000
0
0
Bristol-Myers Squibb
COM
110122108
50
900
SH
SOLE
0
900
0
0
Broadcom Inc
COM
11135F101
447
1885
SH
OTR
1
0
0
1885
Chevron Corporation
COM
166764100
764
10550
SH
OTR
1
0
0
10550
China Mobile LTD ADR F Sponsored ADR
COM
16941M109
510
13530
SH
OTR
1
0
0
13530
Cinemark Holdings
COM
17243V102
113
11080
SH
OTR
1
0
0
11080
Cisco Systems Inc
COM
17275R102
482
12270
SH
OTR
1
0
0
12270
Cisco Systems Inc
COM
17275R102
593
15075
SH
SOLE
0
15075
0
0
Cna FNCL
COM
126117100
220
7085
SH
OTR
1
0
0
7085
Coca Cola Company
COM
191216100
67
1500
SH
SOLE
0
1500
0
0
Cortexyme I N C
COM
22053A107
140
3062
SH
SOLE
0
3062
0
0
Costar Group Inc
COM
22160N109
72
122
SH
SOLE
0
122
0
0
Cracker Barrel Old CTRY Store Inc
COM
22410J106
348
4185
SH
OTR
1
0
0
4185
Cuisine Solutions
COM
229904206
264
16500
SH
SOLE
0
16500
0
0
Cummins Inc
COM
231021106
392
2900
SH
OTR
1
0
0
2900
Curtiss Wright Corp
COM
231561101
3952
42689
SH
SOLE
0
42689
0
0
Dorchester Minerals LP
COM
25820R105
4097
440045
SH
SOLE
0
440045
0
0
Doubleline Income Solution
COM
258622109
438
32825
SH
SOLE
0
32825
0
0
Doubleline Opportunistic
COM
258623107
3187
186392
SH
SOLE
0
186392
0
0
Dow Inc
COM
260557103
165
5640
SH
OTR
1
0
0
5640
Eaton Corp PLC F
COM
G29183103
294
3790
SH
OTR
1
0
0
3790
Elastic N V F
COM
N14506104
95
1706
SH
SOLE
0
1706
0
0
Emerson Electric Co
COM
291011104
250
5240
SH
OTR
1
0
0
5240
Energy Select Sector SPDR ETF
COM
81369Y506
581
20000
SH
SOLE
0
20000
0
0
Energy TRNFR Equity LP
COM
29273V100
993
215770
SH
SOLE
0
215770
0
0
Enterprise Products LP
COM
293792107
688
48090
SH
OTR
1
0
0
48090
Enterprise Products LP
COM
293792107
2068
144591
SH
SOLE
0
144591
0
0
Exxon Mobil Corp
COM
30231G102
192
5050
SH
SOLE
0
5050
0
0
Fedex Corporation
COM
31428X106
61
500
SH
SOLE
0
500
0
0
Flowers Foods Inc
COM
343498101
426
20760
SH
OTR
1
0
0
20760
Forty Seven Inc XXX Submitted For Tender
COM
349991430
1604
16813
SH
SOLE
0
16813
0
0
General Mills Inc
COM
370334104
490
9280
SH
OTR
1
0
0
9280
General Motors Co
COM
37045V100
500
24045
SH
OTR
1
0
0
24045
Genuine Parts Co
COM
372460105
528
7835
SH
OTR
1
0
0
7835
Genuine Parts Co
COM
372460105
3266
47940
SH
SOLE
0
47940
0
0
Gilead Sciences Inc
COM
375558103
416
5565
SH
OTR
1
0
0
5565
Givaudan SA F Sponsored ADR
COM
37636P108
62
1000
SH
SOLE
0
1000
0
0
Global Blood Therapeutics
COM
37890U108
9661
189106
SH
SOLE
0
189106
0
0
Global X MSCI Argentina ETF
COM
37950E259
37
2250
SH
SOLE
0
2250
0
0
Global X MSCI Argentina ETF
COM
37950E259
50
3050
SH
SOLE
0
3050
0
0
Global X MSCI Argentina ETF
COM
37950E259
23
1400
SH
SOLE
0
1400
0
0
Global X MSCI Greece ETF
COM
37950E366
1607
282500
SH
SOLE
0
282500
0
0
Gold Shares ETF
COM
78463V107
61
415
SH
SOLE
0
415
0
0
Health Care Select Sector ETF
COM
81369Y209
19
215
SH
SOLE
0
215
0
0
Home Depot Inc
COM
437076102
162
865
SH
OTR
1
0
0
865
Intel Corp
COM
458140100
42
770
SH
SOLE
0
770
0
0
Interpublic Group
COM
460690100
520
32125
SH
OTR
1
0
0
32125
Invesco QQQ Trust
COM
46090E103
698
3660
SH
SOLE
0
3660
0
0
iShares MSCI Utd Kingdom ETF New
COM
46435G334
30
1250
SH
SOLE
0
1250
0
0
iShares Russell Top 200 Growth ETF
COM
464289438
206
2450
SH
SOLE
0
2450
0
0
JD.Com Inc F ADR
COM
47215P106
22
535
SH
SOLE
0
535
0
0
Johnson & Johnson
COM
478160104
616
4700
SH
OTR
1
0
0
4700
Johnson & Johnson
COM
478160104
22
165
SH
SOLE
0
165
0
0
JPMorgan Chase & Co
COM
46625H100
50
550
SH
SOLE
0
550
0
0
Key
COM
493267108
617
59460
SH
OTR
1
0
0
59460
La-Z-Boy Inc
COM
505336107
12421
604435
SH
SOLE
0
604435
0
0
Livongo Health Inc
COM
539183103
84
2930
SH
SOLE
0
2930
0
0
M D C Holding Inc
COM
552676108
197
8495
SH
OTR
1
0
0
8495
Magellan Midstream P LP
COM
559080106
2771
75951
SH
SOLE
0
75951
0
0
Merck & Co Inc
COM
58933Y105
6199
79938
SH
SOLE
0
79938
0
0
MFC SPDR Series Trust S&P Oil & Gas Equip & SVCS ETF New
COM
78468R549
522
23000
SH
SOLE
0
23000
0
0
MLP MPLX LP
COM
55336V100
901
77500
SH
SOLE
0
77500
0
0
Monmouth Real Estate
COM
609720107
314
26080
SH
OTR
1
0
0
26080
MSCI Emerging Markets ETF
COM
464287234
205
6000
SH
SOLE
0
6000
0
0
Nasdaq Biotech ETF IV
COM
464287556
666
6180
SH
SOLE
0
6180
0
0
National Health Invs Inc
COM
63633D104
384
7585
SH
OTR
1
0
0
7585
Neurocrine Bioscienc
COM
64125C109
3139
36271
SH
SOLE
0
36271
0
0
Niu Technologies F Unsponsored ADR
COM
65481N100
1219
174848
SH
SOLE
0
174848
0
0
Oasis Midstream Partn LP
COM
67420T206
312
63003
SH
SOLE
0
63003
0
0
Old Republic Intl Co
COM
680223104
622
40765
SH
OTR
1
0
0
40765
Packaging Corp Of Am
COM
695156109
287
3285
SH
OTR
1
0
0
3285
Paychex Inc
COM
704326107
388
6160
SH
OTR
1
0
0
6160
Penumbra Inc
COM
70975L107
32
200
SH
SOLE
0
200
0
0
Peoples United Finl
COM
712704105
356
32180
SH
OTR
1
0
0
32180
Pepsico Incorporated
COM
713448108
12
100
SH
SOLE
0
100
0
0
Pfizer Incorporated
COM
717081103
788
24150
SH
OTR
1
0
0
24150
Philip Morris Intl
COM
718172109
749
10100
SH
SOLE
0
10100
0
0
Plains All American LP
COM
726503105
673
127500
SH
SOLE
0
127500
0
0
Procter & Gamble
COM
742718109
449
4080
SH
OTR
1
0
0
4080
Put Thermo Fisher $310.0 Exp Jun 19, 2020
COM
883556952
508
13779
SH
SOLE
0
13779
0
0
Qualcomm Inc
COM
747525103
533
7885
SH
OTR
1
0
0
7885
Qualcomm Inc
COM
747525103
20
300
SH
SOLE
0
300
0
0
Rattler Midstream LP LP
COM
75419T103
383
110173
SH
SOLE
0
110173
0
0
Redwood Trust Inc. REIT
COM
758075402
137
27000
SH
SOLE
0
27000
0
0
Regenxbio Inc
COM
75901B107
9697
299461
SH
SOLE
0
299461
0
0
Retrophin Inc
COM
761299106
217
14863
SH
SOLE
0
14863
0
0
Rocket Pharmaceuticals I
COM
77313F106
21
1500
SH
SOLE
0
1500
0
0
Royal Dutch Shell F ADR
COM
780259107
11
350
SH
SOLE
0
350
0
0
Russell 2000 ETF
COM
464287655
1780
15550
SH
SOLE
0
15550
0
0
S&P 600 Small Cap Growth ETF
COM
78464A201
14
300
SH
SOLE
0
300
0
0
S&P Biotech ETF
COM
78464A870
542
7000
SH
SOLE
0
7000
0
0
Sanofi Spond F ADR
COM
80105N105
734
16780
SH
OTR
1
0
0
16780
Schlumberger LTD F
COM
806857108
26
1850
SH
SOLE
0
1850
0
0
Slack Technologies Inc Class A
COM
83088V102
169
6279
SH
SOLE
0
6279
0
0
Snap-On Inc
COM
833034101
189
1735
SH
OTR
1
0
0
1735
Solar Capital LTD
COM
83413U100
29
2375
SH
SOLE
0
2375
0
0
SPDR S&P 500 ETF
COM
78462F103
4855
18732
SH
SOLE
0
18732
0
0
Spok Holdings Inc
COM
84863T106
23
2105
SH
SOLE
0
2105
0
0
Sprott Physical Silver TR
COM
85207K107
1260
240826
SH
SOLE
0
240826
0
0
Starbucks Corp
COM
855244109
33
500
SH
SOLE
0
500
0
0
Steel Dynamics Inc
COM
858119100
213
9355
SH
OTR
1
0
0
9355
Step Energy Services L F
COM
85859H105
25
111900
SH
SOLE
0
111900
0
0
Take Two Interactv
COM
874054109
59
500
SH
SOLE
0
500
0
0
Target Corp
COM
87612E106
640
6885
SH
OTR
1
0
0
6885
Technology Select Sector SPDR ETF
COM
81369Y803
37
465
SH
SOLE
0
465
0
0
Templeton Dragon CF
COM
88018T101
29
1700
SH
SOLE
0
1700
0
0
Tencent Holdings F Sponsored ADR
COM
88032Q109
2266
46170
SH
SOLE
0
46170
0
0
Thermo Fisher SCNTFC
COM
883556102
4227
14894
SH
SOLE
0
14894
0
0
Tortoise Energy Infrastr
COM
89147L100
136
53320
SH
SOLE
0
53320
0
0
Uber Technologies Inc
COM
90353T100
1053
37713
SH
SOLE
0
37713
0
0
Uniqure N V F
COM
N90064101
47
1000
SH
SOLE
0
1000
0
0
Valero Energy Corp
COM
91913Y100
382
8425
SH
OTR
1
0
0
8425
Vaneck Vectors Gold Miners ETF
COM
92189F106
15
645
SH
SOLE
0
645
0
0
Vaneck Vectors India Small-Cap Index ETF
COM
92189F767
515
25950
SH
SOLE
0
25950
0
0
Vaneck Vectors Oil SVCS ETF
COM
92189F718
12
3000
SH
SOLE
0
3000
0
0
Vanguard Dividend Appreciation ETF
COM
921908844
28
268
SH
SOLE
0
268
0
0
Vanguard Total Stock Market ETF
COM
922908769
387
3000
SH
SOLE
0
3000
0
0
Verizon Communications
COM
92343V104
915
17025
SH
OTR
1
0
0
17025
Visa Inc Class A
COM
92826C839
161
1000
SH
SOLE
0
1000
0
0
Walt Disney Co
COM
254687106
442
4575
SH
SOLE
0
4575
0
0
Williams Companies
COM
969457100
1354
95700
SH
SOLE
0
95700
0
0
Willis Towers Watson F
COM
G96629103
34
200
SH
SOLE
0
200
0
0