0001483472-17-000006.txt : 20171114
0001483472-17-000006.hdr.sgml : 20171114
20171114100445
ACCESSION NUMBER: 0001483472-17-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171114
DATE AS OF CHANGE: 20171114
EFFECTIVENESS DATE: 20171114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Botty Investors LLC
CENTRAL INDEX KEY: 0001483472
IRS NUMBER: 270319517
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13684
FILM NUMBER: 171198932
BUSINESS ADDRESS:
STREET 1: 444 WEST LAKE AVENUE
STREET 2: SUITE 1900
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 312 506-6015
MAIL ADDRESS:
STREET 1: 444 WEST LAKE AVENUE
STREET 2: SUITE 1900
CITY: CHICAGO
STATE: IL
ZIP: 60606
13F-HR
1
primary_doc.xml
13F-HR
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0001483472
XXXXXXXX
09-30-2017
09-30-2017
Botty Investors LLC
444 WEST LAKE AVENUE
SUITE 1900
CHICAGO
IL
60606
13F HOLDINGS REPORT
028-13684
N
Ralph Lipford
CCO
312-506-6015
Ralph Lipford
Chicago
IL
11-14-2017
2
168
313925
false
1
028-10663
Hamlin Capital Management LLC
2
028-11123
Tortoise Capital Advisors LLC
INFORMATION TABLE
2
inftable13fq32017.xml
BOTTY INVESTORS INFORMATION TABLE Q3 2017
A T & T Inc
COM
00206R102
911
23253
SH
OTR
1
0
0
23253
Abb LTD F ADR
COM
000375204
479
19365
SH
OTR
1
0
0
19365
Abbvie Inc
COM
00287Y109
465
5235
SH
OTR
1
0
0
5235
Activision Blizzard
COM
00507V109
4138
64146
SH
SOLE
0
64146
0
0
ADR Teva Pharmaceutical Inds
COM
881624209
88
5000
SH
SOLE
0
5000
0
0
Advanced Emission So
COM
00770C101
61
5600
SH
SOLE
0
5600
0
0
Alphabet Inc. Class A
COM
02079K305
73718
75708
SH
SOLE
0
75708
0
0
Alphabet Inc. Class C
COM
02079K107
45227
47155
SH
SOLE
0
47155
0
0
Amazon Com Inc
COM
023135106
7338
7633
SH
SOLE
0
7633
0
0
Amern Eagle Outfitrs
COM
02553E106
737
51555
SH
OTR
1
0
0
51555
Anadarko Petroleum
COM
032511107
1970
40320
SH
SOLE
0
40320
0
0
Andeavor Logistics LP
COM
03350F106
605
12092
SH
OTR
2
0
0
12092
Apache Corp
COM
037411105
23
510
SH
SOLE
0
510
0
0
Apple Inc
COM
037833100
737
4779
SH
SOLE
0
4779
0
0
Audentes Therapeutic
COM
05070R104
84
3000
SH
SOLE
0
3000
0
0
Bce Inc F
COM
05534B760
554
11705
SH
OTR
1
0
0
11705
Bear Creek Mining Co F
COM
07380N104
20
12000
SH
SOLE
0
12000
0
0
Berkshire Hathaway Class B
COM
084670702
41
225
SH
SOLE
0
225
0
0
Blackstone MTG TR REIT
COM
09257W100
10549
333416
SH
SOLE
0
333416
0
0
Boston Scientific Co
COM
101137107
2605
89288
SH
SOLE
0
89288
0
0
Bristol-Myers Squibb
COM
110122108
4317
67729
SH
SOLE
0
67729
0
0
British Amer Tobacco PLC GB Spon ADR
COM
110448107
962
15273
SH
SOLE
0
15273
0
0
Buckeye Partners LP LP
COM
118230101
595
10442
SH
OTR
2
0
0
10442
Buckeye Partners LP LP
COM
118230101
338
5925
SH
SOLE
0
5925
0
0
Call Avexis Inc
CALL
05366U900
26
3000
SH
SOLE
0
3000
0
0
Call Costco WHSL Corp
CALL
22160K905
184
18326
SH
SOLE
0
18326
0
0
Cheniere Energy Inc
COM
16411R208
56
1254
SH
OTR
2
0
0
1254
Cisco Systems Inc
COM
17275R102
892
26525
SH
OTR
1
0
0
26525
Cisco Systems Inc
COM
17275R102
541
16075
SH
SOLE
0
16075
0
0
Coca Cola Company
COM
191216100
54
1200
SH
SOLE
0
1200
0
0
Costar Group Inc
COM
22160N109
33
122
SH
SOLE
0
122
0
0
Cuisine Solutions
COM
229904206
112
16500
SH
SOLE
0
16500
0
0
Curtiss Wright Corp
COM
231561101
4102
39239
SH
SOLE
0
39239
0
0
DBV Technologies F Sponsored ADR
COM
23306J101
2725
64217
SH
SOLE
0
64217
0
0
Devon Energy Corp
COM
25179M103
110
3000
SH
SOLE
0
3000
0
0
Diamondback Energy
COM
25278X109
22
224
SH
SOLE
0
224
0
0
Dorchester Minerals LP
COM
25820R105
2732
181536
SH
SOLE
0
181536
0
0
Dorian LPG LTD F
COM
Y2106R110
564
82726
SH
SOLE
0
82726
0
0
Doubleline Income Soluti
COM
258622109
149
7000
SH
SOLE
0
7000
0
0
Doubleline Opportunistic
COM
258623107
131
5450
SH
SOLE
0
5450
0
0
Dowdupont Inc
COM
26078J100
312
4510
SH
OTR
1
0
0
4510
Duke Energy Corp
COM
26441C204
30
360
SH
SOLE
0
360
0
0
Eaton Corp PLC F
COM
G29183103
435
5660
SH
OTR
1
0
0
5660
Enduro Royalty Unt
COM
29269K100
2000
418702
SH
SOLE
0
418702
0
0
Energy TRNFR Equity LP
COM
29273V100
777
44685
SH
OTR
2
0
0
44685
Energy TRNFR Equity LP
COM
29273V100
38
2200
SH
SOLE
0
2200
0
0
Enterprise Products LP
COM
293792107
829
31810
SH
OTR
1
0
0
31810
Enterprise Products LP
COM
293792107
1231
47225
SH
OTR
2
0
0
47225
Eog Resources Inc
COM
26875P101
22
230
SH
SOLE
0
230
0
0
EQT Midstream PNTRS LP
COM
26885B100
749
9995
SH
OTR
1
0
0
9995
EQT Midstream PNTRS LP
COM
26885B100
749
10000
SH
OTR
2
0
0
10000
Era Group Inc
COM
26885G109
322
28809
SH
SOLE
0
28809
0
0
Extended Stay Amer
COM
30224P200
822
41090
SH
OTR
1
0
0
41090
Exxon Mobil Corp
COM
30231G102
423
5160
SH
OTR
1
0
0
5160
Exxon Mobil Corp
COM
30231G102
397
4840
SH
SOLE
0
4840
0
0
F N B Corporation Pa
COM
302520101
644
45875
SH
OTR
1
0
0
45875
Federated Invs Pa Class B
COM
314211103
463
15580
SH
OTR
1
0
0
15580
Fedex Corporation
COM
31428X106
113
500
SH
SOLE
0
500
0
0
First Amern Finl
COM
31847R102
452
9055
SH
OTR
1
0
0
9055
Flowers Foods Inc
COM
343498101
575
30550
SH
OTR
1
0
0
30550
General Motors Co
COM
37045V100
821
20340
SH
OTR
1
0
0
20340
General Motors Co
COM
37045V100
202
5001
SH
SOLE
0
5001
0
0
Genuine Parts Co
COM
372460105
4618
47940
SH
SOLE
0
47940
0
0
GlaxoSmithKline PLC F ADR
COM
37733W105
652
15930
SH
OTR
1
0
0
15930
Hugoton Royalty Trust
COM
444717102
142
76864
SH
SOLE
0
76864
0
0
Intel Corp
COM
458140100
681
17885
SH
OTR
1
0
0
17885
Intel Corp
COM
458140100
3811
100083
SH
SOLE
0
100083
0
0
iPath S&P 500 Vix Short Term Futures ETN New
COM
06746L422
69
1750
SH
SOLE
0
1750
0
0
iShares 20 PLS Year Treasury BND ETF
COM
464287432
187
1500
SH
SOLE
0
1500
0
0
iShares MSCI EAFE ETF
COM
464287465
4020
58700
SH
SOLE
0
58700
0
0
iShares Nasdaq Biotechnology ETF IV
COM
464287556
7236
21691
SH
SOLE
0
21691
0
0
iShares Russell 2000 ETF
COM
464287655
378
2550
SH
SOLE
0
2550
0
0
iShares Silver Trust ETF
COM
46428Q109
331
21050
SH
SOLE
0
21050
0
0
JD.Com Inc F ADR
COM
47215P106
20
535
SH
SOLE
0
535
0
0
Johnson & Johnson
COM
478160104
21
165
SH
SOLE
0
165
0
0
JPMorgan Chase & Co
COM
46625H100
53
550
SH
SOLE
0
550
0
0
Kimco RLTY
COM
49446R109
674
34495
SH
OTR
1
0
0
34495
Kinder Morgan Inc
COM
49456B101
1533
79913
SH
SOLE
0
79913
0
0
KKR Real Estate Fin TR Inc
COM
48251K100
6015
280942
SH
SOLE
0
280942
0
0
La-Z-Boy Inc
COM
505336107
14599
542726
SH
SOLE
0
542726
0
0
M D C Holding Inc
COM
552676108
233
7008
SH
OTR
1
0
0
7008
MACOM Technology Solutions Inc
COM
55405Y100
2668
59805
SH
SOLE
0
59805
0
0
Magellan Midstream P LP
COM
559080106
1180
16602
SH
OTR
2
0
0
16602
Magellan Midstream P LP
COM
559080106
1031
14506
SH
SOLE
0
14506
0
0
Mainstay Definedterm Mun
COM
56064K100
49
2460
SH
SOLE
0
2460
0
0
Maxim Integrated Pro
COM
57772K101
299
6260
SH
OTR
1
0
0
6260
Merck & Co Inc
COM
58933Y105
3344
51846
SH
SOLE
0
51846
0
0
Microsoft Corp
COM
594918104
2955
39663
SH
SOLE
0
39663
0
0
MLP Antero Midstream GP LP
COM
03675Y103
97
4726
SH
OTR
2
0
0
4726
MLP Antero Midstream Partners LP Unit
COM
03673L103
397
12590
SH
OTR
2
0
0
12590
MLP Dominion Midstream Partners
COM
257454108
287
8957
SH
OTR
2
0
0
8957
MLP Energy Transfer Partners L P New Unit LTD Partnership Int
COM
29278N103
529
28898
SH
OTR
2
0
0
28898
MLP Energy Transfer Partners L P New Unit LTD Partnership Int
COM
29278N103
294
16070
SH
SOLE
0
16070
0
0
MLP EQT GP HLDGS LP
COM
26885J103
73
2513
SH
OTR
2
0
0
2513
MLP Genesis Energy L P Unit LTD
COM
371927104
214
8133
SH
OTR
2
0
0
8133
MLP MPLX LP
COM
55336V100
888
25366
SH
OTR
2
0
0
25366
MLP Noble Midstream Partners LP
COM
65506L105
108
2082
SH
OTR
2
0
0
2082
MLP Phillips 66 Partners LP LP
COM
718549207
511
9725
SH
OTR
2
0
0
9725
MLP Shell Midstream Partners L P Unit
COM
822634101
577
20722
SH
OTR
2
0
0
20722
MLP Tallgrass Energy Partners LP
COM
874697105
332
6929
SH
OTR
2
0
0
6929
MLP Valero Energy Partners LP Unit
COM
91914J102
258
5904
SH
OTR
2
0
0
5904
MLP Western Gas Equity Partners LP
COM
95825R103
45
1093
SH
OTR
2
0
0
1093
MLP Westn Gas Partners LP
COM
958254104
642
12526
SH
OTR
2
0
0
12526
Mosaic Co
COM
61945C103
97
4500
SH
SOLE
0
4500
0
0
New Relic Inc
COM
64829B100
140
2809
SH
SOLE
0
2809
0
0
Nustar Energy LP LP
COM
67058H102
134
3291
SH
OTR
2
0
0
3291
Oneok Inc
COM
682680103
727
13113
SH
OTR
2
0
0
13113
Pepsico Incorporated
COM
713448108
45
400
SH
SOLE
0
400
0
0
Pfizer Incorporated
COM
717081103
818
22925
SH
OTR
1
0
0
22925
Pfizer Incorporated
COM
717081103
12
346
SH
SOLE
0
346
0
0
Plains All American LP
COM
726503105
754
35578
SH
OTR
2
0
0
35578
Plains All American LP
COM
726503105
256
12075
SH
SOLE
0
12075
0
0
PowerShares QQQ Trust SRS 1 ETF IV
COM
73935A104
146
1000
SH
SOLE
0
1000
0
0
ProShares Ultrashort S&P 500 New 2017
COM
74347B383
117
2500
SH
SOLE
0
2500
0
0
Qualcomm Inc
COM
747525103
611
11795
SH
OTR
1
0
0
11795
Qualcomm Inc
COM
747525103
16
300
SH
SOLE
0
300
0
0
Regal Entertainment Class A
COM
758766109
575
35920
SH
OTR
1
0
0
35920
Regenxbio Inc
COM
75901B107
6163
187038
SH
SOLE
0
187038
0
0
Rolls-Royce HLDGS F Sponsored ADR
COM
775781206
95
8000
SH
SOLE
0
8000
0
0
Royal Dutch Shell F ADR
COM
780259107
951
15205
SH
OTR
1
0
0
15205
Royal Dutch Shell F ADR
COM
780259107
2407
38488
SH
SOLE
0
38488
0
0
Ryman Hospitality PR REIT
COM
78377T107
331
5225
SH
OTR
1
0
0
5225
S E A C O R Marine H
COM
78413P101
475
30342
SH
SOLE
0
30342
0
0
Sanofi Spond F ADR
COM
80105N105
667
13400
SH
OTR
1
0
0
13400
Sarepta Therapeutics
COM
803607100
91
2000
SH
SOLE
0
2000
0
0
Seacor Holdings Inc
COM
811904101
1430
31006
SH
SOLE
0
31006
0
0
Select Sector Health Care SPDR ETF
COM
81369Y209
65
795
SH
SOLE
0
795
0
0
Snap Inc Class A
COM
83304A106
64
4370
SH
SOLE
0
4370
0
0
Solar Capital LTD
COM
83413U100
75
3425
SH
SOLE
0
3425
0
0
Solar Senior Capital
COM
83416M105
28
1600
SH
SOLE
0
1600
0
0
SPDR Gold Shares ETF
COM
78463V107
1160
9540
SH
SOLE
0
9540
0
0
SPDR S&P 500 ETF
COM
78462F103
5886
23314
SH
SOLE
0
23314
0
0
SPDR S&P 600 Small Cap Growth ETF
COM
78464A201
11
50
SH
SOLE
0
50
0
0
SPDR S&P Biotech ETF
COM
78464A870
7177
82907
SH
SOLE
0
82907
0
0
Spectra Energy Partn LP
COM
84756N109
600
13515
SH
OTR
1
0
0
13515
Spectra Energy Partn LP
COM
84756N109
276
6216
SH
OTR
2
0
0
6216
Spok Holdings Inc
COM
84863T106
43
2805
SH
SOLE
0
2805
0
0
Sprott PHYS Silver TR F Sprott Physical Silver
COM
85207K107
1512
240826
SH
SOLE
0
240826
0
0
Square Inc Class A
COM
852234103
13
468
SH
SOLE
0
468
0
0
Suncor Energy Inc F
COM
867224107
62
1757
SH
SOLE
0
1757
0
0
Tallgrass Energy GP LP SHS
COM
874696107
69
2456
SH
OTR
2
0
0
2456
Targa Res
COM
87612G101
284
5999
SH
OTR
2
0
0
5999
Teladoc Inc
COM
87918A105
20
591
SH
SOLE
0
591
0
0
Templeton Dragon CF
COM
88018T101
35
1700
SH
SOLE
0
1700
0
0
Tencent Holdings F Sponsored ADR
COM
88032Q109
659
15000
SH
SOLE
0
15000
0
0
Tesaro Inc
COM
881569107
140
1088
SH
SOLE
0
1088
0
0
Thermo Fisher SCNTFC
COM
883556102
4380
23134
SH
SOLE
0
23134
0
0
Tortoise Energy Infrastr
COM
89147L100
1138
39302
SH
SOLE
0
39302
0
0
Tortoise PWR Engy Infras
COM
89147X104
20
925
SH
SOLE
0
925
0
0
Twitter Inc
COM
90184L102
15
860
SH
SOLE
0
860
0
0
Vaneck Vectors Gold Miners ETF
COM
92189F106
47
2040
SH
SOLE
0
2040
0
0
Vaneck Vectors Oil SVCS ETF
COM
92189F718
83
3165
SH
SOLE
0
3165
0
0
Vaneck Vectors Russia ETF
COM
92189F403
6486
290965
SH
SOLE
0
290965
0
0
Vanguard Dividend Appreciation ETF
COM
921908844
139
1470
SH
SOLE
0
1470
0
0
Verizon Communications
COM
92343V104
99
2000
SH
SOLE
0
2000
0
0
Vertex Pharmaceutica
COM
92532F100
1519
9991
SH
SOLE
0
9991
0
0
Visa Inc Class A
COM
92826C839
53
500
SH
SOLE
0
500
0
0
Vodafone Group F ADR
COM
92857W308
765
26865
SH
OTR
1
0
0
26865
Walt Disney Co
COM
254687106
145
1475
SH
SOLE
0
1475
0
0
Westrock Co
COM
96145D105
314
5535
SH
OTR
1
0
0
5535
Weyerhaeuser Co REIT
COM
962166104
653
19184
SH
OTR
1
0
0
19184
Williams Companies
COM
969457100
308
10260
SH
OTR
2
0
0
10260
Williams Partners LP New
COM
96949L105
463
11915
SH
OTR
2
0
0
11915
Willis Towers Watson F
COM
G96629103
3872
25033
SH
SOLE
0
25033
0
0
Wisdomtree Europe Hedged Eqty ETF
COM
97717X701
14583
225400
SH
SOLE
0
225400
0
0
Wisdomtree Japan Hedged Equity ETF
COM
97717W851
72
1315
SH
SOLE
0
1315
0
0
Zendesk Inc
COM
98936J101
30
1033
SH
SOLE
0
1033
0
0
Zynga Inc Class A
COM
98986T108
52
13830
SH
SOLE
0
13830
0
0