0001483472-16-000006.txt : 20160212 0001483472-16-000006.hdr.sgml : 20160212 20160212131235 ACCESSION NUMBER: 0001483472-16-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160212 DATE AS OF CHANGE: 20160212 EFFECTIVENESS DATE: 20160212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Botty Investors LLC CENTRAL INDEX KEY: 0001483472 IRS NUMBER: 270319517 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13684 FILM NUMBER: 161417220 BUSINESS ADDRESS: STREET 1: 444 N MICHIGAN AVENUE STREET 2: SUITE 3500 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 312 506-6015 MAIL ADDRESS: STREET 1: 444 N MICHIGAN AVENUE STREET 2: SUITE 3500 CITY: CHICAGO STATE: IL ZIP: 60611 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001483472 XXXXXXXX 12-31-2015 12-31-2015 Botty Investors LLC

444 N MICHIGAN AVENUE SUITE 3500 CHICAGO IL 60611

13F HOLDINGS REPORT 028-13684 N Ralph Lipford 312-506-6015 Ralph Lipford Chicago IL 02-12-2016 2 170 142133 false 1 028-10663 Hamlin Capital Management LLC 2 028-05620 Brandes Investment Partners, LP INFORMATION TABLE 2 inftable13fq42015.xml BOTTY INFORMATION TABLE Q4 2015 A T & T Inc COM 00206R102 664 19303 SH OTR 01 0 0 19303 ABB Ltd COM 000375204 417 23525 SH OTR 01 0 0 23525 AbbVie Inc COM 00287Y109 467 7885 SH OTR 01 0 0 7885 Activision Blizzard Inc Com COM 00507V109 3847 99390 SH SOLE 99390 0 0 Ada-Es Inc COM 00770c101 40 5600 SH SOLE 5600 0 0 ADR Royal Dutch Shell PLC COM 780259107 109 2370 SH OTR 01 0 0 2370 Alamos Gold Inc COM 011532108 55 16650 SH SOLE 16650 0 0 Allergan, Inc COM g0177j108 331 1060 SH SOLE 1060 0 0 Alphabet Inc Class A COM 02079k305 18397 23646 SH SOLE 23646 0 0 Alphabet Inc Class C Non Votin COM 02079k107 5214 6870 SH SOLE 6870 0 0 Altria Group Inc Com COM 02209s103 4662 80095 SH SOLE 80095 0 0 Amer Electric Pwr Co Inc COM 025537101 2 40 SH SOLE 40 0 0 American Eagle Outfitters Inc COM 02553E106 295 19060 SH OTR 01 0 0 19060 Apache Corp COM 037411105 25 570 SH SOLE 570 0 0 APPLE INC COM 037833100 1510 14350 SH SOLE 14350 0 0 Applied Micro Circuits Corpora COM 03822w406 2179 342039 SH SOLE 342039 0 0 ARC Resources Ltdc COM 00208d408 24 2000 SH SOLE 2000 0 0 Ares Capital Corporation COM 04010l103 7 500 SH SOLE 500 0 0 Atara Biotherapeutics Inc. COM 046513107 3 115 SH SOLE 115 0 0 BCE Inc. (USA) COM 05534B760 503 13015 SH OTR 01 0 0 13015 Bear Creek Mining Corp COM 07380n104 6 14125 SH SOLE 14125 0 0 Berkshire Hathaway Inc Class B COM 084670702 30 225 SH SOLE 225 0 0 BlackRock Floating Rate Income COM 091941104 7 527 SH SOLE 527 0 0 Blackstone Mortgage Trust COM 09257W100 6640 248149 SH SOLE 248149 0 0 Bristol Myers Squibb Co Com COM 110122108 3854 56020 SH SOLE 56020 0 0 Buckeye Partners LP COM 118230101 391 5925 SH SOLE 5925 0 0 Buckle Inc COM 118440106 364 11815 SH OTR 01 0 0 11815 Cameco Corp COM 13321l108 15 1200 SH SOLE 1200 0 0 Canadian Oil Sands Trust COM 13643E105 274 45990 SH SOLE 45990 0 0 Charter Communications Inc Del COM 16117m107 0 5000 SH SOLE 5000 0 0 Chimera Invt Corp Com COM 16934Q208 1619 118674 SH SOLE 118674 0 0 Cinemark Holdings Inc COM 17243V102 273 8155 SH OTR 01 0 0 8155 Cisco Systems Inc COM 17275R102 403 14825 SH SOLE 14825 0 0 Cisco Systems Inc COM 17275R102 442 16265 SH OTR 01 0 0 16265 Co Star Group Inc COM 22160n109 25 122 SH SOLE 122 0 0 Cobalt International Energy COM 19075f106 989 183211 SH SOLE 183211 0 0 Coca Cola Company COM 191216100 77 1800 SH SOLE 1800 0 0 Cuisine Solutions COM 229904206 54 16500 SH SOLE 16500 0 0 Curtiss-Wright Corp COM 231561101 3541 51700 SH SOLE 51700 0 0 Devon Energy COM 25179M103 53 1650 SH SOLE 1650 0 0 Disney Walt Co COM 254687106 184 1748 SH SOLE 1748 0 0 Dorchester Minerals Lp Com Uni COM 25820R105 1281 129546 SH SOLE 129546 0 0 Dorian LPG Ltd COM Y2106R110 2414 205099 SH SOLE 205099 0 0 Dow Chem Co Com COM 260543103 594 11540 SH OTR 01 0 0 11540 DTE Energy Co COM 233331107 6 69 SH SOLE 69 0 0 Duke Energy Corp New Com COM 26441c204 26 360 SH SOLE 360 0 0 Eaton Corp Com COM g29183103 495 9515 SH OTR 01 0 0 9515 Emerson Electric Co COM 291011104 382 7980 SH OTR 01 0 0 7980 Endeavour Mining Corp COM g3040r109 24 4400 SH SOLE 4400 0 0 Enduro Royalty Trust COM 29269K100 1476 607531 SH SOLE 607531 0 0 Energy Select Sector SPDR COM 81369y506 4 68 SH SOLE 68 0 0 Energy Transfer Equity LP COM 29273v100 30 2200 SH SOLE 2200 0 0 Energy Transfer Partners Lp COM 29273r109 10 300 SH SOLE 300 0 0 Enerplus Corp Com COM 292766102 92 26800 SH SOLE 26800 0 0 Enterprise Products Part LP COM 293792107 2 90 SH SOLE 90 0 0 Eog Resources Inc COM 26875p101 16 230 SH SOLE 230 0 0 Era Group Inc COM 26885g109 419 37572 SH SOLE 37572 0 0 Exxon Mobil Corporation COM 30231g102 382 4900 SH SOLE 4900 0 0 Federal Home Loan Mortgage Cor COM 313400301 40 24400 SH SOLE 24400 0 0 Federal National Mortgage Asso COM 313586109 33 20000 SH SOLE 20000 0 0 Federated Investors Inc COM 314211103 371 12935 SH OTR 01 0 0 12935 Fedex Corp Com COM 31428x106 74 500 SH SOLE 500 0 0 Fnb Corp Pa Com COM 302520101 221 16575 SH OTR 01 0 0 16575 Ford Mtr Co Del Com Par $0.01 COM 345370860 14 1000 SH SOLE 1000 0 0 Garmin Ltd. COM h2906t109 39 1060 SH OTR 01 0 0 1060 General Electric Co COM 369604103 1760 56499 SH SOLE 56499 0 0 General Electric Co COM 369604103 489 15705 SH OTR 01 0 0 15705 General Motors COM 37045V100 502 14760 SH OTR 01 0 0 14760 Genuine Parts Co Com COM 372460105 4118 47940 SH SOLE 47940 0 0 Glaxosmithkline PLC ADR COM 37733W105 455 11285 SH OTR 01 0 0 11285 GrubHub Inc. 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COM 505336107 21024 860929 SH SOLE 860929 0 0 Lamar Advertising Co COM 512816109 562 9375 SH OTR 01 0 0 9375 LendingClub Corp COM 52603a109 6 562 SH SOLE 562 0 0 Magellan Midstream Partners LP COM 559080106 985 14506 SH SOLE 14506 0 0 Market Vectors Etf Tr Gold Min COM 57060u100 31 2240 SH SOLE 2240 0 0 Market Vectors Oil Services ET COM 57060u191 46 1740 SH SOLE 1740 0 0 Market Vectors Russia Index ET COM 57060u506 4271 291565 SH SOLE 291565 0 0 Maxim Integrated Producrs Inc. COM 57772K101 435 11440 SH OTR 01 0 0 11440 Merck & Co Inc New COM 58933Y105 3037 57503 SH SOLE 57503 0 0 Merck & Co Inc New COM 58933Y105 460 8703 SH OTR 01 0 0 8703 Microchip Technology Inc COM 595017104 345 7420 SH OTR 01 0 0 7420 Microsoft Corp COM 594918104 2236 40300 SH SOLE 40300 0 0 Monitise PLC COM g6258f105 3 70000 SH SOLE 70000 0 0 Mosaic Company COM 61945C103 494 17890 SH SOLE 17890 0 0 NCI Building Systems Inc. COM 628852204 124 10000 SH SOLE 10000 0 0 Noble Energy, Inc COM 655044105 6 170 SH SOLE 170 0 0 Nucor Corp Com COM 670346105 480 11900 SH OTR 01 0 0 11900 Oracle Corporation COM 68389x105 4 100 SH SOLE 100 0 0 Orezone Gold Corp COM 68616t109 4 19850 SH SOLE 19850 0 0 Outfront Media Inc. COM 69007J106 312 14292 SH OTR 01 0 0 14292 Pan American Silver Corp COM 697900108 21 3300 SH SOLE 3300 0 0 People's United Financial Inc. COM 712704105 488 30205 SH OTR 01 0 0 30205 Pepsico Incorporated COM 713448108 40 400 SH SOLE 400 0 0 Permian Basin Royalty Trust COM 714236106 13 2539 SH SOLE 2539 0 0 Pfizer Incorporated COM 717081103 11 346 SH SOLE 346 0 0 Plains All American Pipeline L COM 726503105 288 12475 SH SOLE 12475 0 0 Plum Creek Timber Co COM 729251108 346 7250 SH OTR 01 0 0 7250 Powershares Qqq Trust Unit Ser COM 73935a104 112 1000 SH SOLE 1000 0 0 PowerShrs CEF Income Cmpst Prt COM 73936q843 43 2000 SH SOLE 2000 0 0 Procter & Gamble Co Com COM 742718109 3297 41516 SH SOLE 41516 0 0 Public Svc Enterprise Group Co COM 744573106 314 8115 SH OTR 01 0 0 8115 Qualcomm Inc COM 747525103 30 600 SH SOLE 600 0 0 Regal Entertainment Group - A COM 758766109 460 24370 SH OTR 01 0 0 24370 Reynolds American Inc Com COM 761713106 1438 31158 SH SOLE 31158 0 0 RMR Group Inc COM 74967r106 4 278 SH OTR 01 0 0 278 Royal Dutch Shell PLC COM 780259107 316 6865 SH OTR 01 0 0 6865 Ryman Hospitality PPTYS Inc Co COM 78377T107 442 8560 SH OTR 01 0 0 8560 Seacor Holdings Inc COM 811904101 1681 31992 SH SOLE 31992 0 0 Seagate Technology Plc Shs COM g7945m107 325 8870 SH OTR 01 0 0 8870 Silver Wheaton Corp COM 828336107 1 100 SH SOLE 100 0 0 Solar Capital Ltd COM 83413u100 62 3800 SH SOLE 3800 0 0 Solar Senior Capital COM 83416m105 24 1600 SH SOLE 1600 0 0 Sorrento Therapeutics, Inc. COM 83587f202 13 1500 SH SOLE 1500 0 0 Spdr Gold Trust Gold Shs COM 78463v107 2257 22245 SH SOLE 22245 0 0 SPDR S&P 500 ETF Trust COM 78462f103 357 1750 SH SOLE 1750 0 0 SPDR S&P 600 Small Cap Growth COM 78464a201 9 50 SH SOLE 50 0 0 Spok Holdings Inc (former USA COM 84863t106 51 2805 SH SOLE 2805 0 0 Sprott Physical Silver Trust COM 85207k107 2 350 SH SOLE 350 0 0 St Andrew Goldfields COM 787188507 25 82500 SH SOLE 82500 0 0 Sunoco Logistics Prtnrs L P Co COM 86764l108 413 16070 SH SOLE 16070 0 0 Superior Energy Svcs Inc Com COM 868157108 2 150 SH SOLE 150 0 0 Synchrony Finl Com COM 87165b103 200 6572 SH SOLE 6572 0 0 Teekay Tankers Ltd Cl A COM y8565n102 635 92318 SH SOLE 92318 0 0 Templeton Dragon Fund Inc. COM 88018t101 30 1700 SH SOLE 1700 0 0 Tesaro Inc COM 881569107 2 39 SH SOLE 39 0 0 Thermo Fisher Scientific COM 883556102 4047 28530 SH SOLE 28530 0 0 Tortoise Energy Infrastructure COM 89147l100 643 23120 SH SOLE 23120 0 0 Tortoise Power & Energy COM 89147x104 16 925 SH SOLE 925 0 0 Towers Watson & Co Cl A COM 891894107 3793 29525 SH SOLE 29525 0 0 Transocean Ltd Reg Shs COM h8817h100 1 98 SH SOLE 98 0 0 Tullow Oil PLC COM 899415202 81 66000 SH SOLE 66000 0 0 Twitter Inc COM 90184l102 1204 52013 SH SOLE 52013 0 0 Vanguard Specialized Portfolio COM 921908844 133 1713 SH SOLE 1713 0 0 Visa Inc Com Cl A COM 92826c839 39 500 SH SOLE 500 0 0 Vital Therapies Inc COM 92847r104 346 30000 SH SOLE 30000 0 0 Vodafone Group PLC New Spons A COM 92857W308 530 16430 SH OTR 01 0 0 16430 Volkswagen AG COM 928662303 9 300 SH SOLE 300 0 0 Voya Corporate Leaders -Ser B COM 92912m105 13 458 SH SOLE 458 0 0 Weyerhaeuser Co COM 962166104 119 3975 SH OTR 01 0 0 3975 Weyerhaeuser co com COM 962166104 41 1375 SH OTR 01 0 0 1375 Williams Partners LP COM 96949l105 372 13353 SH SOLE 13353 0 0 WisdomTree Japan Hedged Equity COM 97717w851 206 4110 SH SOLE 4110 0 0 Yahoo! Inc COM 984332106 1453 43675 SH SOLE 43675 0 0 Zynga Inc COM 98986t108 536 200000 SH SOLE 200000 0 0 Monsanto Co Call Option $90 01 CALL 61166w101 133 151 SH SOLE 151 0 0 Activision Blizzard Inc Put Op PUT 00507V109 24 263 SH SOLE 263 0 0 Activision Blizzard Inc Put Op PUT 00507V109 16 131 SH SOLE 131 0 0 Thermo Fisher Put Option $130 PUT 1865629TN 4 255 SH SOLE 255 0 0 Blackrock MuniYield Michigan Q COM 09254v105 15 1100 SH SOLE 1100 0 0 DoubleLine Income Solutions COM 258622109 114 7000 SH SOLE 7000 0 0 Doubleline Opportunistic Credi COM 258623107 155 6120 SH SOLE 6120 0 0 Mainstay Definedterm Municipal COM 56064k100 2453 130256 SH SOLE 130256 0 0