0001483339-11-000004.txt : 20110511
0001483339-11-000004.hdr.sgml : 20110511
20110511120928
ACCESSION NUMBER: 0001483339-11-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110511
DATE AS OF CHANGE: 20110511
EFFECTIVENESS DATE: 20110511
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Walthausen & Co., LLC
CENTRAL INDEX KEY: 0001483339
IRS NUMBER: 260681507
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13672
FILM NUMBER: 11830914
BUSINESS ADDRESS:
STREET 1: 9 EXECUTIVE PARK DRIVE, SUITE B
CITY: CLIFTON PARK
STATE: NY
ZIP: 12065
BUSINESS PHONE: (518) 371-3450
MAIL ADDRESS:
STREET 1: 9 EXECUTIVE PARK DRIVE, SUITE B
CITY: CLIFTON PARK
STATE: NY
ZIP: 12065
13F-HR
1
walth13ftq1_11.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 3/31/11
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Walthausen & Co., LLC
Address: 9 Executive Park Drive, Suite B
Clifton Park, NY 12065
13F File Number: 28-13672
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Mark Hodge
Title: Chief Compliance officer
Phone: (518) 348-7217
Signature, Place, and Date of Signing:
Mark Hodge Clifton Park, NY May 11, 2011
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager: None
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form13F Information Table Entry Total: 79
Form13F Information Table Value Total: $606,953
(thousands)
List of Other Included Managers: None
List of Other Managers Reporting for this Manager: None
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filled, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
AAON Inc 000360206 7667 233044 SH Sole 192753 40291
Allegiant Travel Co 01748X102 5805 132505 SH Sole 109171 23334
Altisource Portfolio Solutions L0175J104 7269 236925 SH Sole 185204 51721
Ambassadors Group Inc 023177108 2543 232251 SH Sole 183718 48533
American Reprographics Company 029263100 9196 888490 SH Sole 716570 171920
Apogee Enterprises Inc 037598109 7237 548659 SH Sole 453269 95390
Arch Chemicals Inc 03937R102 12083 290530 SH Sole 228210 62320
Asta Funding Inc 046220109 4717 551028 SH Sole 458879 92149
Baldwin And Lyons Inc Cl B 057755209 1510 64459 SH Sole 49008 15451
Bemis Co Inc 081437105 3919 119460 SH Sole 119460
Brigham Exploration Co 109178103 16116 433455 SH Sole 342634 90821
Bryn Mawr Bank Corp 117665109 8263 401720 SH Sole 320528 81192
CAI International Inc 12477X106 10067 389275 SH Sole 317458 71817
CNA Surety Corp 12612L108 1637 64825 SH Sole 56624 8201
CSS Industries Inc 125906107 4387 232757 SH Sole 165977 66780
CTS Corp 126501105 3759 348080 SH Sole 281450 66630
CVB Financial Corp 126600105 8075 867315 SH Sole 677025 190290
Cabela's Inc 126804301 8550 341860 SH Sole 264305 77555
Columbia Banking Systems Inc 197236102 8753 456595 SH Sole 360302 96293
Community Bank Systems Inc 203607106 8271 340785 SH Sole 274578 66207
Curtiss Wright Corp 231561101 4338 123440 SH Sole 97410 26030
DDI Corp 233162502 10061 951850 SH Sole 767990 183860
Drew Industries Inc 26168L205 7302 327005 SH Sole 264421 62584
Electronics For Imaging Inc 286082102 8852 601746 SH Sole 471889 129857
Fairchild Semiconductor Int'l 303726103 8406 461850 SH Sole 364449 97401
First Bancorp N.C. 318910106 1584 119455 SH Sole 85532 33923
First Financial Bankshares 32020R109 8560 166630 SH Sole 131290 35340
Flower Foods Inc 343498101 7851 288310 SH Sole 229357 58953
Foster L.B. Company 350060109 6777 157197 SH Sole 124324 32873
Georesources Inc 372476101 3823 122250 SH Sole 92740 29510
Global Power Equipment Group I 37941P306 8044 292525 SH Sole 237585 54940
Gulfport Energy Corp 402635304 12746 352790 SH Sole 278162 74628
Hallmark Financial Services 40624Q203 3888 463919 SH Sole 373971 89948
Hancock Holding Company 410120109 9159 278910 SH Sole 220090 58820
Helen of Troy Ltd G4388N106 9763 332080 SH Sole 261180 70900
Hexcel Corp 428291108 10611 538880 SH Sole 441945 96935
Hill-Rom Holdings Inc 431475102 6278 165295 SH Sole 122072 43223
IEC Electronics Corp 44949L105 3025 359705 SH Sole 306856 52849
Interval Leisure Group Inc 46113M108 7482 457615 SH Sole 338888 118727
John Bean Technologies Corp 477839104 6364 330920 SH Sole 262720 68200
Kapstone Paper & Packaging Cor 48562P103 8597 500695 SH Sole 396372 104323
Knoll Inc 498904200 11007 525120 SH Sole 402738 122382
Landec Corporation 514766104 6575 1011545 SH Sole 822165 189380
Lifetime Brands Inc 53222Q103 7017 467787 SH Sole 374119 93668
Lydall Inc 550819106 5662 636940 SH Sole 485263 151677
M/I Homes Inc 55305B101 9889 659690 SH Sole 538260 121430
Magellan Health Services Inc 559079207 10335 210570 SH Sole 160725 49845
McGrath Rentcorp 580589109 9097 333575 SH Sole 255291 78284
Mercer Int'l Inc 588056101 3758 277338 SH Sole 216298 61040
Miller Industries Inc 600551204 3078 189560 SH Sole 151484 38076
National Western Life Insuranc 638522102 7467 46020 SH Sole 36661 9359
Nobel Learning Communities 654889104 3514 356005 SH Sole 279446 76559
Northern Oil and Gas Inc 665531109 14168 530635 SH Sole 419720 110915
Ocwen Financial Corp 675746309 19607 1779190 SH Sole 1406143 373047
Omnova Solutions Inc 682129101 9999 1270535 SH Sole 1008788 261747
Overhill Farms Inc 690212105 1893 311408 SH Sole 245801 65607
Park National Corp 700658107 7528 112655 SH Sole 90470 22185
Pep Boys Manny Moe & Jack 713278109 11019 866975 SH Sole 695416 171559
Platinum Underwriters Holdings G7127P100 7191 188795 SH Sole 152425 36370
Polyone Corp 73179P106 7043 495645 SH Sole 406325 89320
Power-One Inc 73930R102 4477 511700 SH Sole 404310 107390
Primerica Inc 74164M108 8264 323955 SH Sole 263375 60580
RLI Corp 749607107 4552 78955 SH Sole 62155 16800
RTI International Metals Inc 74973W107 9515 305460 SH Sole 241740 63720
Rent-A-Center Inc 76009N100 10345 296335 SH Sole 231611 64724
Sally Beauty Holdings Inc 79546E104 8300 592445 SH Sole 460489 131956
Schawk Inc 806373106 363 18650 SH Sole 14950 3700
School Specialty Inc 807863105 4881 341360 SH Sole 222610 118750
Solutia Inc 834376501 17601 692970 SH Sole 528975 163995
Standex Int'l Corp 854231107 14512 383010 SH Sole 298317 84693
Sterling Bancorp 859158107 2958 295540 SH Sole 235980 59560
Suffolk Bancorp 864739107 1736 82759 SH Sole 61904 20855
Textainer Group Holdings Ltd G8766E109 9751 262400 SH Sole 206070 56330
Thomas & Betts Corp 884315102 6371 107135 SH Sole 82015 25120
Universal Technical Institute 913915104 10124 520495 SH Sole 414520 105975
Vishay Intertechnology Inc 928298108 15842 893030 SH Sole 702414 190616
West Pharmaceuticals Services 955306105 6320 141155 SH Sole 110500 30655
Whiting Petroleum Corp 966387102 12342 168035 SH Sole 129317 38718
Xerium Technologies Inc 98416J118 9517 395736 SH Sole 308692 87044