0000919574-14-003441.txt : 20140515
0000919574-14-003441.hdr.sgml : 20140515
20140515160121
ACCESSION NUMBER: 0000919574-14-003441
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140515
DATE AS OF CHANGE: 20140515
EFFECTIVENESS DATE: 20140515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Elm Ridge Management, LLC
CENTRAL INDEX KEY: 0001483276
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13787
FILM NUMBER: 14847028
BUSINESS ADDRESS:
STREET 1: 3 WEST MAIN STREET
STREET 2: 2ND FLOOR
CITY: IRVINGTON
STATE: NY
ZIP: 10533
BUSINESS PHONE: (914) 250-1000
MAIL ADDRESS:
STREET 1: 3 WEST MAIN STREET
STREET 2: 2ND FLOOR
CITY: IRVINGTON
STATE: NY
ZIP: 10533
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001483276
XXXXXXXX
03-31-2014
03-31-2014
false
Elm Ridge Management, LLC
3 WEST MAIN STREET
2ND FLOOR
IRVINGTON
NY
10533
13F HOLDINGS REPORT
028-13787
N
Kevin Heerdt
COO
914-250-1015
/s/ Kevin Heerdt
IRVINGTON
NY
05-15-2014
3
126
990000
1
0001381073
028-12044
Elm Ridge Partners, LLC
2
0001353257
028-11797
Elm Ridge Offshore Master Fund Ltd
3
0001166219
028-10075
ELM RIDGE CAPITAL MANAGEMENT, LLC
INFORMATION TABLE
2
infotable.xml
ABERCROMBIE & FITCH CO
CL A
002896207
542
14090
SH
DFND
1
0
14090
0
ABERCROMBIE & FITCH CO
CL A
002896207
6592
171224
SH
DFND
2,3
0
171224
0
ABERCROMBIE & FITCH CO
CL A
002896207
765
19883
SH
SOLE
19883
0
0
AEROPOSTALE
COM
007865108
775
154419
SH
DFND
1
0
154419
0
AEROPOSTALE
COM
007865108
9408
1874195
SH
DFND
2,3
0
1874195
0
AEROPOSTALE
COM
007865108
1132
225451
SH
SOLE
225451
0
0
ALCOA INC
COM
013817101
2197
170680
SH
DFND
1
0
170680
0
ALCOA INC
COM
013817101
26618
2068219
SH
DFND
2,3
0
2068219
0
ALCOA INC
COM
013817101
3053
237242
SH
SOLE
237242
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
2466
49318
SH
DFND
1
0
49318
0
AMERICAN INTL GROUP INC
COM NEW
026874784
29864
597156
SH
DFND
2,3
0
597156
0
AMERICAN INTL GROUP INC
COM NEW
026874784
3396
67907
SH
SOLE
67907
0
0
APACHE CORP
COM
037411105
1688
20347
SH
DFND
1
0
20347
0
APACHE CORP
COM
037411105
20485
246953
SH
DFND
2,3
0
246953
0
APACHE CORP
COM
037411105
2291
27621
SH
SOLE
27621
0
0
APPLIED MATLS INC
COM
038222105
1571
76968
SH
DFND
1
0
76968
0
APPLIED MATLS INC
COM
038222105
19094
935307
SH
DFND
2,3
0
935307
0
APPLIED MATLS INC
COM
038222105
2120
103852
SH
SOLE
103852
0
0
ASSURED GUARANTY LTD
COM
G0585R106
3295
130138
SH
DFND
1
0
130138
0
ASSURED GUARANTY LTD
COM
G0585R106
40043
1581461
SH
DFND
2,3
0
1581461
0
ASSURED GUARANTY LTD
COM
G0585R106
4526
178769
SH
SOLE
178769
0
0
AVALONBAY CMNTYS INC
COM
053484101
276
2099
SH
DFND
1
0
2099
0
AVALONBAY CMNTYS INC
COM
053484101
3112
23701
SH
DFND
2,3
0
23701
0
BOISE CASCADE CO DEL
COM
09739D100
967
33770
SH
DFND
1
0
33770
0
BOISE CASCADE CO DEL
COM
09739D100
12056
420955
SH
DFND
2,3
0
420955
0
BOSTON SCIENTIFIC CORP
COM
101137107
1616
119519
SH
DFND
1
0
119519
0
BOSTON SCIENTIFIC CORP
COM
101137107
19637
1452425
SH
DFND
2,3
0
1452425
0
BOSTON SCIENTIFIC CORP
COM
101137107
2299
170068
SH
SOLE
170068
0
0
CITIGROUP INC
COM NEW
172967424
1633
34314
SH
DFND
1
0
34314
0
CITIGROUP INC
COM NEW
172967424
19824
416478
SH
DFND
2,3
0
416478
0
CITIGROUP INC
COM NEW
172967424
2253
47329
SH
SOLE
47329
0
0
CONCUR TECHNOLOGIES INC
COM
206708109
679
6855
SH
DFND
1
0
6855
0
CONCUR TECHNOLOGIES INC
COM
206708109
7374
74432
SH
DFND
2,3
0
74432
0
CORNING INC
COM
219350105
1941
93210
SH
DFND
1
0
93210
0
CORNING INC
COM
219350105
23501
1128791
SH
DFND
2,3
0
1128791
0
CORNING INC
COM
219350105
2675
128488
SH
SOLE
128488
0
0
DOMTAR CORP
COM NEW
257559203
962
8572
SH
DFND
1
0
8572
0
DOMTAR CORP
COM NEW
257559203
11691
104175
SH
DFND
2,3
0
104175
0
DOMTAR CORP
COM NEW
257559203
1316
11724
SH
SOLE
11724
0
0
DONNELLEY R R & SONS CO
COM
257867101
3722
207926
SH
DFND
1
0
207926
0
DONNELLEY R R & SONS CO
COM
257867101
45090
2519011
SH
DFND
2,3
0
2519011
0
DONNELLEY R R & SONS CO
COM
257867101
5127
286434
SH
SOLE
286434
0
0
DONNELLEY R R & SONS CO
COM
257867101
279
15600
SH
Call
DFND
1
0
15600
0
DONNELLEY R R & SONS CO
COM
257867101
3301
184400
SH
Call
DFND
2,3
0
184400
0
DONNELLEY R R & SONS CO
COM
257867101
358
20000
SH
Call
SOLE
20000
0
0
DOUGLAS EMMETT INC
COM
25960P109
437
16092
SH
DFND
1
0
16092
0
DOUGLAS EMMETT INC
COM
25960P109
4899
180493
SH
DFND
2,3
0
180493
0
FAIRCHILD SEMICONDUCTOR INTL
COM
303726103
844
61201
SH
DFND
1
0
61201
0
FAIRCHILD SEMICONDUCTOR INTL
COM
303726103
10256
743737
SH
DFND
2,3
0
743737
0
FAIRCHILD SEMICONDUCTOR INTL
COM
303726103
1166
84586
SH
SOLE
84586
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
1640
10007
SH
DFND
1
0
10007
0
GOLDMAN SACHS GROUP INC
COM
38141G104
19901
121457
SH
DFND
2,3
0
121457
0
GOLDMAN SACHS GROUP INC
COM
38141G104
2279
13912
SH
SOLE
13912
0
0
INTERPUBLIC GROUP COS INC
COM
460690100
1633
95286
SH
DFND
1
0
95286
0
INTERPUBLIC GROUP COS INC
COM
460690100
19822
1156495
SH
DFND
2,3
0
1156495
0
INTERPUBLIC GROUP COS INC
COM
460690100
2320
135379
SH
SOLE
135379
0
0
ISHARES
RUSSELL 2000 ETF
464287655
2653
22800
SH
Put
DFND
1
0
22800
0
ISHARES
RUSSELL 2000 ETF
464287655
32249
277200
SH
Put
DFND
2,3
0
277200
0
ISHARES
RUSSELL 2000 ETF
464287655
3490
30000
SH
Put
SOLE
30000
0
0
JABIL CIRCUIT INC
COM
466313103
1170
65022
SH
DFND
1
0
65022
0
JABIL CIRCUIT INC
COM
466313103
14180
787805
SH
DFND
2,3
0
787805
0
JABIL CIRCUIT INC
COM
466313103
1613
89586
SH
SOLE
89586
0
0
KOHLS CORP
COM
500255104
1374
24188
SH
DFND
1
0
24188
0
KOHLS CORP
COM
500255104
16696
293939
SH
DFND
2,3
0
293939
0
KOHLS CORP
COM
500255104
1924
33875
SH
SOLE
33875
0
0
LILLY ELI & CO
COM
532457108
2655
45101
SH
DFND
1
0
45101
0
LILLY ELI & CO
COM
532457108
32260
548083
SH
DFND
2,3
0
548083
0
LILLY ELI & CO
COM
532457108
3648
61978
SH
SOLE
61978
0
0
LOCKHEED MARTIN CORP
COM
539830109
2038
12486
SH
DFND
1
0
12486
0
LOCKHEED MARTIN CORP
COM
539830109
24770
151737
SH
DFND
2,3
0
151737
0
LOCKHEED MARTIN CORP
COM
539830109
2876
17618
SH
SOLE
17618
0
0
MARTIN MARIETTA MATLS INC
COM
573284106
1166
9084
SH
DFND
1
0
9084
0
MARTIN MARIETTA MATLS INC
COM
573284106
13095
102026
SH
DFND
2,3
0
102026
0
MBIA INC
COM
55262C100
3524
251917
SH
DFND
1
0
251917
0
MBIA INC
COM
55262C100
42695
3051840
SH
DFND
2,3
0
3051840
0
MBIA INC
COM
55262C100
4907
350719
SH
SOLE
350719
0
0
MERCK & CO INC NEW
COM
58933Y105
2035
35841
SH
DFND
1
0
35841
0
MERCK & CO INC NEW
COM
58933Y105
24726
435551
SH
DFND
2,3
0
435551
0
MERCK & CO INC NEW
COM
58933Y105
2850
50205
SH
SOLE
50205
0
0
NABORS INDUSTRIES LTD
SHS
G6359F103
1728
70097
SH
DFND
1
0
70097
0
NABORS INDUSTRIES LTD
SHS
G6359F103
20998
851834
SH
DFND
2,3
0
851834
0
NABORS INDUSTRIES LTD
SHS
G6359F103
2308
93633
SH
SOLE
93633
0
0
NEWFIELD EXPL CO
COM
651290108
1690
53899
SH
DFND
1
0
53899
0
NEWFIELD EXPL CO
COM
651290108
20478
653000
SH
DFND
2,3
0
653000
0
NEWFIELD EXPL CO
COM
651290108
2319
73940
SH
SOLE
73940
0
0
ON SEMICONDUCTOR CORP
COM
682189105
1647
175185
SH
DFND
1
0
175185
0
ON SEMICONDUCTOR CORP
COM
682189105
20011
2128864
SH
DFND
2,3
0
2128864
0
ON SEMICONDUCTOR CORP
COM
682189105
2311
245902
SH
SOLE
245902
0
0
POPULAR INC
COM NEW
733174700
1113
35904
SH
DFND
1
0
35904
0
POPULAR INC
COM NEW
733174700
13521
436316
SH
DFND
2,3
0
436316
0
POPULAR INC
COM NEW
733174700
1511
48765
SH
SOLE
48765
0
0
POTASH CORP SASK INC
COM
73755L107
588
16225
SH
DFND
1
0
16225
0
POTASH CORP SASK INC
COM
73755L107
7142
197175
SH
DFND
2,3
0
197175
0
POTASH CORP SASK INC
COM
73755L107
772
21313
SH
SOLE
21313
0
0
QUAD / GRAPHICS INC
COM CL A
747301109
1557
66376
SH
DFND
1
0
66376
0
QUAD / GRAPHICS INC
COM CL A
747301109
16942
722465
SH
DFND
2,3
0
722465
0
QUAD / GRAPHICS INC
COM CL A
747301109
1948
83075
SH
SOLE
83075
0
0
REGENCY CTRS CORP
COM
758849103
141
2766
SH
DFND
1
0
2766
0
REGENCY CTRS CORP
COM
758849103
1595
31234
SH
DFND
2,3
0
31234
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
6396
34200
SH
Put
DFND
1
0
34200
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
77759
415800
SH
Put
DFND
2,3
0
415800
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
8415
45000
SH
Put
SOLE
45000
0
0
SUPERVALU INC
COM
868536103
1105
161557
SH
DFND
1
0
161557
0
SUPERVALU INC
COM
868536103
13412
1960840
SH
DFND
2,3
0
1960840
0
SUPERVALU INC
COM
868536103
1562
228311
SH
SOLE
228311
0
0
TECH DATA CORP
COM
878237106
974
15973
SH
DFND
1
0
15973
0
TECH DATA CORP
COM
878237106
11833
194108
SH
DFND
2,3
0
194108
0
TECH DATA CORP
COM
878237106
1348
22105
SH
SOLE
22105
0
0
TEXAS CAPITAL BANCSHARES INC
COM
88224Q107
528
8133
SH
DFND
1
0
8133
0
TEXAS CAPITAL BANCSHARES INC
COM
88224Q107
5767
88801
SH
DFND
2,3
0
88801
0
THE ADT CORPORATION
COM
00101J106
194
6463
SH
DFND
1
0
6463
0
THE ADT CORPORATION
COM
00101J106
2180
72782
SH
DFND
2,3
0
72782
0
TORONTO DOMINION BK ONT
COM NEW
891160509
1465
31200
SH
Put
DFND
1
0
31200
0
TORONTO DOMINION BK ONT
COM NEW
891160509
17315
368800
SH
Put
DFND
2,3
0
368800
0
TRANSDIGM GROUP INC
COM
893641100
284
1532
SH
DFND
1
0
1532
0
TRANSDIGM GROUP INC
COM
893641100
3599
19433
SH
DFND
2,3
0
19433
0
U S G CORP
COM NEW
903293405
464
14185
SH
DFND
1
0
14185
0
U S G CORP
COM NEW
903293405
5179
158273
SH
DFND
2,3
0
158273
0
UNITED STATES STL CORP NEW
COM
912909108
250
9043
SH
DFND
1
0
9043
0
UNITED STATES STL CORP NEW
COM
912909108
2286
82783
SH
DFND
2,3
0
82783
0
WEATHERFORD INTERNATIONAL LT
REG SHS
H27013103
1256
72377
SH
DFND
1
0
72377
0
WEATHERFORD INTERNATIONAL LT
REG SHS
H27013103
15250
878450
SH
DFND
2,3
0
878450
0
WEATHERFORD INTERNATIONAL LT
REG SHS
H27013103
1744
100446
SH
SOLE
100446
0
0
WELLPOINT INC
COM
94973V107
2184
21939
SH
DFND
1
0
21939
0
WELLPOINT INC
COM
94973V107
26541
266609
SH
DFND
2,3
0
266609
0
WELLPOINT INC
COM
94973V107
2989
30027
SH
SOLE
30027
0
0