-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G4VZnHijYmbnHB6V2TYpET9Adu0pmFy5mgv2fl6sk3/rWQfRdHYtNBj0sLzyIT6F cczK7EA62XVIyTqvDTiZ3Q== 0000919574-10-003309.txt : 20100514 0000919574-10-003309.hdr.sgml : 20100514 20100514153818 ACCESSION NUMBER: 0000919574-10-003309 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100514 DATE AS OF CHANGE: 20100514 EFFECTIVENESS DATE: 20100514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Elm Ridge Management, LLC CENTRAL INDEX KEY: 0001483276 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13787 FILM NUMBER: 10833077 BUSINESS ADDRESS: STREET 1: 3 WEST MAIN STREET, 3RD FLOOR CITY: IRVINGTON STATE: NY ZIP: 10533 BUSINESS PHONE: (914) 250-1000 MAIL ADDRESS: STREET 1: 3 WEST MAIN STREET, 3RD FLOOR CITY: IRVINGTON STATE: NY ZIP: 10533 13F-HR 1 d1093910_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended March 31, 2010. Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Elm Ridge Management, LLC Address: 3 West Main Street 3rd Floor Irvington, NY 10533 13F File Number: 028-13787 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jed Bowen Title: Chief Financial Officer of the Funds Phone: (914) 250-1000 Signature, Place and Date of Signing: /s/ Jed Bowen Irvington, NY May 14, 2010 - ------------------------- --------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 67 Form 13F Information Table Value Total: $2,472,986 (in thousands) List of Other Included Managers: Form 13F File Number Name (1) 028- 12044 Elm Ridge Partners, LLC (2) 028- 11797 Elm Ridge Offshore Master Fund, Ltd. (3) 028- 10075 Elm Ridge Capital Management, LLC - -------------------------------------------------------------------- FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- --------- ------ --------- -------- --------- ----------- --------- ----- ------ ---- ALCATEL-LUCENT SPONSORED ADR 013904305 22,732 7,285,775 SH Defined 1,2,3 7,285,775 ALCOA INC COM 013817101 49,528 3,478,100 SH Defined 1,2,3 3,478,100 APPLIED MATLS INC COM 038222105 72,840 5,408,600 SH Defined 1,2,3 5,408,600 ASSURED GUARANTY LTD COM G0585R106 56,900 2,589,900 SH Defined 1,2,3 2,589,900 BOSTON SCIENTIFIC CORP COM 101137107 22,346 3,095,000 SH Defined 1,2,3 3,095,000 BOSTON SCIENTIFIC CORP COM 101137107 21,660 3,000,000 SH CALL Defined 1,2,3 3,000,000 BRUNSWICK CORP COM 117043109 33,879 2,121,400 SH Defined 1,2,3 2,121,400 BUCYRUS INTL INC NEW COM 118759109 9,899 150,000 SH PUT Defined 1,2,3 150,000 CAPITAL ONE FINL CORP COM 14040H105 49,167 1,187,327 SH Defined 1,2,3 1,187,327 CENVEO INC COM 15670S105 41,933 4,842,114 SH Defined 1,2,3 5,607,114 CHIPOTLE MEXICAN GRILL INC COM 169656105 4,539 40,288 SH Defined 1,2,3 40,288 CLIFFS NATURAL RESOURCES INC COM 18683K101 21,285 300,000 SH CALL Defined 1,2,3 300,000 CLIFFS NATURAL RESOURCES INC COM 18683K101 109,973 1,550,000 SH PUT Defined 1,2,3 1,550,000 CROWN CASTLE INTL CORP COM 228227104 38,230 1,000,000 SH PUT Defined 1,2,3 1,000,000 DIGITAL RLTY TR INC COM 253868103 10,840 200,000 SH CALL Defined 1,2,3 200,000 DIGITAL RLTY TR INC COM 253868103 37,940 700,000 SH PUT Defined 1,2,3 700,000 DOMTAR CORP COM NEW 257559203 47,999 745,213 SH Defined 1,2,3 745,213 DONNELLEY R R & SONS CO COM 257867101 98,500 4,613,569 SH Defined 1,2,3 4,613,569 DYNCORP INTL INC CL A 26817C101 32,149 2,797,976 SH Defined 1,2,3 2,797,976 EQUINIX INC COM NEW 29444U502 19,468 200,000 SH CALL Defined 1,2,3 200,000 EQUINIX INC COM NEW 29444U502 48,670 500,000 SH PUT Defined 1,2,3 500,000 FASTENAL CO COM 311900104 23,995 500,000 SH PUT Defined 1,2,3 500,000 FIDELITY NATIONAL FINANCIAL CL A 31620R105 41,302 2,786,900 SH Defined 1,2,3 2,786,900 FLEXTRONICS INTL LTD ORD Y2573F102 38,661 4,931,200 SH Defined 1,2,3 4,931,200 INTL PAPER CO COM 460146103 56,276 2,286,700 SH Defined 1,2,3 2,286,700 INTREPID POTASH INC COM 46121Y102 24,264 800,000 SH CALL Defined 1,2,3 800,000 INTREPID POTASH INC COM 46121Y102 9,099 300,000 SH PUT Defined 1,2,3 300,000 KAPSTONE PAPER & PACKAGING C COM 48562P103 51,969 4,378,193 SH Defined 1,2,3 4,378,193 KIMBERLY CLARK CORP COM 494368103 21,279 338,400 SH Defined 1,2,3 338,400 LAM RESEARCH CORP COM 512807108 55,520 1,487,671 SH Defined 1,2,3 1,487,671 LILLY ELI & CO COM 532457108 40,914 1,129,600 SH Defined 1,2,3 1,129,600 LIZ CLAIBORNE INC COM 539320101 26,964 3,629,076 SH Defined 1,2,3 3,629,076 LOCKHEED MARTIN CORP COM 539830109 53,627 644,400 SH Defined 1,2,3 644,400 MACERICH CO COM 554382101 19,155 500,000 SH PUT Defined 1,2,3 500,000 MACYS INC COM 55616P104 58,694 2,696,100 SH Defined 1,2,3 2,696,100 MACYS INC COM 55616P104 10,885 500,000 SH CALL Defined 1,2,3 500,000 MAGNA INTL INC CL A 559222401 44,278 715,900 SH Defined 1,2,3 715,900 MARSHALL & ILSLEY CORP NEW COM 571837103 34,873 4,332,098 SH Defined 1,2,3 4,332,098 MARTIN MARIETA MATLS INC COM 573284106 25,065 300,000 SH PUT Defined 1,2,3 300,000 MBIA INC COM 55262C100 53,451 8,524,891 SH Defined 1,2,3 8,524,891 MERCK & CO INC NEW COM 58933Y105 38,504 1,030,900 SH Defined 1,2,3 1,030,900 NABORS INDUSTRIES LTD SHS G6359F103 20,900 1,064,700 SH Defined 1,2,3 1,064,700 NORTHROP GRUMMAN CORP COM 666807102 66,423 1,013,002 SH Defined 1,2,3 1,013,002 PACKAGING CORP AMER COM 695156109 28,971 1,177,200 SH Defined 1,2,3 1,177,200 PANERA BREAD CO CL A 69840W108 22,947 300,000 SH PUT Defined 1,2,3 300,000 PFIZER INC COM 717081103 72,894 4,250,400 SH Defined 1,2,3 4,250,400 PHH CORP COM NEW 693320202 25,196 1,068,968 SH Defined 1,2,3 1,068,968 PNM RES INC COM 69349H107 31,682 2,528,459 SH Defined 1,2,3 2,528,459 PRECISION DRILLING T TR UNIT 740215108 3,572 465,657 SH Defined 1,2,3 465,657 REGIONS FINANCIAL CORP NEW COM 7591EP100 70,632 8,997,720 SH Defined 1,2,3 8,997,720 SANMINA SCI CORP COM NEW 800907206 34,708 2,103,527 SH Defined 1,2,3 2,103,527 SMITHFIELD FOODS INC COM 832248108 27,144 1,308,788 SH Defined 1,2,3 1,308,788 SUPERIOR ENERGY SVCS INC COM 868157108 38,931 1,852,074 SH Defined 1,2,3 1,852,074 SUPERVALU INC COM 868536103 54,731 3,281,251 SH Defined 1,2,3 3,281,251 TAUBMAN CTRS INC COM 876664103 27,944 700,000 SH CALL Defined 1,2,3 700,000 TAUBMAN CTRS INC COM 876664103 19,960 500,000 SH PUT Defined 1,2,3 500,000 TEMPLE INLAND INC COM 879868107 33,993 1,663,869 SH Defined 1,2,3 1,663,869 TRANSATLANTIC HLDGS INC COM 893521104 68,936 1,305,600 SH Defined 1,2,3 1,305,600 UNITED CMNTY BKS BLAIRSVLE G CAP STK 90984P105 26,587 6,028,775 SH Defined 1,2,3 6,028,775 UNITED STATES STL CORP NEW COM 912909108 53,992 850,000 SH PUT Defined 1,2,3 850,000 VALERO ENERGY CORP NEW COM 91913Y100 34,282 1,740,200 SH Defined 1,2,3 1,740,200 VULCAN MATLS CO COM 929160109 5,721 121,100 SH Defined 1,2,3 121,100 VULCAN MATLS CO COM 929160109 14,172 300,000 SH PUT Defined 1,2,3 300,000 WALTER ENGERY INC COM 93317Q105 27,681 300,000 SH PUT Defined 1,2,3 300,000 WESTERN UN CO COM 959802109 15,256 899,500 SH Defined 1,2,3 899,500 WHIRLPOOL CORP COM 963320106 12,232 140,200 SH Defined 1,2,3 140,200 ZIONS BANCORPORATION COM 989701107 54,248 2,483,900 SH Defined 1,2,3 2,483,900
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