0001483232-13-000002.txt : 20130211 0001483232-13-000002.hdr.sgml : 20130211 20130211102957 ACCESSION NUMBER: 0001483232-13-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130211 DATE AS OF CHANGE: 20130211 EFFECTIVENESS DATE: 20130211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TIEDEMANN WEALTH MANAGEMENT, LLC CENTRAL INDEX KEY: 0001483232 IRS NUMBER: 261518088 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13688 FILM NUMBER: 13589421 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-396-5900 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 twm13fhr123112.txt TWM 13F HR 12 31 12 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tiedemann Wealth Management, LLC Address: 520 Madison Avenue, 26th Floor New York, New York 10022 Form 13F File Number: 28-13688 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kevin Moran Title: General Counsel Phone: 212-396-5910 Signature, Place, and Date of Signing: /s/Kevin Moran New York, New York 02/08/2013 -------------------- --------------------------- ---------- Name Place Date Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name ------------------- ---------------------------------- 028-12765 Tiedemann Trust Company 028-10562 AllianceBernstein, L.P. PAGE> Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 34 Form 13F Information Table Value Total: $ 47983 ----------------- (thousands) Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name --- ------------------- ----------------------------------------- 1 28-13689 Tiedemann Wealth Management Holdings, LLC
COLUMN COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------- --------- -------- ----------------- ---------- -------- --------------------- TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------- --------- -------- ------- --- ---- ---------- -------- ------ ------ ------ Access Midstream Partners LP UNIT 00434L109 1051 31439 SH Defined 1 31439 Alliance Resource Partners LP UT LTD PART 01877R108 1669 28750 SH Defined 1 28750 Buckeye Partners LP UNIT LTD PTN 118230101 275 6118 SH Defined 1 6118 EGShares Emerging Markets Consumer EGS EMKCN ETF 268461779 1367 56935 SH Defined 1 56935 El Paso Pipeline Partners L P COM UNIT LPI 283702108 1838 49845 SH Defined 1 49845 Enbridge Energy Management LLC SHS UNITS LLI 29250X103 949 32840 SH Defined 1 32840 Enbridge Energy Partners, L.P. COM 29250R106 287 10318 SH Defined 1 10318 Energy Transfer Equity L P Common Unit COM UT LTD P 29273V100 1568 34618 SH Defined 1 34618 Energy Transfer Partners LP UNIT LTD PTN 29273R109 1282 29874 SH Defined 1 29874 Enterprise Products Partners LP COM 293792107 401 8135 SH Defined 1 8135 Ev Energy Partners, LP COM UNITS 26926V107 130 2305 SH Defined 1 2305 First TR Energy Income & Grw COM 33738G104 2776 91118 SH Defined 1 91118 ISHARES Trust S&P500 GRW 464287309 4292 57617 SH Defined 1 57617 JPMorgan Alerian MLP ETN ALRIAN ML ETN 46625H365 883 23508 SH Defined 1 23508 Kayne Anderson MLP Investment Co. COM 486606106 1066 36163 SH Defined 1 36163 Kinder Morgan Energy Partners UT LTD PARTNR 494550106 2022 25413 SH Defined 1 25413 Kinder Morgan Inc. COM 49456B101 1342 37990 SH Defined 1 37990 Kinder Morgan Mgmt LLC SHS 49455U100 1627 21560 SH Defined 1 21560 Magellan Midstream Partners LP COM UNIT LP 559080106 388 9140 SH Defined 1 9140 Market Vectors ETF TR AGRIBUS ETF 57060U605 588 11147 SH Defined 1 11147 Nustar Energy L.P. UNIT COM 67058H102 1750 41253 SH Defined 1 41253 Oneok Partners LP UNIT LTD PTN 68268N103 1468 27235 SH Defined 1 27235 Pioneer Southwest Energy LP UNIT LP INT 72388B106 149 6730 SH Defined 1 6730 Plains All American Pipeline, L.P. UNIT LTD PTN 726503105 2306 51124 SH Defined 1 51124 Select Sector SPDR TR SBI CONS STPL 81369Y308 5451 157567 SH Defined 1 157567 SPDR Gold Trust GOLD SHS 78463V107 4651 28846 SH Defined 1 28846 Spectra Energy Partners LP COM 84756N109 1536 49198 SH Defined 1 49198 Targa Resources Partners LP COM UNIT 87611X105 185 5065 SH Defined 1 5065 TC Pipelines LP UT COM LTD PT 87233Q108 955 23650 SH Defined 1 23650 Teekay LNG Partners LP PRTNRSP UNITS Y8564M105 1447 38370 SH Defined 1 38370 Vanguard Natural Resources LLC COM UNIT 92205F106 139 5360 SH Defined 1 5360 Western Gas Partners L.P. COM UNT LP IN 958254104 256 5585 SH Defined 1 5585 Williams Cos Inc COM 969457100 1762 53950 SH Defined 1 53950 Williams Partners Common Unit LP COM UNT LP 96950F104 127 2685 SH Defined 1 2685