0001483232-11-000004.txt : 20110513 0001483232-11-000004.hdr.sgml : 20110513 20110513124600 ACCESSION NUMBER: 0001483232-11-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110513 DATE AS OF CHANGE: 20110513 EFFECTIVENESS DATE: 20110513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TIEDEMANN WEALTH MANAGEMENT, LLC CENTRAL INDEX KEY: 0001483232 IRS NUMBER: 261518088 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13688 FILM NUMBER: 11839315 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-396-5900 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 twm13fhr033111.txt TWM 13F HR 03 31 11 TEST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tiedemann Wealth Management, LLC Address: 520 Madison Avenue, 26th Floor New York, New York 10022 Form 13F File Number: 28-13688 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kevin Moran Title: General Counsel Phone: 212-396-5910 Signature, Place, and Date of Signing: /s/Kevin Moran New York, New York 05/13/2011 -------------------- --------------------------- ---------- Name Place Date Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name ------------------- ---------------------------------- 028-12765 Tiedemann Trust Company 028-10562 AllianceBernstein, L.P. PAGE> Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 26 Form 13F Information Table Value Total: $ 15,101 ----------------- (thousands) Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name --- ------------------- ----------------------------------------- 1 28-13689 Tiedemann Wealth Management Holdings, LLC
COLUMN COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------- --------- -------- ----------------- ---------- -------- --------------------- TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------- --------- -------- ------- --- ---- ---------- -------- ------ ------ ------ Buckeye Partners LP UNIT LTD PTN 118230101 338 5288 SH Defined 1 5288 Chesapeake Midstream Partners, Inc. LP UNIT 16524K108 227 7889 SH Defined 1 7889 Claymore/AlphaShares China Small Cap GUGG CHN SML 18383Q853 323 11250 SH Defined 1 11250 El Paso Pipeline Partners L P COM UNIT LPI 283702108 441 12255 SH Defined 1 12255 Enbridge Energy Partners, L.P. COM 29250R106 252 3909 SH Defined 1 3909 Energy Transfer Equity L P Common Unit COM UT LTD P 29273V100 96 2188 SH Defined 1 2188 Enterprise Products Partners LP COM 293792107 482 11265 SH Defined 1 11265 Ev Energy Partners, LP COM UNITS 26926V107 97 1900 SH Defined 1 1900 iShares Dow Jones US Technology DJ US TECH SC 464287721 491 7400 SH Defined 1 7400 Magellan Midstream Partners LP COM UNIT LP 559080106 335 5670 SH Defined 1 5670 Market Vectors Agribusiness ETF AGRIBUS ETF 57060U605 1004 18195 SH Defined 1 18195 Market Vectors Gold Miners ETF GOLD MNR ETF 57060U100 619 10400 SH Defined 1 10400 Nustar Energy L.P. UNIT COM 67058H102 239 3525 SH Defined 1 3525 Oneok Partners LP UNIT LTD PTN 68268N103 252 3070 SH Defined 1 3070 Pioneer Southwest Energy LP UNIT LP INT 72388B106 201 6035 SH Defined 1 6035 Plains All American Pipeline, L.P. UNIT LTD PTN 726503105 267 4210 SH Defined 1 4210 POWERSHS DB US DOLLAR INDEX DOL INDX BUL 73936D107 523 24000 CALL Defined 1 24000 ProShares Short 20+ Year Treasury SHRT 20+YR TR 74347X849 208 4700 SH Defined 1 4700 Select Sector SPDR: Consumer Staples SBI CNS STPLS 81369Y308 4581 154300 SH Defined 1 154300 SPDR Gold Trust GOLD SHS 78463V107 2423 17400 SH Defined 1 17400 SPDR S&P 500 ETF TR TR TR UNIT 78462F103 1007 4300 PUT Defined 1 4300 Targa Resources Partners LP COM UNIT 87611X105 176 5065 SH Defined 1 5065 Vanguard Natural Resources LLC COM UNIT 92205F106 82 2550 SH Defined 1 2550 Western Gas Partners L.P. COM UNT LP IN 958254104 195 5585 SH Defined 1 5585 Williams Partners Common Unit LP COM UNT LP 96950F104 186 3595 SH Defined 1 3595 Wisdomtree Tr Japan Hedged Equity Fund JP TOTAL DIV 97717W851 54 1500 SH Defined 1 1500