0001085146-21-000756.txt : 20210216 0001085146-21-000756.hdr.sgml : 20210216 20210212174007 ACCESSION NUMBER: 0001085146-21-000756 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210216 DATE AS OF CHANGE: 20210212 EFFECTIVENESS DATE: 20210216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TIEDEMANN ADVISORS, LLC CENTRAL INDEX KEY: 0001483232 IRS NUMBER: 261518088 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13688 FILM NUMBER: 21630151 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-396-5900 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: TIEDEMANN WEALTH MANAGEMENT, LLC DATE OF NAME CHANGE: 20100203 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001483232 XXXXXXXX 12-31-2020 12-31-2020 false TIEDEMANN ADVISORS, LLC

520 MADISON AVENUE 26TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-13688 N Kevin Moran 212-396-5910 /s/ Kevin Moran New York NY 02-11-2021 1 315 2066100 false 1 0001432976 028-13689 Tiedemann Wealth Management Holdings, LLC INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 2U INC COM 90214J101 840 21000 SH DFND 1 0 0 21000 3M CO COM 88579Y101 972 5564 SH DFND 1 4222 0 1342 ABBOTT LABS COM 002824100 2130 19451 SH DFND 1 12457 0 6994 ABBVIE INC COM 00287Y109 2354 21976 SH DFND 1 11939 0 10037 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 578 2210 SH DFND 1 367 0 1843 ADOBE SYSTEMS INCORPORATED COM 00724F101 24113 48209 SH DFND 1 47378 0 831 AFLAC INC COM 001055102 345 7736 SH DFND 1 3736 0 4000 AIR PRODS & CHEMS INC COM 009158106 202 736 SH DFND 1 12 0 724 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1104 4747 SH DFND 1 4465 0 282 ALICO INC COM 016230104 1203 38571 SH DFND 1 38571 0 0 ALLIANCE RESOURCE PARTNERS L UT LTD PART 01877R108 113 25315 SH DFND 1 0 0 25315 ALLSTATE CORP COM 020002101 410 3711 SH DFND 1 3127 0 584 ALPHABET INC CAP STK CL A 02079K305 22745 12978 SH DFND 1 1608 0 11370 ALPHABET INC CAP STK CL C 02079K107 18428 10518 SH DFND 1 5360 0 5158 ALTRIA GROUP INC COM 02209S103 584 13930 SH DFND 1 7908 0 6022 AMAZON COM INC COM 023135106 12295 3776 SH DFND 1 2784 0 992 AMERICAN EXPRESS CO COM 025816109 809 6691 SH DFND 1 1097 0 5594 AMERICAN TOWER CORP NEW COM 03027X100 289 1275 SH DFND 1 543 0 732 AMERIPRISE FINL INC COM 03076C106 261 1341 SH DFND 1 30 0 1311 AMGEN INC COM 031162100 441 1921 SH DFND 1 324 0 1597 APHRIA INC COM 03765K104 83 12000 SH DFND 1 12000 0 0 APPLE INC COM 037833100 30415 229210 SH DFND 1 119672 0 109538 ARK ETF TR INNOVATION ETF 00214Q104 935 7508 SH DFND 1 1748 0 5760 AT&T INC COM 00206R102 2508 87067 SH DFND 1 77437 0 9630 ATLANTIC UN BANKSHARES CORP COM 04911A107 295 8951 SH DFND 1 8951 0 0 ATRICURE INC COM 04963C209 404 7263 SH DFND 1 7263 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 2305 13019 SH DFND 1 10476 0 2543 AUTOZONE INC COM 053332102 421 356 SH DFND 1 9 0 347 AVALARA INC COM 05338G106 2302 13962 SH DFND 1 13962 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 4870 14 SH DFND 1 14 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2890 12464 SH DFND 1 9476 0 2988 BEYOND MEAT INC COM 08862E109 765 6113 SH DFND 1 6093 0 20 BLACKROCK CAP ALLOCATION TR COM 09260U109 544 25000 SH DFND 1 0 0 25000 BLACKROCK HEALTH SCIENCS TR COM SHS 09260E105 716 25000 SH DFND 1 0 0 25000 BLACKROCK INC COM 09247X101 632 876 SH DFND 1 633 0 243 BOEING CO COM 097023105 280 1308 SH DFND 1 293 0 1015 BOOKING HOLDINGS INC COM 09857L108 320 144 SH DFND 1 12 0 132 BP MIDSTREAM PARTNERS LP UNIT LTD PTNR 0556EL109 274 25850 SH DFND 1 0 0 25850 BRISTOL-MYERS SQUIBB CO COM 110122108 579 9259 SH DFND 1 6200 0 3059 BRIXMOR PPTY GROUP INC COM 11120U105 443 26798 SH DFND 1 139 0 26659 CAMDEN PPTY TR SH BEN INT 133131102 202 1992 SH DFND 1 1914 0 78 CANTEL MED CORP COM 138098108 6793 86142 SH DFND 1 84802 0 1340 CAPITAL ONE FINL CORP COM 14040H105 202 2036 SH DFND 1 2036 0 0 CARRIER GLOBAL CORPORATION COM 14448C104 230 6136 SH DFND 1 3340 0 2796 CARTERS INC COM 146229109 285 3041 SH DFND 1 1516 0 1525 CATERPILLAR INC COM 149123101 353 1942 SH DFND 1 1540 0 402 CHARTER COMMUNICATIONS INC N CL A 16119P108 252 380 SH DFND 1 358 0 22 CHEVRON CORP NEW COM 166764100 1013 11985 SH DFND 1 7682 0 4303 CHUBB LIMITED COM H1467J104 249 1619 SH DFND 1 169 0 1450 CIGNA CORP NEW COM 125523100 747 3589 SH DFND 1 2659 0 930 CISCO SYS INC COM 17275R102 3624 80976 SH DFND 1 3499 0 77477 CITIGROUP INC COM NEW 172967424 625 10148 SH DFND 1 678 0 9470 CITIZENS FINL GROUP INC COM 174610105 1017 28450 SH DFND 1 3450 0 25000 CME GROUP INC COM 12572Q105 5165 28378 SH DFND 1 27690 0 688 COCA COLA CO COM 191216100 652 11882 SH DFND 1 6548 0 5334 COGENT COMMUNICATIONS HLDGS COM NEW 19239V302 497 8298 SH DFND 1 8298 0 0 COLGATE PALMOLIVE CO COM 194162103 320 3741 SH DFND 1 999 0 2742 COMCAST CORP NEW CL A 20030N101 3052 58250 SH DFND 1 50452 0 7798 CONOCOPHILLIPS COM 20825C104 685 17159 SH DFND 1 15037 0 2122 CONSOLIDATED EDISON INC COM 209115104 790 10944 SH DFND 1 9362 0 1582 CORTEVA INC COM 22052L104 1414 36535 SH DFND 1 5379 0 31156 COSTCO WHSL CORP NEW COM 22160K105 1310 3476 SH DFND 1 1490 0 1986 CSX CORP COM 126408103 302 3330 SH DFND 1 3260 0 70 CVS HEALTH CORP COM 126650100 295 4325 SH DFND 1 1166 0 3159 DANAHER CORPORATION COM 235851102 299 1346 SH DFND 1 252 0 1094 DEERE & CO COM 244199105 217 804 SH DFND 1 29 0 775 DESPEGAR COM CORP ORD SHS G27358103 151 11793 SH DFND 1 11793 0 0 DIAGEO PLC SPON ADR NEW 25243Q205 793 4983 SH DFND 1 4734 0 249 DISCOVERY INC COM SER C 25470F302 223 8503 SH DFND 1 8503 0 0 DISNEY WALT CO COM 254687106 2211 12213 SH DFND 1 9218 0 2995 DOW INC COM 260557103 2345 42227 SH DFND 1 5471 0 36756 DTE ENERGY CO COM 233331107 580 4740 SH DFND 1 226 0 4514 DUKE ENERGY CORP NEW COM NEW 26441C204 234 2557 SH DFND 1 202 0 2355 DUPONT DE NEMOURS INC COM 26614N102 2653 37307 SH DFND 1 5470 0 31837 EATON VANCE CORP COM NON VTG 278265103 606 8923 SH DFND 1 8923 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 463 5080 SH DFND 1 4105 0 975 ELECTRONIC ARTS INC COM 285512109 228 1580 SH DFND 1 66 0 1514 ENBRIDGE INC COM 29250N105 1188 37165 SH DFND 1 0 0 37165 ENCOMPASS HEALTH CORP COM 29261A100 250 3018 SH DFND 1 3018 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 1051 170088 SH DFND 1 0 0 170088 ENTERPRISE PRODS PARTNERS L COM 293792107 3554 181406 SH DFND 1 16914 0 164492 EVERSOURCE ENERGY COM 30040W108 226 2609 SH DFND 1 22 0 2587 EXPEDIA GROUP INC COM NEW 30212P303 1095 8277 SH DFND 1 7064 0 1213 EXXON MOBIL CORP COM 30231G102 13942 338236 SH DFND 1 333311 0 4925 FACEBOOK INC CL A 30303M102 4855 17762 SH DFND 1 15479 0 2283 FACTSET RESH SYS INC COM 303075105 200 600 SH DFND 1 600 0 0 FEDERAL RLTY INVT TR SH BEN INT NEW 313747206 1848 21448 SH DFND 1 0 0 21448 FEDEX CORP COM 31428X106 224 862 SH DFND 1 862 0 0 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 93121 4440628 SH DFND 1 2034496 0 2406132 FIRST TR MLP & ENERGY INCOM COM 33739B104 1162 199932 SH DFND 1 151932 0 48000 FLOTEK INDS INC DEL COM 343389102 137 64542 SH DFND 1 0 0 64542 F-STAR THERAPEUTICS INC COM 30315R107 170 17243 SH DFND 1 17243 0 0 GABELLI EQUITY TR INC COM 362397101 906 144435 SH DFND 1 144435 0 0 GCP APPLIED TECHNOLOGIES INC COM 36164Y101 915 38687 SH DFND 1 38687 0 0 GENERAL ELECTRIC CO COM 369604103 370 34419 SH DFND 1 22942 0 11477 GLOBE LIFE INC COM 37959E102 386 4065 SH DFND 1 0 0 4065 GOLDMAN SACHS GROUP INC COM 38141G104 10783 40890 SH DFND 1 410 0 40480 GRACE W R & CO DEL NEW COM 38388F108 1494 27251 SH DFND 1 27251 0 0 HERITAGE COMM CORP COM 426927109 5426 611762 SH DFND 1 611762 0 0 HMS HLDGS CORP COM 40425J101 226 6165 SH DFND 1 0 0 6165 HOLLY ENERGY PARTNERS L P COM UT LTD PTN 435763107 719 50628 SH DFND 1 0 0 50628 HOME DEPOT INC COM 437076102 1258 4729 SH DFND 1 947 0 3782 HONEYWELL INTL INC COM 438516106 975 4577 SH DFND 1 2745 0 1832 HOULIHAN LOKEY INC CL A 441593100 296 4400 SH DFND 1 0 0 4400 I3 VERTICALS INC COM CL A 46571Y107 1677 50513 SH DFND 1 50513 0 0 INTEL CORP COM 458140100 8033 161237 SH DFND 1 6711 0 154526 INTERCONTINENTAL EXCHANGE IN COM 45866F104 1922 16678 SH DFND 1 16049 0 629 INTERNATIONAL GAME TECHNOLOG SHS USD G4863A108 756 44638 SH DFND 1 0 0 44638 INTUIT COM 461202103 256 671 SH DFND 1 452 0 219 INTUITIVE SURGICAL INC COM NEW 46120E602 945 1154 SH DFND 1 1063 0 91 INVESCO EXCH TRADED FD TR II FTSE RAFI DEV 46138E743 792 18686 SH DFND 1 18686 0 0 INVESCO EXCH TRADED FD TR II GBL CLEAN ENRG 46138G847 213 6125 SH DFND 1 6125 0 0 INVESCO EXCHANGE TRADED FD T DYNMC LRG VALU 46137V738 519 13448 SH DFND 1 0 0 13448 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 2721 20436 SH DFND 1 4327 0 16109 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 1519 11913 SH DFND 1 0 0 11913 INVESCO QQQ TR UNIT SER 1 46090E103 2646 8433 SH DFND 1 5591 0 2842 ISHARES GOLD TRUST ISHARES 464285105 71717 3956564 SH DFND 1 2993738 0 962826 ISHARES INC CORE MSCI EMKT 46434G103 1831 29523 SH DFND 1 5419 0 24104 ISHARES INC ESG AWR MSCI EM 46434G863 1332 31716 SH DFND 1 31716 0 0 ISHARES INC MSCI WORLD ETF 464286392 638 5680 SH DFND 1 5680 0 0 ISHARES TR COHEN STEER REIT 464287564 265 4900 SH DFND 1 0 0 4900 ISHARES TR CORE MSCI PAC 46434V696 444 6890 SH DFND 1 6890 0 0 ISHARES TR CORE MSCI TOTAL 46432F834 442 6572 SH DFND 1 6572 0 0 ISHARES TR CORE S&P MCP ETF 464287507 179688 781845 SH DFND 1 455055 0 326790 ISHARES TR CORE S&P SCP ETF 464287804 3512 38233 SH DFND 1 27408 0 10825 ISHARES TR CORE S&P TTL STK 464287150 116505 1351222 SH DFND 1 897915 0 453307 ISHARES TR CORE S&P500 ETF 464287200 21629 57627 SH DFND 1 12035 0 45592 ISHARES TR EAFE VALUE ETF 464288877 439 9282 SH DFND 1 5109 0 4173 ISHARES TR ESG AW MSCI EAFE 46435G516 2902 39747 SH DFND 1 27707 0 12040 ISHARES TR ESG AWR MSCI USA 46435G425 4637 53891 SH DFND 1 47976 0 5915 ISHARES TR EXPND TEC SC ETF 464287549 1151 3289 SH DFND 1 491 0 2798 ISHARES TR GRWT ALLOCAT ETF 464289867 311 5939 SH DFND 1 5939 0 0 ISHARES TR INTL SEL DIV ETF 464288448 428 14525 SH DFND 1 14525 0 0 ISHARES TR MODERT ALLOC ETF 464289875 60839 1408391 SH DFND 1 1147367 0 261024 ISHARES TR MSCI ACWI ETF 464288257 6573 72446 SH DFND 1 70581 0 1865 ISHARES TR MSCI EAFE ETF 464287465 17136 234854 SH DFND 1 228363 0 6491 ISHARES TR MSCI EAFE MIN VL 46429B689 643 8760 SH DFND 1 0 0 8760 ISHARES TR MSCI INTL QUALTY 46434V456 336 9423 SH DFND 1 9423 0 0 ISHARES TR MSCI KLD400 SOC 464288570 495 6910 SH DFND 1 0 0 6910 ISHARES TR MSCI LW CRB TG 46434V464 7231 48596 SH DFND 1 48596 0 0 ISHARES TR MSCI USA ESG SLC 464288802 969 11768 SH DFND 1 0 0 11768 ISHARES TR NATIONAL MUN ETF 464288414 2729 23288 SH DFND 1 23288 0 0 ISHARES TR NEW ZEALAND ETF 464289123 1047 15385 SH DFND 1 15385 0 0 ISHARES TR RUS 1000 ETF 464287622 9962 47030 SH DFND 1 46266 0 764 ISHARES TR RUS 1000 GRW ETF 464287614 15553 64510 SH DFND 1 33332 0 31178 ISHARES TR RUS 1000 VAL ETF 464287598 10266 75097 SH DFND 1 26692 0 48405 ISHARES TR RUS 2000 GRW ETF 464287648 2486 8680 SH DFND 1 1320 0 7360 ISHARES TR RUS 2000 VAL ETF 464287630 475 3593 SH DFND 1 0 0 3593 ISHARES TR RUS MD CP GR ETF 464287481 4357 42447 SH DFND 1 13371 0 29076 ISHARES TR RUS MID CAP ETF 464287499 1789 26092 SH DFND 1 26092 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 6006 30635 SH DFND 1 7452 0 23183 ISHARES TR RUSSELL 3000 ETF 464287689 20439 91428 SH DFND 1 85736 0 5692 ISHARES TR S&P 100 ETF 464287101 351 2047 SH DFND 1 2047 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 5428 85064 SH DFND 1 62265 0 22799 ISHARES TR S&P MC 400GR ETF 464287606 12140 168052 SH DFND 1 145664 0 22388 ISHARES TR S&P MC 400VL ETF 464287705 1027 11898 SH DFND 1 198 0 11700 ISHARES TR U.S. REAL ES ETF 464287739 317 3693 SH DFND 1 108 0 3585 ISHARES TR U.S. TECH ETF 464287721 398 4680 SH DFND 1 4680 0 0 J P MORGAN EXCHANGE-TRADED F BETABULDRS CDA 46641Q696 242 9011 SH DFND 1 4962 0 4049 J P MORGAN EXCHANGE-TRADED F BETBULD EUROPE 46641Q720 262 10028 SH DFND 1 6850 0 3178 J P MORGAN EXCHANGE-TRADED F BETBULD JAPAN 46641Q712 213 7603 SH DFND 1 2103 0 5500 JANUS HENDERSON GROUP PLC ORD SHS G4474Y214 809 24884 SH DFND 1 983 0 23901 JD.COM INC SPON ADR CL A 47215P106 1303 14827 SH DFND 1 14827 0 0 JOHNSON & JOHNSON COM 478160104 7438 47270 SH DFND 1 28584 0 18686 JPMORGAN CHASE & CO COM 46625H100 4357 34285 SH DFND 1 22839 0 11446 KANSAS CITY SOUTHERN COM NEW 485170302 1717 8393 SH DFND 1 4085 0 4308 KIMBERLY-CLARK CORP COM 494368103 328 2411 SH DFND 1 189 0 2222 KINDER MORGAN INC DEL COM 49456B101 775 56716 SH DFND 1 1784 0 54932 KRANESHARES TR QUADRTC INT RT 500767736 399 14265 SH DFND 1 14265 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 274 1345 SH DFND 1 1337 0 8 LAUDER ESTEE COS INC CL A 518439104 317 1185 SH DFND 1 706 0 479 LENDINGCLUB CORP COM NEW 52603A208 2046 193750 SH DFND 1 193750 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 12842 81097 SH DFND 1 81097 0 0 LIBERTY MEDIA CORP DEL COM A SIRIUSXM 531229409 3459 80105 SH DFND 1 80105 0 0 LIBERTY MEDIA CORP DEL COM C SIRIUSXM 531229607 4415 101466 SH DFND 1 101466 0 0 LILLY ELI & CO COM 532457108 1268 7498 SH DFND 1 233 0 7265 LIONS GATE ENTMNT CORP CL A VTG 535919401 146 12857 SH DFND 1 12857 0 0 LIONS GATE ENTMNT CORP CL B NON VTG 535919500 292 28121 SH DFND 1 28121 0 0 LOWES COS INC COM 548661107 2153 13413 SH DFND 1 11478 0 1935 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 3260 76823 SH DFND 1 4695 0 72128 MARRIOTT INTL INC NEW CL A 571903202 708 5361 SH DFND 1 5361 0 0 MASTERCARD INCORPORATED CL A 57636Q104 2638 7394 SH DFND 1 6106 0 1288 MCDONALDS CORP COM 580135101 1520 7095 SH DFND 1 3797 0 3298 MEDTRONIC PLC SHS G5960L103 454 3871 SH DFND 1 635 0 3236 MERCADOLIBRE INC COM 58733R102 251 150 SH DFND 1 24 0 126 MERCK & CO. INC COM 58933Y105 2289 27784 SH DFND 1 4534 0 23250 MICROSOFT CORP COM 594918104 9282 41724 SH DFND 1 23391 0 18333 MIMEDX GROUP INC COM 602496101 4040 444913 SH DFND 1 444913 0 0 MONDELEZ INTL INC CL A 609207105 789 13374 SH DFND 1 7170 0 6204 MPLX LP COM UNIT REP LTD 55336V100 422 19478 SH DFND 1 0 0 19478 NETFLIX INC COM 64110L106 3318 6135 SH DFND 1 5833 0 302 NEWMONT CORP COM 651639106 310 5178 SH DFND 1 10 0 5168 NEXTERA ENERGY INC COM 65339F101 1635 21181 SH DFND 1 11084 0 10097 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 3218 47997 SH DFND 1 2687 0 45310 NIKE INC CL B 654106103 577 4081 SH DFND 1 2838 0 1243 NORTHERN TR CORP COM 665859104 316 3356 SH DFND 1 192 0 3164 NOVO-NORDISK A S ADR 670100205 359 5142 SH DFND 1 5000 0 142 NUSHARES ETF TR NUVEEN ESG MIDCP 67092P409 22835 461607 SH DFND 1 448323 0 13284 NVIDIA CORPORATION COM 67066G104 685 1311 SH DFND 1 275 0 1036 NXP SEMICONDUCTORS N V COM N6596X109 2472 15512 SH DFND 1 15000 0 512 ONEOK INC NEW COM 682680103 553 14402 SH DFND 1 2607 0 11795 ORACLE CORP COM 68389X105 142827 2207842 SH DFND 1 114215 0 2093627 OTIS WORLDWIDE CORP COM 68902V107 205 3070 SH DFND 1 1672 0 1398 PACCAR INC COM 693718108 81983 950199 SH DFND 1 950182 0 17 PACKAGING CORP AMER COM 695156109 227 1632 SH DFND 1 10 0 1622 PAYPAL HLDGS INC COM 70450Y103 762 3258 SH DFND 1 1056 0 2202 PELOTON INTERACTIVE INC CL A COM 70614W100 517 3405 SH DFND 1 3405 0 0 PENUMBRA INC COM 70975L107 1966 11233 SH DFND 1 11233 0 0 PEPSICO INC COM 713448108 2809 18820 SH DFND 1 7899 0 10921 PFIZER INC COM 717081103 1540 41853 SH DFND 1 23072 0 18781 PHILIP MORRIS INTL INC COM 718172109 1257 14967 SH DFND 1 10009 0 4958 PHILLIPS 66 COM 718546104 581 8318 SH DFND 1 8084 0 234 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 942 35684 SH DFND 1 0 0 35684 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 1016 123193 SH DFND 1 0 0 123193 PRICE T ROWE GROUP INC COM 74144T108 425 2800 SH DFND 1 2015 0 785 PROCTER AND GAMBLE CO COM 742718109 1602 11498 SH DFND 1 1696 0 9802 PROGRESSIVE CORP COM 743315103 209 2122 SH DFND 1 1100 0 1022 PROLOGIS INC. COM 74340W103 26295 263855 SH DFND 1 263745 0 110 PROSHARES TR RUSS 2000 DIVD 74347B698 997 17362 SH DFND 1 0 0 17362 PROSHARES TR S&P 500 DV ARIST 74348A467 1261 15787 SH DFND 1 0 0 15787 PROSPECT CAP CORP COM 74348T102 76 14000 SH DFND 1 0 0 14000 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 1092 18719 SH DFND 1 5277 0 13442 QUALCOMM INC COM 747525103 15960 104766 SH DFND 1 102097 0 2669 RALPH LAUREN CORP CL A 751212101 597 5763 SH DFND 1 5763 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 1129 15799 SH DFND 1 3440 0 12359 REGENERON PHARMACEUTICALS COM 75886F107 200 414 SH DFND 1 395 0 19 RELMADA THERAPEUTICS INC COM 75955J402 1782 55556 SH DFND 1 55556 0 0 RICHMOND MUT BANCORPORATION COM 76525P100 350 25630 SH DFND 1 25630 0 0 ROCKWELL AUTOMATION INC COM 773903109 1635 6558 SH DFND 1 67 0 6491 ROSS STORES INC COM 778296103 202 1650 SH DFND 1 156 0 1494 S&P GLOBAL INC COM 78409V104 204 617 SH DFND 1 60 0 557 SALESFORCE COM INC COM 79466L302 4424 19882 SH DFND 1 18764 0 1118 SCHWAB CHARLES CORP COM 808513105 271 5115 SH DFND 1 4958 0 157 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 7957 175650 SH DFND 1 29097 0 146553 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 918 21386 SH DFND 1 0 0 21386 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1271 13980 SH DFND 1 12368 0 1612 SEI INVTS CO COM 784117103 1224 21157 SH DFND 1 18721 0 2436 SELECT SECTOR SPDR TR ENERGY 81369Y506 2684 70825 SH DFND 1 69825 0 1000 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1352 20038 SH DFND 1 20038 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1599 25505 SH DFND 1 0 0 25505 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 215 1650 SH DFND 1 1500 0 150 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 460 45660 SH DFND 1 0 0 45660 SHOCKWAVE MED INC COM 82489T104 1469 14166 SH DFND 1 14166 0 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 382 1248 SH DFND 1 463 0 785 SPDR GOLD TR GOLD SHS 78463V107 3095 17354 SH DFND 1 17243 0 111 SPDR S&P 500 ETF TR TR UNIT 78462F103 81160 216162 SH DFND 1 71443 0 144719 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1024 2431 SH DFND 1 0 0 2431 SPDR SER TR NUVEEN BLMBRG SR 78468R739 1830 36757 SH DFND 1 0 0 36757 SPDR SER TR PORTFOLIO S&P400 78464A847 304602 7539802 SH DFND 1 4274920 0 3264882 SPDR SER TR S&P BIOTECH 78464A870 1755 12453 SH DFND 1 1239 0 11214 SPDR SER TR S&P DIVID ETF 78464A763 7233 68278 SH DFND 1 63764 0 4514 SQUARE INC CL A 852234103 1096 5034 SH DFND 1 75 0 4959 STARBUCKS CORP COM 855244109 3284 30691 SH DFND 1 28703 0 1988 STITCH FIX INC COM CL A 860897107 2992 50960 SH DFND 1 0 0 50960 STRYKER CORPORATION COM 863667101 255 1037 SH DFND 1 139 0 898 SUPER LEAGUE GAMING INC COM 86804F202 31 11034 SH DFND 1 0 0 11034 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 400 3659 SH DFND 1 3052 0 607 TC ENERGY CORP COM 87807B107 2525 61954 SH DFND 1 4364 0 57590 TC PIPELINES LP UT COM LTD PRT 87233Q108 1926 65405 SH DFND 1 0 0 65405 TESLA INC COM 88160R101 8904 12619 SH DFND 1 12365 0 254 TEXAS INSTRS INC COM 882508104 245 1493 SH DFND 1 417 0 1076 THERMO FISHER SCIENTIFIC INC COM 883556102 1022 2193 SH DFND 1 1170 0 1023 TJX COS INC NEW COM 872540109 252 3671 SH DFND 1 264 0 3407 TRANSDIGM GROUP INC COM 893641100 416 671 SH DFND 1 671 0 0 TWITTER INC COM 90184L102 228 4209 SH DFND 1 42 0 4167 UBER TECHNOLOGIES INC COM 90353T100 438 8593 SH DFND 1 2329 0 6264 UDR INC COM 902653104 209 5431 SH DFND 1 5403 0 28 UNILEVER PLC SPON ADR NEW 904767704 291 4840 SH DFND 1 1165 0 3675 UNION PAC CORP COM 907818108 1748 8391 SH DFND 1 6680 0 1711 UNITED PARCEL SERVICE INC CL B 911312106 562 3332 SH DFND 1 1320 0 2012 UNITEDHEALTH GROUP INC COM 91324P102 2467 7027 SH DFND 1 5591 0 1436 UPWORK INC COM 91688F104 3109 90065 SH DFND 1 0 0 90065 US BANCORP DEL COM NEW 902973304 422 8996 SH DFND 1 336 0 8660 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 493 13661 SH DFND 1 0 0 13661 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 636 11721 SH DFND 1 0 0 11721 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 343 1570 SH DFND 1 310 0 1260 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 280 3383 SH DFND 1 2356 0 1027 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 3152 35740 SH DFND 1 3823 0 31917 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 448 7649 SH DFND 1 7649 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 295 1788 SH DFND 1 703 0 1085 VANGUARD INDEX FDS GROWTH ETF 922908736 5021 19821 SH DFND 1 2905 0 16916 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 353 2970 SH DFND 1 2970 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 4474 21643 SH DFND 1 5339 0 16304 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 53437 629103 SH DFND 1 419005 0 210098 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 6333 18429 SH DFND 1 1034 0 17395 VANGUARD INDEX FDS SMALL CP ETF 922908751 699 3585 SH DFND 1 145 0 3440 VANGUARD INDEX FDS TOTAL STK MKT 922908769 112931 580240 SH DFND 1 401170 0 179070 VANGUARD INDEX FDS VALUE ETF 922908744 2930 24625 SH DFND 1 5952 0 18673 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 6863 136952 SH DFND 1 32636 0 104316 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 284 3559 SH DFND 1 3559 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 1807 19513 SH DFND 1 8539 0 10974 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 2430 44939 SH DFND 1 44939 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 7539 122392 SH DFND 1 119622 0 2770 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 473 3349 SH DFND 1 3349 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 3937 65437 SH DFND 1 65437 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 5684 120382 SH DFND 1 13607 0 106775 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 1254 13708 SH DFND 1 13346 0 362 VANGUARD WORLD FD ESG INTL STK ETF 921910725 359 6052 SH DFND 1 6052 0 0 VANGUARD WORLD FDS COMM SRVC ETF 92204A884 1417 11791 SH DFND 1 0 0 11791 VANGUARD WORLD FDS INF TECH ETF 92204A702 4173 11795 SH DFND 1 0 0 11795 VERIZON COMMUNICATIONS INC COM 92343V104 19741 335932 SH DFND 1 312249 0 23683 VISA INC COM CL A 92826C839 4888 22342 SH DFND 1 17014 0 5328 WAITR HLDGS INC COM 930752100 81 28969 SH DFND 1 28969 0 0 WALMART INC COM 931142103 2872 19860 SH DFND 1 18306 0 1554 WEC ENERGY GROUP INC COM 92939U106 379 4112 SH DFND 1 22 0 4090 WELLS FARGO CO NEW COM 949746101 296 9822 SH DFND 1 2992 0 6830 WESTLAKE CHEM PARTNERS LP COM UNIT RP LP 960417103 823 34510 SH DFND 1 0 0 34510 WILLIAMS COS INC COM 969457100 770 38429 SH DFND 1 1618 0 36811 WILLIS TOWERS WATSON PLC LTD SHS G96629103 684 3234 SH DFND 1 0 0 3234 WORLD GOLD TR SPDR GLD MINIS 98149E204 308 16295 SH DFND 1 16295 0 0 WYNN RESORTS LTD COM 983134107 1465 12994 SH DFND 1 0 0 12994 ZILLOW GROUP INC CL A 98954M101 408 3000 SH DFND 1 0 0 3000 ZILLOW GROUP INC CL C CAP STK 98954M200 269 2069 SH DFND 1 0 0 2069 ZIMMER BIOMET HOLDINGS INC COM 98956P102 214 1378 SH DFND 1 648 0 730 ZOETIS INC CL A 98978V103 563 3398 SH DFND 1 37 0 3361