0001085146-20-002867.txt : 20201112 0001085146-20-002867.hdr.sgml : 20201112 20201112150635 ACCESSION NUMBER: 0001085146-20-002867 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20201112 DATE AS OF CHANGE: 20201112 EFFECTIVENESS DATE: 20201112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TIEDEMANN ADVISORS, LLC CENTRAL INDEX KEY: 0001483232 IRS NUMBER: 261518088 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-13688 FILM NUMBER: 201306156 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-396-5900 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: TIEDEMANN WEALTH MANAGEMENT, LLC DATE OF NAME CHANGE: 20100203 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001483232 XXXXXXXX 06-30-2020 06-30-2020 true 1 RESTATEMENT false TIEDEMANN ADVISORS, LLC

520 Madison Avenue 26th Floor NEW YORK NY 10022

13F HOLDINGS REPORT 028-13688 N Kevin Moran 212-396-5910 /s/ Kevin Moran New York NY 07-24-2020 1 293 1882175 1 0001432976 028-13689 Tiedemann Wealth Management Holdings, LLC INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 3M CO COM 88579Y101 784 5023 SH DFND 5023 0 0 ABBOTT LABS COM 002824100 1810 19806 SH DFND 19806 0 0 ABBVIE INC COM 00287Y109 2245 22893 SH DFND 22893 0 0 ABERDEEN ASIA-PACIFIC INCOME COM 003009107 39 10000 SH DFND 10000 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 274 1279 SH DFND 1279 0 0 ADOBE INC COM 00724F101 1483 3400 SH DFND 3400 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 945 4381 SH DFND 4381 0 0 ALICO INC COM 016230104 1205 38571 SH DFND 38571 0 0 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 83 25315 SH DFND 25315 0 0 ALLIANT ENERGY CORP COM 018802108 7727 161532 SH DFND 161532 0 0 ALLSTATE CORP COM 020002101 358 3672 SH DFND 3672 0 0 ALPHABET INC CAP STK CL A 02079K305 19388 13672 SH DFND 13672 0 0 ALPHABET INC CAP STK CL C 02079K107 16176 11442 SH DFND 11442 0 0 ALTRIA GROUP INC COM 02209S103 663 16557 SH DFND 16557 0 0 AMAZON COM INC COM 023135106 9006 3264 SH DFND 3264 0 0 AMBOW ED HLDG LTD SPONSORED ADS 02322P200 107 59836 SH DFND 59836 0 0 AMERICAN ELEC PWR CO INC COM 025537101 3982 49997 SH DFND 49997 0 0 AMERICAN EXPRESS CO COM 025816109 803 8428 SH DFND 8428 0 0 AMERICAN TOWER CORP NEW COM 03027X100 1339 5155 SH DFND 5155 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 2383 18518 SH DFND 18518 0 0 AMERIPRISE FINL INC COM 03076C106 203 1335 SH DFND 1335 0 0 AMGEN INC COM 031162100 2505 10615 SH DFND 10615 0 0 APPLE INC COM 037833100 23340 63981 SH DFND 63981 0 0 APPLIED MATLS INC COM 038222105 375 6219 SH DFND 6219 0 0 AT&T INC COM 00206R102 760 25099 SH DFND 25099 0 0 ATLANTIC UN BANKSHARES CORP COM 04911A107 207 8951 SH DFND 8951 0 0 ATMOS ENERGY CORP COM 049560105 5198 52198 SH DFND 52198 0 0 ATRICURE INC COM 04963C209 326 7263 SH DFND 7263 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 1825 12187 SH DFND 12187 0 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0 CATERPILLAR INC DEL COM 149123101 217 1709 SH DFND 1709 0 0 CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 1409 40300 SH DFND 40300 0 0 CHESAPEAKE UTILS CORP COM 165303108 2318 27550 SH DFND 27550 0 0 CHEVRON CORP NEW COM 166764100 1022 11455 SH DFND 11455 0 0 CIGNA CORP NEW COM 125523100 394 2093 SH DFND 2093 0 0 CINTAS CORP COM 172908105 267 1005 SH DFND 1005 0 0 CISCO SYS INC COM 17275R102 4001 85790 SH DFND 85790 0 0 CITIGROUP INC COM NEW 172967424 428 8342 SH DFND 8342 0 0 CITIZENS FINANCIAL GROUP INC COM 174610105 715 28320 SH DFND 28320 0 0 CME GROUP INC COM 12572Q105 4664 28686 SH DFND 28686 0 0 CMS ENERGY CORP COM 125896100 2008 34364 SH DFND 34364 0 0 COASTAL FINL CORP WA COM NEW 19046P209 218 15000 SH DFND 15000 0 0 COCA COLA CO COM 191216100 466 10322 SH DFND 10322 0 0 COGENT COMMUNICATIONS HLDGS COM NEW 19239V302 1015 13115 SH DFND 13115 0 0 COMCAST CORP NEW CL A 20030N101 300 7637 SH DFND 7637 0 0 CONOCOPHILLIPS COM 20825C104 679 16170 SH DFND 16170 0 0 CONSOLIDATED EDISON INC COM 209115104 709 9852 SH DFND 9852 0 0 CORTEVA INC COM 22052L104 976 36503 SH DFND 36503 0 0 COSTCO WHSL CORP NEW COM 22160K105 1668 5502 SH DFND 5502 0 0 CSX CORP COM 126408103 539 7728 SH DFND 7728 0 0 CUMMINS INC COM 231021106 289 1661 SH DFND 1661 0 0 CVS HEALTH CORP COM 126650100 387 5961 SH DFND 5961 0 0 DANAHER CORPORATION COM 235851102 334 1882 SH DFND 1882 0 0 DAVITA INC COM 23918K108 514 6489 SH DFND 6489 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 643 4785 SH DFND 4785 0 0 DISNEY WALT CO COM DISNEY 254687106 1855 16628 SH DFND 0 0 16628 DOMINION ENERGY INC COM 25746U109 1251 15415 SH DFND 15415 0 0 DOW INC COM 260557103 1718 42184 SH DFND 42184 0 0 DTE ENERGY CO COM 233331107 5800 53291 SH DFND 53291 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 1575 19710 SH DFND 19710 0 0 DUPONT DE NEMOURS INC COM 26614N102 1983 37351 SH DFND 37351 0 0 ECOLAB INC COM 278865100 262 1308 SH DFND 1308 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 380 5499 SH DFND 5499 0 0 ENBRIDGE INC COM 29250N105 3638 119620 SH DFND 119620 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 7016 985431 SH DFND 985431 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 17722 975294 SH DFND 975294 0 0 EQUITRANS MIDSTREAM CORP COM 294600101 203 24471 SH DFND 24471 0 0 EVERSOURCE ENERGY COM 30040W108 3846 46184 SH DFND 46184 0 0 EXELON CORP COM 30161N101 2388 65800 SH DFND 65800 0 0 EXXON MOBIL CORP COM 30231G102 14954 334424 SH DFND 334424 0 0 FACEBOOK INC CL A 30303M102 3474 15303 SH DFND 15303 0 0 FACTSET RESH SYS INC COM 303075105 251 763 SH DFND 763 0 0 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 1850 21448 SH DFND 21448 0 0 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 97115 4870026 SH DFND 4870026 0 0 FIRST TR MLP & ENERGY INCOME COM 33739B104 1855 330424 SH DFND 330424 0 0 FIRSTENERGY CORP COM 337932107 3802 98052 SH DFND 98052 0 0 FORTIS INC COM 349553107 5188 136245 SH DFND 136245 0 0 GABELLI EQUITY TR INC COM 362397101 891 177192 SH DFND 177192 0 0 GCP APPLIED TECHNOLOGIES INC COM 36164Y101 1266 68117 SH DFND 68117 0 0 GENERAL ELECTRIC CO COM 369604103 182 27282 SH DFND 27282 0 0 GLOBE LIFE INC COM 37959E102 302 4068 SH DFND 4068 0 0 GRACE W R & CO DEL NEW COM 38388F108 1385 27251 SH DFND 0 0 27251 HERITAGE COMMERCE CORP COM 426927109 4707 627199 SH DFND 627199 0 0 HILLTOP HOLDINGS INC COM 432748101 868 47056 SH DFND 47056 0 0 HOLLY ENERGY PARTNERS L P COM UT LTD PTN 435763107 7558 518060 SH DFND 518060 0 0 HOME DEPOT INC COM 437076102 1610 6427 SH DFND 0 0 6427 HONEYWELL INTL INC COM 438516106 613 4250 SH DFND 4250 0 0 HUMANA INC COM 444859102 268 689 SH DFND 689 0 0 IBIO INC COM NEW 451033203 37 16500 SH DFND 16500 0 0 IDACORP INC COM 451107106 6549 74948 SH DFND 74948 0 0 INTEL CORP COM 458140100 20473 342184 SH DFND 342184 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 1512 16523 SH DFND 16523 0 0 INTERNATIONAL GAME TECHNOLOG SHS USD G4863A108 795 89297 SH DFND 89297 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 738 1293 SH DFND 1293 0 0 INVESCO EXCH TRADED FD TR II FTSE RAFI DEV 46138E743 1245 35994 SH DFND 35994 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 1201 11810 SH DFND 11810 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 2222 20519 SH DFND 20519 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 2343 9442 SH DFND 9442 0 0 ISHARES GOLD TRUST ISHARES 464285105 61426 3615336 SH DFND 3615336 0 0 ISHARES INC MSCI WORLD ETF 464286392 290 3147 SH DFND 3147 0 0 ISHARES INC ESG MSCI EM ETF 46434G863 2614 81506 SH DFND 81506 0 0 ISHARES INC CORE MSCI EMKT 46434G103 1620 34031 SH DFND 34031 0 0 ISHARES TR NEW ZEALAND ETF 464289123 872 15385 SH DFND 15385 0 0 ISHARES TR RUS MD CP GR ETF 464287481 3321 21011 SH DFND 21011 0 0 ISHARES TR EAFE VALUE ETF 464288877 569 14277 SH DFND 14277 0 0 ISHARES TR CORE MSCI EURO 46434V738 365 8546 SH DFND 8546 0 0 ISHARES TR MSCI KLD400 SOC 464288570 408 3455 SH DFND 3455 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 4302 30058 SH DFND 30058 0 0 ISHARES TR CORE MSCI EAFE 46432F842 581 10162 SH DFND 10162 0 0 ISHARES TR U.S. REAL ES ETF 464287739 291 3693 SH DFND 3693 0 0 ISHARES TR ESG MSCI USA ETF 46435G425 13253 189343 SH DFND 189343 0 0 ISHARES TR MSCI EAFE ETF 464287465 1383 22711 SH DFND 22711 0 0 ISHARES TR CORE S&P500 ETF 464287200 19196 61974 SH DFND 61974 0 0 ISHARES TR GRWT ALLOCAT ETF 464289867 275 5939 SH DFND 5939 0 0 ISHARES TR CORE S&P MCP ETF 464287507 129810 730005 SH DFND 730005 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 4494 21652 SH DFND 21652 0 0 ISHARES TR MIN VOL EAFE ETF 46429B689 579 8760 SH DFND 8760 0 0 ISHARES TR CORE S&P SCP ETF 464287804 2765 40482 SH DFND 40482 0 0 ISHARES TR MSCI AC ASIA ETF 464288182 336 4861 SH DFND 4861 0 0 ISHARES TR EXPND TEC SC ETF 464287549 991 3550 SH DFND 3550 0 0 ISHARES TR INTL SEL DIV ETF 464288448 374 14904 SH DFND 14904 0 0 ISHARES TR S&P 100 ETF 464287101 289 2030 SH DFND 2030 0 0 ISHARES TR ESG MSCI EAFE 46435G516 8010 132234 SH DFND 132234 0 0 ISHARES TR NATIONAL MUN ETF 464288414 2687 23288 SH DFND 23288 0 0 ISHARES TR MSCI USA ESG SLC 464288802 787 5884 SH DFND 5884 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 526 5391 SH DFND 5391 0 0 ISHARES TR RUS 1000 ETF 464287622 4505 26247 SH DFND 26247 0 0 ISHARES TR IBOXX INV CP ETF 464287242 8985 66800 SH DFND 66800 0 0 ISHARES TR S&P MC 400VL ETF 464287705 1271 9560 SH DFND 9560 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 10173 52986 SH DFND 52986 0 0 ISHARES TR MSCI ACWI ETF 464288257 5328 72269 SH DFND 72269 0 0 ISHARES TR COHEN STEER REIT 464287564 248 2450 SH DFND 2450 0 0 ISHARES TR CORE MSCI PAC 46434V696 363 6890 SH DFND 6890 0 0 ISHARES TR MSCI LW CRB TG 46434V464 6013 49750 SH DFND 49750 0 0 ISHARES TR US AER DEF ETF 464288760 398 2424 SH DFND 2424 0 0 ISHARES TR SELECT DIVID ETF 464287168 1232 15251 SH DFND 15251 0 0 ISHARES TR MODERT ALLOC ETF 464289875 62012 1554993 SH DFND 1554993 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 2023 9785 SH DFND 9785 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 7191 63845 SH DFND 63845 0 0 ISHARES TR RUS MID CAP ETF 464287499 1399 26092 SH DFND 26092 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 18297 101613 SH DFND 101613 0 0 ISHARES TR U.S. TECH ETF 464287721 641 2375 SH DFND 2375 0 0 ISHARES TR S&P MC 400GR ETF 464287606 8776 39177 SH DFND 39177 0 0 ISHARES TR CORE MSCI TOTAL 46432F834 358 6572 SH DFND 6572 0 0 ISHARES TR CORE S&P TTL STK 464287150 93310 1343864 SH DFND 1343864 0 0 J P MORGAN EXCHANGE-TRADED F BETBULD EUROPE 46641Q720 229 10311 SH DFND 10311 0 0 JANUS HENDERSON GROUP PLC ORD SHS G4474Y214 506 23914 SH DFND 23914 0 0 JD.COM INC SPON ADR CL A 47215P106 427 7079 SH DFND 7079 0 0 JOHNSON & JOHNSON COM 478160104 6433 45731 SH DFND 45731 0 0 JPMORGAN CHASE & CO COM 46625H100 3672 39058 SH DFND 39058 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 720 4811 SH DFND 4811 0 0 KIMBERLY CLARK CORP COM 494368103 266 1875 SH DFND 1875 0 0 KINDER MORGAN INC DEL COM 49456B101 3419 225306 SH DFND 225306 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 212 1283 SH DFND 1283 0 0 LENDINGCLUB CORP COM NEW 52603A208 882 193750 SH DFND 193750 0 0 LILLY ELI & CO COM 532457108 1217 7418 SH DFND 7418 0 0 LOWES COS INC COM 548661107 2467 18253 SH DFND 0 0 18253 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 16385 379550 SH DFND 0 0 379550 MASTERCARD INCORPORATED CL A 57636Q104 2758 9328 SH DFND 0 0 9328 MCDONALDS CORP COM 580135101 1285 6966 SH DFND 0 0 6966 MERCK & CO. INC COM 58933Y105 2301 29487 SH DFND 0 0 29487 MICROSOFT CORP COM 594918104 12129 59571 SH DFND 0 0 59571 MONDELEZ INTL INC CL A 609207105 803 15638 SH DFND 0 0 15638 MPLX LP COM UNIT REP LTD 55336V100 337 19478 SH DFND 0 0 19478 MSCI INC COM 55354G100 536 1607 SH DFND 0 0 1607 NETFLIX INC COM 64110L106 2892 6355 SH DFND 0 0 6355 NEW JERSEY RES COM 646025106 3947 119735 SH DFND 0 0 119735 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 78 10512 SH DFND 0 0 10512 NEWMONT CORP COM 651639106 442 7168 SH DFND 0 0 7168 NEXTERA ENERGY INC COM 65339F101 12486 51986 SH DFND 0 0 51986 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 17654 344259 SH DFND 0 0 344259 NIKE INC CL B 654106103 330 3348 SH DFND 0 0 3348 NORDSTROM INC COM 655664100 833 53764 SH DFND 0 0 53764 NOVO-NORDISK A S ADR 670100205 339 5187 SH DFND 0 0 5187 NUSHARES ETF TR NUVEEN ESG MIDCP 67092P409 15846 406699 SH DFND 0 0 406699 NVIDIA CORPORATION COM 67066G104 482 1269 SH DFND 0 0 1269 ONE GAS INC COM 68235P108 2656 34471 SH DFND 0 0 34471 ONEOK INC NEW COM 682680103 5285 159109 SH DFND 0 0 159109 ORACLE CORP COM 68389X105 121846 2204567 SH DFND 0 0 2204567 OTIS WORLDWIDE CORP COM 68902V107 216 3807 SH DFND 0 0 3807 PAYPAL HLDGS INC COM 70450Y103 666 3825 SH DFND 0 0 3825 PEMBINA PIPELINE CORP COM 706327103 237 9392 SH DFND 0 0 9392 PENN NATL GAMING INC COM 707569109 254 8323 SH DFND 0 0 8323 PENUMBRA INC COM 70975L107 3935 22007 SH DFND 0 0 22007 PEPSICO INC COM 713448108 2404 18192 SH DFND 0 0 18192 PERKINELMER INC COM 714046109 643 6560 SH DFND 0 0 6560 PFIZER INC COM 717081103 1396 42732 SH DFND 0 0 42732 PHILIP MORRIS INTL INC COM 718172109 1267 17793 SH DFND 0 0 17793 PHILLIPS 66 COM 718546104 577 8001 SH DFND 0 0 8001 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 8597 238553 SH DFND 0 0 238553 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 1422 160842 SH DFND 0 0 160842 PPL CORP COM 69351T106 5189 198678 SH DFND 0 0 198678 PRICE T ROWE GROUP INC COM 74144T108 248 2014 SH DFND 0 0 2014 PROCTER AND GAMBLE CO COM 742718109 1670 13964 SH DFND 0 0 13964 PROLOGIS INC. COM 74340W103 29745 318690 SH DFND 0 0 318690 PROSHARES TR S&P 500 DV ARIST 74348A467 1070 15787 SH DFND 0 0 15787 PROSHARES TR RUSS 2000 DIVD 74347B698 745 15270 SH DFND 0 0 15270 PROSPECT CAP CORP COM 74348T102 57 11000 SH DFND 0 0 11000 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 11084 225469 SH DFND 0 0 225469 QUALCOMM INC COM 747525103 1639 17975 SH DFND 0 0 17975 QUANTA SVCS INC COM 74762E102 5459 138986 SH DFND 0 0 138986 RALPH LAUREN CORP CL A 751212101 419 5779 SH DFND 0 0 5779 RAYTHEON TECHNOLOGIES CORP COM 75513E101 1202 19498 SH DFND 0 0 19498 REGENERON PHARMACEUTICALS COM 75886F107 524 842 SH DFND 0 0 842 RELMADA THERAPEUTICS INC COM 75955J402 12646 282592 SH DFND 0 0 282592 ROCKWELL AUTOMATION INC COM 773903109 1402 6578 SH DFND 0 0 6578 S&P GLOBAL INC COM 78409V104 213 646 SH DFND 0 0 646 SALESFORCE COM INC COM 79466L302 3770 20121 SH DFND 0 0 20121 SCHWAB CHARLES CORP COM 808513105 224 6609 SH DFND 6609 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 873 11774 SH DFND 0 0 11774 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 690 21721 SH DFND 0 0 21721 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 11285 306376 SH DFND 0 0 306376 SEI INVTS CO COM 784117103 1100 20011 SH DFND 0 0 20011 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1232 21028 SH DFND 0 0 21028 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 212 3082 SH DFND 3082 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 222 9603 SH DFND 9603 0 0 SEMPRA ENERGY COM 816851109 10076 85259 SH DFND 0 0 85259 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 5408 440790 SH DFND 0 0 440790 SOUTHERN CO COM 842587107 1355 26155 SH DFND 0 0 26155 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 375 1446 SH DFND 0 0 1446 SPDR GOLD TR GOLD SHS 78463V107 5693 34018 SH DFND 0 0 34018 SPDR S&P 500 ETF TR TR UNIT 78462F103 64212 207314 SH DFND 0 0 207314 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 900 2756 SH DFND 0 0 2756 SPDR SER TR PORTFOLIO S&P400 78464A847 235936 7549746 SH DFND 0 0 7549746 SPDR SER TR S&P DIVID ETF 78464A763 6148 67412 SH DFND 0 0 67412 SPDR SER TR S&P BIOTECH 78464A870 1369 12233 SH DFND 0 0 12233 SPDR SER TR NUVEEN BLMBRG SR 78468R739 1833 36757 SH DFND 0 0 36757 SPRING BK PHARMACEUTICALS IN COM 849431101 533 363114 SH DFND 0 0 363114 STARBUCKS CORP COM 855244109 1102 14990 SH DFND 0 0 14990 STARWOOD PPTY TR INC COM 85571B105 4653 301335 SH DFND 0 0 301335 SUPER LEAGUE GAMING INC COM 86804F202 26 11034 SH DFND 0 0 11034 TARGET CORP COM 87612E106 1369 11418 SH DFND 0 0 11418 TC ENERGY CORP COM 87807B107 26290 613395 SH DFND 0 0 613395 TC PIPELINES LP UT COM LTD PRT 87233Q108 23304 750323 SH DFND 0 0 750323 TESLA INC COM 88160R101 3198 2961 SH DFND 0 0 2961 THERMO FISHER SCIENTIFIC INC COM 883556102 880 2429 SH DFND 0 0 2429 TJX COS INC NEW COM 872540109 5783 114382 SH DFND 0 0 114382 TRANSDIGM GROUP INC COM 893641100 289 654 SH DFND 0 0 654 TRANSOCEAN LTD REG SHS H8817H100 183 100050 SH DFND 0 0 100050 UNION PAC CORP COM 907818108 757 4484 SH DFND 0 0 4484 UNITEDHEALTH GROUP INC COM 91324P102 1267 4291 SH DFND 0 0 4291 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 502 13661 SH DFND 0 0 13661 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 304 3659 SH DFND 0 0 3659 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 3627 41052 SH DFND 0 0 41052 VANGUARD INDEX FDS MID CAP ETF 922908629 3790 23118 SH DFND 0 0 23118 VANGUARD INDEX FDS TOTAL STK MKT 922908769 92436 590533 SH DFND 0 0 590533 VANGUARD INDEX FDS GROWTH ETF 922908736 3286 16260 SH DFND 0 0 16260 VANGUARD INDEX FDS SMALL CP ETF 922908751 663 4545 SH DFND 0 0 4545 VANGUARD INDEX FDS VALUE ETF 922908744 2553 25641 SH DFND 0 0 25641 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 54099 689064 SH DFND 0 0 689064 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 5417 19024 SH DFND 0 0 19024 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 423 3562 SH DFND 0 0 3562 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 1459 19513 SH DFND 0 0 19513 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2998 75766 SH DFND 0 0 75766 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 1459 22931 SH DFND 0 0 22931 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 7647 122941 SH DFND 0 0 122941 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 3378 62128 SH DFND 0 0 62128 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1032 8755 SH DFND 0 0 8755 VANGUARD STAR FDS VG TL INTL STK F 921909768 3816 77583 SH DFND 0 0 77583 VANGUARD TAX-MANAGED FDS FTSE DEV MKT ETF 921943858 4653 119936 SH DFND 0 0 119936 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 1080 13708 SH DFND 0 0 13708 VANGUARD WORLD FD ESG INTL STK ETF 921910725 451 9384 SH DFND 0 0 9384 VANGUARD WORLD FDS UTILITIES ETF 92204A876 413 3340 SH DFND 0 0 3340 VANGUARD WORLD FDS COMM SRVC ETF 92204A884 976 10489 SH DFND 0 0 10489 VANGUARD WORLD FDS INF TECH ETF 92204A702 3342 11990 SH DFND 0 0 11990 VERIZON COMMUNICATIONS INC COM 92343V104 20990 380684 SH DFND 0 0 380684 VISA INC COM CL A 92826C839 4125 21351 SH DFND 0 0 21351 WAITR HLDGS INC COM 930752100 76 28969 SH DFND 0 0 28969 WALMART INC COM 931142103 2326 19421 SH DFND 0 0 19421 WEC ENERGY GROUP INC COM 92939U106 2914 33262 SH DFND 0 0 33262 WESTLAKE CHEM PARTNERS LP COM UNIT RP LP 960417103 5687 300218 SH DFND 0 0 300218 WILLIAMS COS INC COM 969457100 2077 109198 SH DFND 0 0 109198 WILLIS TOWERS WATSON PLC LTD SHS G96629103 639 3235 SH DFND 0 0 3235 WSFS FINL CORP COM 929328102 212 7404 SH DFND 0 0 7404 WYNN RESORTS LTD COM 983134107 901 12082 SH DFND 0 0 12082 XCEL ENERGY INC COM 98389B100 3839 61041 SH DFND 0 0 61041 ZOETIS INC CL A 98978V103 453 3302 SH DFND 0 0 3302 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 323 1275 SH DFND 0 0 1275