0001085146-20-000597.txt : 20200212 0001085146-20-000597.hdr.sgml : 20200212 20200212124946 ACCESSION NUMBER: 0001085146-20-000597 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200212 DATE AS OF CHANGE: 20200212 EFFECTIVENESS DATE: 20200212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TIEDEMANN ADVISORS, LLC CENTRAL INDEX KEY: 0001483232 IRS NUMBER: 261518088 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13688 FILM NUMBER: 20602846 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-396-5900 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: TIEDEMANN WEALTH MANAGEMENT, LLC DATE OF NAME CHANGE: 20100203 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001483232 XXXXXXXX 12-31-2019 12-31-2019 false TIEDEMANN ADVISORS, LLC

520 MADISON AVENUE 26TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-13688 N Kevin Moran 212-396-5910 /s/ Kevin Moran New York NY 02-03-2020 1 297 2085807 1 0001432976 028-13689 Tiedemann Wealth Management Holdings, LLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 1116 6323 SH DFND 1 4989 0 1334 ABBOTT LABS COM 002824100 1783 20571 SH DFND 1 12904 0 7667 ABBVIE INC COM 00287Y109 2251 25389 SH DFND 1 12730 0 12659 ABERDEEN ASIA PACIFIC INCOM COM 003009107 43 10000 SH DFND 1 0 0 10000 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 276 1310 SH DFND 1 0 0 1310 ADOBE INC COM 00724F101 1065 3227 SH DFND 1 2349 0 878 AFLAC INC COM 001055102 393 7421 SH DFND 1 3204 0 4217 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1145 5398 SH DFND 1 4964 0 434 ALICO INC COM 016230104 1385 38571 SH DFND 1 38571 0 0 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 2786 257422 SH DFND 1 232107 0 25315 ALLIANT ENERGY CORP COM 018802108 4903 89606 SH DFND 1 89400 0 206 ALLSTATE CORP COM 020002101 407 3623 SH DFND 1 3120 0 503 ALPHABET INC CAP STK CL A 02079K305 18063 13487 SH DFND 1 2094 0 11393 ALPHABET INC CAP STK CL C 02079K107 17426 13036 SH DFND 1 6791 0 6245 ALTRIA GROUP INC COM 02209S103 587 11575 SH DFND 1 10225 0 1350 AMAZON COM INC COM 023135106 6244 3378 SH DFND 1 2572 0 806 AMBOW ED HLDG LTD SPONSORED ADS 02322P200 118 59836 SH DFND 1 0 0 59836 AMERICAN ELEC PWR CO INC COM 025537101 3925 41521 SH DFND 1 40120 0 1401 AMERICAN EXPRESS CO COM 025816109 748 6027 SH DFND 1 961 0 5066 AMERICAN TOWER CORP NEW COM 03027X100 896 3879 SH DFND 1 411 0 3468 AMERICAN WTR WKS CO INC NEW COM 030420103 4468 36375 SH DFND 1 35260 0 1115 AMGEN INC COM 031162100 2636 10941 SH DFND 1 8828 0 2113 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 281 3422 SH DFND 1 3422 0 0 APOLLO MEDICAL HLDGS INC COM NEW 03763A207 359 19500 SH DFND 1 0 0 19500 APPLE INC COM 037833100 18795 64015 SH DFND 1 30583 0 33432 AQUA AMERICA INC COM 03836W103 807 17201 SH DFND 1 16941 0 260 AT&T INC COM 00206R102 1041 26648 SH DFND 1 6100 0 20548 ATLANTIC UN BANKSHARES CORP COM 04911A107 465 12385 SH DFND 1 12385 0 0 ATMOS ENERGY CORP COM 049560105 1136 10154 SH DFND 1 9794 0 360 ATRICURE INC COM 04963C209 236 7263 SH DFND 1 7263 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 2220 12954 SH DFND 1 9691 0 3263 AVALARA INC COM 05338G106 1042 14227 SH DFND 1 13962 0 265 AZURRX BIOPHARMA INC COM 05502L105 314 303014 SH DFND 1 303014 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1019 3 SH DFND 1 2 0 1 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1772 7822 SH DFND 1 4580 0 3242 BLACKROCK INC COM 09247X101 1028 2044 SH DFND 1 1311 0 733 BLUE APRON HLDGS INC CL A NEW 09523Q200 88 13333 SH DFND 1 13333 0 0 BOEING CO COM 097023105 515 1580 SH DFND 1 0 0 1580 BOOKING HLDGS INC COM 09857L108 236 115 SH DFND 1 3 0 112 BP MIDSTREAM PARTNERS LP UNIT LTD PTNR 0556EL109 404 25850 SH DFND 1 0 0 25850 BP PLC SPONSORED ADR 055622104 319 8465 SH DFND 1 8087 0 378 BRISTOL MYERS SQUIBB CO COM 110122108 597 9299 SH DFND 1 5672 0 3627 BRIXMOR PPTY GROUP INC COM 11120U105 258 11940 SH DFND 1 0 0 11940 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 279 2245 SH DFND 1 2229 0 16 CAPITAL ONE FINL CORP COM 14040H105 225 2188 SH DFND 1 2000 0 188 CATERPILLAR INC DEL COM 149123101 210 1420 SH DFND 1 1270 0 150 CDK GLOBAL INC COM 12508E101 204 3733 SH DFND 1 3231 0 502 CHEVRON CORP NEW COM 166764100 1644 13636 SH DFND 1 7303 0 6333 CHUBB LIMITED COM H1467J104 230 1467 SH DFND 1 843 0 624 CIGNA CORP NEW COM 125523100 433 2123 SH DFND 1 470 0 1653 CISCO SYS INC COM 17275R102 4240 88416 SH DFND 1 5870 0 82546 CITIGROUP INC COM NEW 172967424 659 8226 SH DFND 1 746 0 7480 CITIZENS FINL GROUP INC COM 174610105 706 17384 SH DFND 1 2320 0 15064 CMS ENERGY CORP COM 125896100 2463 39211 SH DFND 1 38360 0 851 COASTAL FINL CORP WA COM NEW 19046P209 332 20158 SH DFND 1 0 0 20158 COCA COLA CO COM 191216100 552 9942 SH DFND 1 4889 0 5053 COGENT COMMUNICATIONS HLDGS COM NEW 19239V302 549 8348 SH DFND 1 8298 0 50 COMCAST CORP NEW CL A 20030N101 281 6255 SH DFND 1 3300 0 2955 CONOCOPHILLIPS COM 20825C104 1039 15979 SH DFND 1 14334 0 1645 CONSOLIDATED EDISON INC COM 209115104 969 10710 SH DFND 1 10179 0 531 CORENERGY INFRASTRUCTURE TR COM NEW 21870U502 560 12540 SH DFND 1 12540 0 0 CORTEVA INC COM 22052L104 2440 82581 SH DFND 1 8629 0 73952 COSTCO WHSL CORP NEW COM 22160K105 2226 7575 SH DFND 1 3468 0 4107 CSX CORP COM 126408103 363 5017 SH DFND 1 4629 0 388 CUMMINS INC COM 231021106 279 1564 SH DFND 1 1500 0 64 CVS HEALTH CORP COM 126650100 578 7800 SH DFND 1 4427 0 3373 DANAHER CORPORATION COM 235851102 207 1352 SH DFND 1 80 0 1272 DIAGEO P L C SPON ADR NEW 25243Q205 806 4785 SH DFND 1 4600 0 185 DISNEY WALT CO COM DISNEY 254687106 2652 18211 SH DFND 1 13644 0 4567 DOUBLELINE INCOME SOLUTIONS COM 258622109 270 13665 SH DFND 1 13665 0 0 DOW INC COM 260557103 4362 79756 SH DFND 1 5428 0 74328 DUKE ENERGY CORP NEW COM NEW 26441C204 1705 18685 SH DFND 1 16022 0 2663 DUPONT DE NEMOURS INC COM 26614N102 5119 79729 SH DFND 1 5429 0 74300 EATON VANCE TXMGD GL BUYWR O COM 27829C105 930 89700 SH DFND 1 89700 0 0 ECOLAB INC COM 278865100 265 1376 SH DFND 1 0 0 1376 EDWARDS LIFESCIENCES CORP COM 28176E108 357 1528 SH DFND 1 1360 0 168 ENBRIDGE INC COM 29250N105 13259 333368 SH DFND 1 302953 0 30415 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 6450 502770 SH DFND 1 27359 0 475411 ENTERPRISE PRODS PARTNERS L COM 293792107 66270 2353347 SH DFND 1 2091332 0 262015 EQM MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 687 22972 SH DFND 1 707 0 22265 ETF SER SOLUTIONS DEEP VALUE ETF 26922A701 269829 8100170 SH DFND 1 5119750 0 2980420 EVERSOURCE ENERGY COM 30040W108 4719 55481 SH DFND 1 55420 0 61 EXELON CORP COM 30161N101 8309 182242 SH DFND 1 181875 0 367 EXXON MOBIL CORP COM 30231G102 24322 348540 SH DFND 1 339547 0 8993 FACEBOOK INC CL A 30303M102 4032 19651 SH DFND 1 17586 0 2065 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 2782 21435 SH DFND 1 0 0 21435 FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 131175 5146594 SH DFND 1 3052887 0 2093707 FIRST TR MLP & ENERGY INCOME COM 33739B104 3284 275075 SH DFND 1 275075 0 0 FORTIS INC COM 349553107 9892 238245 SH DFND 1 238245 0 0 GABELLI EQUITY TR INC COM 362397101 1079 177192 SH DFND 1 177192 0 0 GCP APPLIED TECHNOLOGIES INC COM 36164Y101 879 38687 SH DFND 1 38687 0 0 GENERAL ELECTRIC CO COM 369604103 297 26658 SH DFND 1 16803 0 9855 GENERAL ELECTRIC CO COM 369604103 11 300000 SH Call DFND 1 0 0 300000 GLOBE LIFE INC COM 37959E102 434 4168 SH DFND 1 0 0 4168 GOLDMAN SACHS GROUP INC COM 38141G104 9464 41164 SH DFND 1 580 0 40584 GRACE W R & CO DEL NEW COM 38388F108 1903 27251 SH DFND 1 27251 0 0 HERITAGE COMMERCE CORP COM 426927109 7973 621438 SH DFND 1 606001 0 15437 HILLTOP HOLDINGS INC COM 432748101 1323 53056 SH DFND 1 0 0 53056 HOLLY ENERGY PARTNERS L P COM UT LTD PTN 435763107 12961 585153 SH DFND 1 544450 0 40703 HOME DEPOT INC COM 437076102 1412 6460 SH DFND 1 621 0 5839 HONEYWELL INTL INC COM 438516106 737 4158 SH DFND 1 2542 0 1616 IDACORP INC COM 451107106 1119 10474 SH DFND 1 10450 0 24 IDEXX LABS INC COM 45168D104 226 865 SH DFND 1 850 0 15 INTEL CORP COM 458140100 10704 178815 SH DFND 1 22160 0 156655 INTERNATIONAL BUSINESS MACHS COM 459200101 514 3846 SH DFND 1 3027 0 819 INTERNATIONAL GAME TECHNOLOG SHS USD G4863A108 1337 89297 SH DFND 1 0 0 89297 INTUITIVE SURGICAL INC COM NEW 46120E602 1275 2158 SH DFND 1 2112 0 46 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 25787 203550 SH DFND 1 120131 0 83419 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 797 5833 SH DFND 1 5833 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 1349 11656 SH DFND 1 0 0 11656 INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 46137V258 4647 67107 SH DFND 1 51192 0 15915 INVESCO EXCHNG TRADED FD TR FNDMNTL HY CRP 46138E719 228 11796 SH DFND 1 0 0 11796 INVESCO EXCHNG TRADED FD TR FTSE RAFI DEV 46138E743 12506 294184 SH DFND 1 287578 0 6606 INVESCO EXCHNG TRADED FD TR FTSE RAFI EMNG 46138E727 520 23320 SH DFND 1 23320 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 1872 8809 SH DFND 1 4638 0 4171 ISHARES GOLD TRUST ISHARES 464285105 31490 2171148 SH DFND 1 1502031 0 669117 ISHARES INC CORE MSCI EMKT 46434G103 1896 35264 SH DFND 1 5942 0 29322 ISHARES INC MSCI WORLD ETF 464286392 538 5436 SH DFND 1 5436 0 0 ISHARES TR COHEN STEER REIT 464287564 290 2479 SH DFND 1 0 0 2479 ISHARES TR CORE MSCI EAFE 46432F842 2466 37793 SH DFND 1 41 0 37752 ISHARES TR CORE MSCI TOTAL 46432F834 544 8799 SH DFND 1 8780 0 19 ISHARES TR CORE S&P MCP ETF 464287507 15196 73840 SH DFND 1 44983 0 28857 ISHARES TR CORE S&P SCP ETF 464287804 3824 45623 SH DFND 1 31480 0 14143 ISHARES TR CORE S&P TTL STK 464287150 100203 1378439 SH DFND 1 1277871 0 100568 ISHARES TR CORE S&P500 ETF 464287200 22449 69451 SH DFND 1 16325 0 53126 ISHARES TR EAFE VALUE ETF 464288877 11769 235732 SH DFND 1 203398 0 32334 ISHARES TR ESG MSCI EAFE 46435G516 583 8482 SH DFND 1 8482 0 0 ISHARES TR ESG MSCI USA ETF 46435G425 1078 15115 SH DFND 1 13525 0 1590 ISHARES TR EXPND TEC SC ETF 464287549 420 1727 SH DFND 1 0 0 1727 ISHARES TR FLTG RATE NT ETF 46429B655 315 6177 SH DFND 1 846 0 5331 ISHARES TR GRWT ALLOCAT ETF 464289867 285 5939 SH DFND 1 5939 0 0 ISHARES TR INTL SEL DIV ETF 464288448 582 17354 SH DFND 1 17354 0 0 ISHARES TR LATN AMER 40 ETF 464287390 21241 625437 SH DFND 1 291896 0 333541 ISHARES TR MODERT ALLOC ETF 464289875 83913 2090987 SH DFND 1 1850812 0 240175 ISHARES TR MSCI ACWI ETF 464288257 34971 441289 SH DFND 1 436445 0 4844 ISHARES TR MSCI EAFE ETF 464287465 9559 137668 SH DFND 1 127425 0 10243 ISHARES TR MSCI EAFE ETF 464287465 161 80300000 SH Put DFND 1 80300000 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 1032 22934 SH DFND 1 21182 0 1752 ISHARES TR MSCI KLD400 SOC 464288570 478 3984 SH DFND 1 529 0 3455 ISHARES TR MSCI LW CRB TG 46434V464 814 6289 SH DFND 1 6289 0 0 ISHARES TR MSCI USA ESG SLC 464288802 734 5484 SH DFND 1 0 0 5484 ISHARES TR NATIONAL MUN ETF 464288414 2652 23288 SH DFND 1 23288 0 0 ISHARES TR NEW ZEALAND ETF 464289123 888 15385 SH DFND 1 15385 0 0 ISHARES TR RUS 1000 ETF 464287622 4911 27530 SH DFND 1 24107 0 3423 ISHARES TR RUS 1000 GRW ETF 464287614 6103 34691 SH DFND 1 20544 0 14147 ISHARES TR RUS 1000 VAL ETF 464287598 6798 49825 SH DFND 1 17404 0 32421 ISHARES TR RUS 2000 GRW ETF 464287648 1506 7024 SH DFND 1 1621 0 5403 ISHARES TR RUS 2000 VAL ETF 464287630 838 6525 SH DFND 1 1808 0 4717 ISHARES TR RUS MD CP GR ETF 464287481 1171 7683 SH DFND 1 7683 0 0 ISHARES TR RUS MID CAP ETF 464287499 1583 26537 SH DFND 1 26092 0 445 ISHARES TR RUSSELL 2000 ETF 464287655 8996 54315 SH DFND 1 16251 0 38064 ISHARES TR RUSSELL 3000 ETF 464287689 19359 102688 SH DFND 1 97004 0 5684 ISHARES TR S&P 100 ETF 464287101 294 2040 SH DFND 1 2012 0 28 ISHARES TR S&P 500 GRWT ETF 464287309 2664 13764 SH DFND 1 8264 0 5500 ISHARES TR S&P MC 400GR ETF 464287606 4833 20303 SH DFND 1 19849 0 454 ISHARES TR S&P MC 400VL ETF 464287705 1632 9560 SH DFND 1 3710 0 5850 ISHARES TR SELECT DIVID ETF 464287168 240 2260 SH DFND 1 0 0 2260 ISHARES TR U.S. REAL ES ETF 464287739 345 3713 SH DFND 1 128 0 3585 ISHARES TR U.S. TECH ETF 464287721 552 2375 SH DFND 1 1170 0 1205 ISHARES TR US AER DEF ETF 464288760 302 1355 SH DFND 1 0 0 1355 JANUS HENDERSON GROUP PLC ORD SHS G4474Y214 584 23901 SH DFND 1 0 0 23901 JD COM INC SPON ADR CL A 47215P106 338 9586 SH DFND 1 9256 0 330 JOHNSON & JOHNSON COM 478160104 6853 46980 SH DFND 1 28047 0 18933 JPMORGAN CHASE & CO COM 46625H100 6040 43352 SH DFND 1 28338 0 15014 KANSAS CITY SOUTHERN COM NEW 485170302 737 4800 SH DFND 1 500 0 4300 KIMBERLY CLARK CORP COM 494368103 262 1883 SH DFND 1 162 0 1721 KINDER MORGAN INC DEL COM 49456B101 17186 811871 SH DFND 1 739061 0 72810 LABORATORY CORP AMER HLDGS COM NEW 50540R409 231 1371 SH DFND 1 1275 0 96 LAUDER ESTEE COS INC CL A 518439104 228 1100 SH DFND 1 800 0 300 LIBERTY MEDIA CORP DELAWARE COM C SIRIUSXM 531229607 270 5606 SH DFND 1 5606 0 0 LIBERTY PPTY TR SH BEN INT 531172104 22971 379931 SH DFND 1 78674 0 301257 LILLY ELI & CO COM 532457108 882 6711 SH DFND 1 112 0 6599 LOWES COS INC COM 548661107 2144 17900 SH DFND 1 16687 0 1213 LYFT INC CL A COM 55087P104 240 5584 SH DFND 1 4883 0 701 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 956 10122 SH DFND 1 9965 0 157 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 39414 626919 SH DFND 1 537465 0 89454 MARATHON PETE CORP COM 56585A102 228 3781 SH DFND 1 200 0 3581 MASTERCARD INC CL A 57636Q104 2224 7444 SH DFND 1 5941 0 1503 MCDONALDS CORP COM 580135101 1292 6542 SH DFND 1 2565 0 3977 MEDTRONIC PLC SHS G5960L103 297 2610 SH DFND 1 384 0 2226 MERCK & CO INC COM 58933Y105 2716 29669 SH DFND 1 6158 0 23511 METLIFE INC COM 59156R108 222 4356 SH DFND 1 0 0 4356 MICROSOFT CORP COM 594918104 9326 59153 SH DFND 1 39420 0 19733 MISONIX INC COM 604871103 212 11384 SH DFND 1 11384 0 0 MONDELEZ INTL INC CL A 609207105 748 13530 SH DFND 1 6603 0 6927 MOUNTAIN PROV DIAMONDS INC COM NEW 62426E402 3551 4000000 SH DFND 1 0 0 4000000 MPLX LP COM UNIT REP LTD 55336V100 579 22735 SH DFND 1 3257 0 19478 NETFLIX INC COM 64110L106 1999 6182 SH DFND 1 5679 0 503 NEW JERSEY RES COM 646025106 2512 55915 SH DFND 1 55915 0 0 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 175 10500 SH DFND 1 0 0 10500 NEWMONT GOLDCORP CORPORATION COM 651639106 238 5496 SH DFND 1 328 0 5168 NEXTERA ENERGY INC COM 65339F101 23426 96740 SH DFND 1 93870 0 2870 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 25761 489279 SH DFND 1 443969 0 45310 NIKE INC CL B 654106103 408 4020 SH DFND 1 2893 0 1127 NORDSTROM INC COM 655664100 2981 72834 SH DFND 1 0 0 72834 NOVO-NORDISK A S ADR 670100205 311 5366 SH DFND 1 5000 0 366 NVIDIA CORP COM 67066G104 3639 15466 SH DFND 1 14092 0 1374 ONEOK INC NEW COM 682680103 7945 105002 SH DFND 1 95777 0 9225 ORACLE CORP COM 68389X105 116848 2205523 SH DFND 1 114541 0 2090982 PAYPAL HLDGS INC COM 70450Y103 341 3146 SH DFND 1 1000 0 2146 PEMBINA PIPELINE CORP COM 706327103 349 9392 SH DFND 1 8282 0 1110 PENN NATL GAMING INC COM 707569109 213 8323 SH DFND 1 0 0 8323 PEPSICO INC COM 713448108 2924 21275 SH DFND 1 11103 0 10172 PFIZER INC COM 717081103 2189 55896 SH DFND 1 32974 0 22922 PHILIP MORRIS INTL INC COM 718172109 1379 15992 SH DFND 1 14082 0 1910 PHILLIPS 66 COM 718546104 907 8145 SH DFND 1 7667 0 478 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 23695 384401 SH DFND 1 348717 0 35684 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 23500 1277853 SH DFND 1 1197414 0 80439 PPL CORP COM 69351T106 7771 213877 SH DFND 1 213680 0 197 PRICE T ROWE GROUP INC COM 74144T108 248 2029 SH DFND 1 2000 0 29 PROCTER & GAMBLE CO COM 742718109 1750 14033 SH DFND 1 1092 0 12941 PROGRESSIVE CORP OHIO COM 743315103 303 4180 SH DFND 1 3850 0 330 PROSPECT CAPITAL CORPORATION COM 74348T102 72 11000 SH DFND 1 0 0 11000 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 13018 220456 SH DFND 1 219856 0 600 QUALCOMM INC COM 747525103 271 3081 SH DFND 1 212 0 2869 RALPH LAUREN CORP CL A 751212101 680 5763 SH DFND 1 5763 0 0 RAYTHEON CO COM NEW 755111507 514 2333 SH DFND 1 34 0 2299 REGENERON PHARMACEUTICALS COM 75886F107 299 795 SH DFND 1 380 0 415 RELMADA THERAPEUTICS INC COM 75955J402 11021 282592 SH DFND 1 282592 0 0 ROCKWELL AUTOMATION INC COM 773903109 1322 6518 SH DFND 1 0 0 6518 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 302 5111 SH DFND 1 4566 0 545 SALESFORCE COM INC COM 79466L302 3216 19775 SH DFND 1 4480 0 15295 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 26053 610404 SH DFND 1 398747 0 211657 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 2407 59789 SH DFND 1 391 0 59398 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 944 12291 SH DFND 1 9500 0 2791 SEI INVESTMENTS CO COM 784117103 1319 20042 SH DFND 1 18721 0 1321 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1559 24737 SH DFND 1 23940 0 797 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 278 9018 SH DFND 1 223 0 8795 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 363 4457 SH DFND 1 0 0 4457 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 250 4070 SH DFND 1 0 0 4070 SEMPRA ENERGY COM 816851109 1424 9341 SH DFND 1 8805 0 536 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 12118 599550 SH DFND 1 553890 0 45660 SOUTHERN CO COM 842587107 389 6110 SH DFND 1 4412 0 1698 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 413 1442 SH DFND 1 665 0 777 SPDR GOLD TRUST GOLD SHS 78463V107 5366 37556 SH DFND 1 37476 0 80 SPDR S&P 500 ETF TR TR UNIT 78462F103 68377 211410 SH DFND 1 68335 0 143075 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 959 2544 SH DFND 1 113 0 2431 SPDR SERIES TRUST BLOOMBERG BRCLYS 78468R622 2018 18426 SH DFND 1 18426 0 0 SPDR SERIES TRUST NUVEEN BLMBRG SR 78468R739 1805 36757 SH DFND 1 0 0 36757 SPDR SERIES TRUST S&P BIOTECH 78464A870 1778 18704 SH DFND 1 0 0 18704 SPDR SERIES TRUST S&P DIVID ETF 78464A763 9646 89664 SH DFND 1 85119 0 4545 SPRING BK PHARMACEUTICALS IN COM 849431101 672 425089 SH DFND 1 425089 0 0 STARBUCKS CORP COM 855244109 1222 13896 SH DFND 1 12650 0 1246 STRYKER CORP COM 863667101 969 4599 SH DFND 1 4138 0 461 SUPER LEAGUE GAMING INC COM 86804F202 26 11034 SH DFND 1 0 0 11034 TC ENERGY CORP COM 87807B107 39077 733015 SH DFND 1 675325 0 57690 TC PIPELINES LP UT COM LTD PRT 87233Q108 31446 743384 SH DFND 1 677979 0 65405 TESLA INC COM 88160R101 1413 3377 SH DFND 1 3131 0 246 TEXAS INSTRS INC COM 882508104 220 1711 SH DFND 1 62 0 1649 THE CHARLES SCHWAB CORPORATI COM 808513105 238 4991 SH DFND 1 4595 0 396 THERMO FISHER SCIENTIFIC INC COM 883556102 697 2138 SH DFND 1 1101 0 1037 TJX COS INC NEW COM 872540109 6859 112337 SH DFND 1 109358 0 2979 TRANSDIGM GROUP INC COM 893641100 368 658 SH DFND 1 654 0 4 UGI CORP NEW COM 902681105 533 11699 SH DFND 1 0 0 11699 UNILEVER N V N Y SHS NEW 904784709 200 3486 SH DFND 1 0 0 3486 UNION PACIFIC CORP COM 907818108 1281 7089 SH DFND 1 6440 0 649 UNITED TECHNOLOGIES CORP COM 913017109 1537 10249 SH DFND 1 3334 0 6915 UNITEDHEALTH GROUP INC COM 91324P102 1651 5611 SH DFND 1 4937 0 674 US BANCORP DEL COM NEW 902973304 220 3667 SH DFND 1 0 0 3667 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 239 2960 SH DFND 1 2874 0 86 VANGUARD GROUP DIV APP ETF 921908844 1380 11073 SH DFND 1 6753 0 4320 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 829 6580 SH DFND 1 4165 0 2415 VANGUARD INDEX FDS GROWTH ETF 922908736 2634 14472 SH DFND 1 2866 0 11606 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1214 7647 SH DFND 1 7647 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 2273 12756 SH DFND 1 5391 0 7365 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 30150 325004 SH DFND 1 268773 0 56231 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 5592 18901 SH DFND 1 1212 0 17689 VANGUARD INDEX FDS SMALL CP ETF 922908751 2656 16022 SH DFND 1 6641 0 9381 VANGUARD INDEX FDS TOTAL STK MKT 922908769 56581 345816 SH DFND 1 205652 0 140164 VANGUARD INDEX FDS VALUE ETF 922908744 2281 19041 SH DFND 1 5952 0 13089 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 3289 61191 SH DFND 1 61191 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 10016 225286 SH DFND 1 173409 0 51877 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 18057 259521 SH DFND 1 92201 0 167320 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 2666 32892 SH DFND 1 19389 0 13503 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 4128 77627 SH DFND 1 77627 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 10392 170828 SH DFND 1 170828 0 0 VANGUARD STAR FD VG TL INTL STK F 921909768 6978 125286 SH DFND 1 125286 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 26967 611999 SH DFND 1 487731 0 124268 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 1598 17053 SH DFND 1 17053 0 0 VANGUARD WORLD FD ESG INTL STK ETF 921910725 452 8450 SH DFND 1 8450 0 0 VANGUARD WORLD FDS COMM SRVC ETF 92204A884 739 7874 SH DFND 1 0 0 7874 VANGUARD WORLD FDS INF TECH ETF 92204A702 2306 9422 SH DFND 1 0 0 9422 VANGUARD WORLD FDS UTILITIES ETF 92204A876 477 3340 SH DFND 1 0 0 3340 VERIZON COMMUNICATIONS INC COM 92343V104 23174 377419 SH DFND 1 350995 0 26424 VISA INC COM CL A 92826C839 3823 20355 SH DFND 1 16186 0 4169 WALMART INC COM 931142103 2371 19948 SH DFND 1 18900 0 1048 WEC ENERGY GROUP INC COM 92939U106 2799 30354 SH DFND 1 30030 0 324 WELLS FARGO CO NEW COM 949746101 665 12356 SH DFND 1 5975 0 6381 WESTLAKE CHEM PARTNERS LP COM UNIT RP LP 960417103 11494 435008 SH DFND 1 400498 0 34510 WILLIAMS COS INC DEL COM 969457100 5342 225242 SH DFND 1 156529 0 68713 WILLIS TOWERS WATSON PUB LTD SHS G96629103 688 3392 SH DFND 1 0 0 3392 WSFS FINL CORP COM 929328102 711 16170 SH DFND 1 16170 0 0 WYNN RESORTS LTD COM 983134107 1667 12005 SH DFND 1 0 0 12005 XCEL ENERGY INC COM 98389B100 6360 99484 SH DFND 1 98952 0 532 YUM BRANDS INC COM 988498101 249 2465 SH DFND 1 2227 0 238 ZIMMER BIOMET HLDGS INC COM 98956P102 263 1759 SH DFND 1 1721 0 38 ZOETIS INC CL A 98978V103 362 2729 SH DFND 1 0 0 2729