0001085146-19-002745.txt : 20191106 0001085146-19-002745.hdr.sgml : 20191106 20191106163427 ACCESSION NUMBER: 0001085146-19-002745 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191106 DATE AS OF CHANGE: 20191106 EFFECTIVENESS DATE: 20191106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TIEDEMANN ADVISORS, LLC CENTRAL INDEX KEY: 0001483232 IRS NUMBER: 261518088 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13688 FILM NUMBER: 191196826 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-396-5900 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: TIEDEMANN WEALTH MANAGEMENT, LLC DATE OF NAME CHANGE: 20100203 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001483232 XXXXXXXX 09-30-2019 09-30-2019 false TIEDEMANN ADVISORS, LLC

520 MADISON AVENUE 26TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-13688 N Kevin Moran 212-396-5910 /s/ Kevin Moran New York NY 11-06-2019 1 299 2082424 1 0001432976 028-13689 Tiedemann Wealth Management Holdings, LLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 916 5563 SH DFND 1 4213 0 1350 ABBOTT LABS COM 002824100 1120 13369 SH DFND 1 5099 0 8270 ABBVIE INC COM 00287Y109 1226 16162 SH DFND 1 5628 0 10534 ABERDEEN ASIA PACIFIC INCOM COM 003009107 41 10000 SH DFND 1 0 0 10000 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 244 1271 SH DFND 1 22 0 1249 ADOBE INC COM 00724F101 1157 4191 SH DFND 1 2534 0 1657 AFLAC INC COM 001055102 380 7277 SH DFND 1 3204 0 4073 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1190 7121 SH DFND 1 5224 0 1897 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 4375 273252 SH DFND 1 247937 0 25315 ALLIANT ENERGY CORP COM 018802108 5181 96078 SH DFND 1 95667 0 411 ALLSTATE CORP COM 020002101 411 3759 SH DFND 1 3131 0 628 ALPHABET INC CAP STK CL A 02079K305 17202 14087 SH DFND 1 2435 0 11652 ALPHABET INC CAP STK CL C 02079K107 18140 14882 SH DFND 1 7659 0 7223 ALTRIA GROUP INC COM 02209S103 635 15232 SH DFND 1 11160 0 4072 AMAZON COM INC COM 023135106 7564 4356 SH DFND 1 3269 0 1087 AMBOW ED HLDG LTD SPONSORED ADS 02322P200 95 59836 SH DFND 1 0 0 59836 AMERI HLDGS INC COM 02362F104 24 143560 SH DFND 1 143560 0 0 AMERICAN ELEC PWR CO INC COM 025537101 4148 44285 SH DFND 1 42884 0 1401 AMERICAN EXPRESS CO COM 025816109 1143 9670 SH DFND 1 1634 0 8036 AMERICAN INTL GROUP INC COM NEW 026874784 205 3653 SH DFND 1 2128 0 1525 AMERICAN TOWER CORP NEW COM 03027X100 1479 6663 SH DFND 1 2360 0 4303 AMERICAN WTR WKS CO INC NEW COM 030420103 4825 38844 SH DFND 1 37729 0 1115 AMGEN INC COM 031162100 2191 11331 SH DFND 1 9356 0 1975 APOLLO MEDICAL HLDGS INC COM NEW 03763A207 344 19500 SH DFND 1 0 0 19500 APPLE INC COM 037833100 15446 68972 SH DFND 1 35278 0 33694 AQUA AMERICA INC COM 03836W103 762 17010 SH DFND 1 16974 0 36 AT&T INC COM 00206R102 1078 28468 SH DFND 1 6848 0 21620 ATLANTIC CAP BANCSHARES INC COM 048269203 604 34861 SH DFND 1 34861 0 0 ATLANTIC UN BANKSHARES CORP COM 04911A107 461 12385 SH DFND 1 12385 0 0 ATMOS ENERGY CORP COM 049560105 1214 10664 SH DFND 1 10304 0 360 AUTOMATIC DATA PROCESSING IN COM 053015103 1043 6420 SH DFND 1 2612 0 3808 AVALARA INC COM 05338G106 952 14143 SH DFND 1 13962 0 181 AZURRX BIOPHARMA INC COM 05502L105 38 63460 SH DFND 1 63460 0 0 BECTON DICKINSON & CO COM 075887109 299 1185 SH DFND 1 171 0 1014 BERKSHIRE HATHAWAY INC DEL CL A 084670108 936 3 SH DFND 1 2 0 1 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1745 8385 SH DFND 1 3607 0 4778 BLACKROCK INC COM 09247X101 3750 8414 SH DFND 1 7470 0 944 BLUE APRON HLDGS INC CL A NEW 09523Q200 306 36296 SH DFND 1 13333 0 22963 BOEING CO COM 097023105 1177 3101 SH DFND 1 1120 0 1981 BOOKING HLDGS INC COM 09857L108 257 131 SH DFND 1 5 0 126 BP MIDSTREAM PARTNERS LP UNIT LTD PTNR 0556EL109 4013 274867 SH DFND 1 249017 0 25850 BP PLC SPONSORED ADR 055622104 1264 33285 SH DFND 1 32907 0 378 BRISTOL MYERS SQUIBB CO COM 110122108 424 8332 SH DFND 1 5174 0 3158 BRIXMOR PPTY GROUP INC COM 11120U105 239 11800 SH DFND 1 20 0 11780 BROADCOM INC COM 11135F101 333 1192 SH DFND 1 248 0 944 CANADIAN NATL RY CO COM 136375102 222 2484 SH DFND 1 2440 0 44 CHEVRON CORP NEW COM 166764100 2695 22704 SH DFND 1 16461 0 6243 CHUBB LIMITED COM H1467J104 291 1793 SH DFND 1 860 0 933 CISCO SYS INC COM 17275R102 4245 85907 SH DFND 1 3773 0 82134 CITIGROUP INC COM NEW 172967424 589 8562 SH DFND 1 1117 0 7445 CME GROUP INC COM 12572Q105 221 1041 SH DFND 1 810 0 231 CMS ENERGY CORP COM 125896100 2668 41724 SH DFND 1 41053 0 671 COASTAL FINL CORP WA COM NEW 19046P209 319 21117 SH DFND 1 0 0 21117 COCA COLA CO COM 191216100 811 14767 SH DFND 1 9058 0 5709 COGENT COMMUNICATIONS HLDGS COM NEW 19239V302 457 8298 SH DFND 1 8298 0 0 COMCAST CORP NEW CL A 20030N101 2395 53089 SH DFND 1 48089 0 5000 CONOCOPHILLIPS COM 20825C104 921 16146 SH DFND 1 14334 0 1812 CONSOLIDATED EDISON INC COM 209115104 851 9010 SH DFND 1 8479 0 531 CORENERGY INFRASTRUCTURE TR COM NEW 21870U502 631 13360 SH DFND 1 13360 0 0 CORNING INC COM 219350105 349 12196 SH DFND 1 12150 0 46 CORTEVA INC COM 22052L104 2332 83337 SH DFND 1 8890 0 74447 COSTCO WHSL CORP NEW COM 22160K105 3013 10453 SH DFND 1 5878 0 4575 CSX CORP COM 126408103 334 4839 SH DFND 1 4691 0 148 CVS HEALTH CORP COM 126650100 271 4276 SH DFND 1 205 0 4071 DANAHER CORPORATION COM 235851102 362 2499 SH DFND 1 930 0 1569 DBX ETF TR XTRACK MSCI EAFE 233051200 404 12508 SH DFND 1 12355 0 153 DBX ETF TR XTRACK MSCI EURP 233051853 1196 40100 SH DFND 1 40100 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 809 4939 SH DFND 1 4658 0 281 DISNEY WALT CO COM DISNEY 254687106 4461 34212 SH DFND 1 28252 0 5960 DOUBLELINE INCOME SOLUTIONS COM 258622109 277 13910 SH DFND 1 13910 0 0 DOW INC COM 260557103 3989 83740 SH DFND 1 8861 0 74879 DUKE ENERGY CORP NEW COM NEW 26441C204 458 4767 SH DFND 1 2307 0 2460 DUPONT DE NEMOURS INC COM 26614N102 5996 84089 SH DFND 1 8892 0 75197 EATON VANCE TXMGD GL BUYWR O COM 27829C105 867 89700 SH DFND 1 89700 0 0 ECOLAB INC COM 278865100 377 1902 SH DFND 1 324 0 1578 EDWARDS LIFESCIENCES CORP COM 28176E108 444 2022 SH DFND 1 1745 0 277 ENBRIDGE INC COM 29250N105 12418 353948 SH DFND 1 323703 0 30245 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 31536 2411074 SH DFND 1 1927075 0 483999 ENTERPRISE PRODS PARTNERS L COM 293792107 72183 2525615 SH DFND 1 2239782 0 285833 EOG RES INC COM 26875P101 231 3116 SH DFND 1 3058 0 58 EQM MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 751 22972 SH DFND 1 707 0 22265 EQUITRANS MIDSTREAM CORPORAT COM 294600101 3525 242291 SH DFND 1 242291 0 0 ETF SER SOLUTIONS DEEP VALUE ETF 26922A701 243496 7949539 SH DFND 1 4909290 0 3040249 EVERSOURCE ENERGY COM 30040W108 5068 59298 SH DFND 1 59237 0 61 EXELON CORP COM 30161N101 15402 318826 SH DFND 1 318685 0 141 EXXON MOBIL CORP COM 30231G102 24396 345566 SH DFND 1 335533 0 10033 FACEBOOK INC CL A 30303M102 4572 25677 SH DFND 1 22133 0 3544 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 2944 21451 SH DFND 1 4 0 21447 FIBROGEN INC COM 31572Q808 560 15124 SH DFND 1 15025 0 99 FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 139766 5461593 SH DFND 1 3187642 0 2273951 FIRST TR MLP & ENERGY INCOME COM 33739B104 4971 433043 SH DFND 1 433043 0 0 FORTIS INC COM 349553107 9689 228890 SH DFND 1 228890 0 0 GABELLI EQUITY TR INC COM 362397101 1060 177192 SH DFND 1 177192 0 0 GCP APPLIED TECHNOLOGIES INC COM 36164Y101 745 38687 SH DFND 1 38687 0 0 GENERAL ELECTRIC CO COM 369604103 323 36114 SH DFND 1 23303 0 12811 GILEAD SCIENCES INC COM 375558103 1100 17373 SH DFND 1 16950 0 423 GLOBE LIFE INC COM 37959E102 390 4068 SH DFND 1 0 0 4068 GOLDMAN SACHS GROUP INC COM 38141G104 8645 41713 SH DFND 1 994 0 40719 GRACE W R & CO DEL NEW COM 38388F108 1819 27251 SH DFND 1 27251 0 0 HERITAGE COMMERCE CORP COM 426927109 7124 606001 SH DFND 1 606001 0 0 HILLTOP HOLDINGS INC COM 432748101 6044 252980 SH DFND 1 0 0 252980 HOLLY ENERGY PARTNERS L P COM UT LTD PTN 435763107 13545 535976 SH DFND 1 495273 0 40703 HOME DEPOT INC COM 437076102 1925 8282 SH DFND 1 2009 0 6273 HONEYWELL INTL INC COM 438516106 1837 10863 SH DFND 1 8412 0 2451 IDACORP INC COM 451107106 1262 11212 SH DFND 1 11170 0 42 IDEXX LABS INC COM 45168D104 236 868 SH DFND 1 853 0 15 INTEL CORP COM 458140100 9942 192953 SH DFND 1 22661 0 170292 INTELSAT S A COM L5140P101 228 10000 SH DFND 1 0 0 10000 INTERNATIONAL BUSINESS MACHS COM 459200101 267 1846 SH DFND 1 1057 0 789 INTERNATIONAL GAME TECHNOLOG SHS USD G4863A108 1269 89297 SH DFND 1 0 0 89297 INTUITIVE SURGICAL INC COM NEW 46120E602 1645 3047 SH DFND 1 2952 0 95 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 25178 213649 SH DFND 1 122545 0 91104 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 740 5833 SH DFND 1 5833 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 1254 11600 SH DFND 1 0 0 11600 INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 46137V258 4344 67041 SH DFND 1 51126 0 15915 INVESCO EXCHNG TRADED FD TR FNDMNTL HY CRP 46138E719 224 11796 SH DFND 1 0 0 11796 INVESCO EXCHNG TRADED FD TR FTSE RAFI DEV 46138E743 11886 299741 SH DFND 1 293135 0 6606 INVESCO EXCHNG TRADED FD TR FTSE RAFI EMNG 46138E727 468 23379 SH DFND 1 23379 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 1253 6618 SH DFND 1 3038 0 3580 ISHARES GOLD TRUST ISHARES 464285105 21867 1550788 SH DFND 1 1083975 0 466813 ISHARES INC CORE MSCI EMKT 46434G103 1568 31955 SH DFND 1 4783 0 27172 ISHARES INC MSCI JPN ETF NEW 46434G822 686 12093 SH DFND 1 12093 0 0 ISHARES INC MSCI WORLD ETF 464286392 816 8892 SH DFND 1 8892 0 0 ISHARES TR COHEN STEER REIT 464287564 303 2521 SH DFND 1 0 0 2521 ISHARES TR CORE MSCI EAFE 46432F842 2742 44899 SH DFND 1 414 0 44485 ISHARES TR CORE MSCI TOTAL 46432F834 508 8799 SH DFND 1 8780 0 19 ISHARES TR CORE S&P MCP ETF 464287507 15671 81099 SH DFND 1 52313 0 28786 ISHARES TR CORE S&P SCP ETF 464287804 3389 43532 SH DFND 1 29389 0 14143 ISHARES TR CORE S&P TTL STK 464287150 75348 1123392 SH DFND 1 1025793 0 97599 ISHARES TR CORE S&P500 ETF 464287200 21221 71090 SH DFND 1 16287 0 54803 ISHARES TR EAFE VALUE ETF 464288877 11352 239714 SH DFND 1 210997 0 28717 ISHARES TR ESG MSCI EAFE 46435G516 475 7395 SH DFND 1 7395 0 0 ISHARES TR EUROPE ETF 464287861 1121 25900 SH DFND 1 25900 0 0 ISHARES TR EXPND TEC SC ETF 464287549 368 1697 SH DFND 1 545 0 1152 ISHARES TR FLTG RATE NT ETF 46429B655 272 5331 SH DFND 1 0 0 5331 ISHARES TR GRWT ALLOCAT ETF 464289867 274 5939 SH DFND 1 5939 0 0 ISHARES TR INTL SEL DIV ETF 464288448 458 14904 SH DFND 1 14904 0 0 ISHARES TR LATN AMER 40 ETF 464287390 26405 836313 SH DFND 1 322332 0 513981 ISHARES TR MODERT ALLOC ETF 464289875 81062 2062989 SH DFND 1 1835759 0 227230 ISHARES TR MRGSTR MD CP ETF 464288208 440 2219 SH DFND 1 52 0 2167 ISHARES TR MRNGSTR LG-CP ET 464287127 994 5917 SH DFND 1 150 0 5767 ISHARES TR MSCI ACWI ETF 464288257 33399 452872 SH DFND 1 448028 0 4844 ISHARES TR MSCI EAFE ETF 464287465 9563 146669 SH DFND 1 136237 0 10432 ISHARES TR MSCI EMG MKT ETF 464287234 977 23915 SH DFND 1 22138 0 1777 ISHARES TR MSCI KLD400 SOC 464288570 383 3455 SH DFND 1 0 0 3455 ISHARES TR MSCI USA ESG SLC 464288802 678 5484 SH DFND 1 0 0 5484 ISHARES TR NASDAQ BIOTECH 464287556 561 5640 SH DFND 1 5540 0 100 ISHARES TR NATIONAL MUN ETF 464288414 2675 23450 SH DFND 1 23450 0 0 ISHARES TR NEW ZEALAND ETF 464289123 798 15385 SH DFND 1 0 0 15385 ISHARES TR RUS 1000 ETF 464287622 6041 36701 SH DFND 1 32995 0 3706 ISHARES TR RUS 1000 GRW ETF 464287614 5635 35303 SH DFND 1 20972 0 14331 ISHARES TR RUS 1000 VAL ETF 464287598 6546 51048 SH DFND 1 18604 0 32444 ISHARES TR RUS 2000 GRW ETF 464287648 1365 7081 SH DFND 1 1486 0 5595 ISHARES TR RUS 2000 VAL ETF 464287630 901 7538 SH DFND 1 1808 0 5730 ISHARES TR RUS MD CP GR ETF 464287481 1131 7997 SH DFND 1 7997 0 0 ISHARES TR RUS MID CAP ETF 464287499 1685 30103 SH DFND 1 29658 0 445 ISHARES TR RUSSELL 2000 ETF 464287655 7283 48117 SH DFND 1 15880 0 32237 ISHARES TR RUSSELL 3000 ETF 464287689 19373 111495 SH DFND 1 105217 0 6278 ISHARES TR S&P 100 ETF 464287101 271 2057 SH DFND 1 2003 0 54 ISHARES TR S&P 500 GRWT ETF 464287309 4277 23745 SH DFND 1 18245 0 5500 ISHARES TR S&P MC 400GR ETF 464287606 4943 22078 SH DFND 1 20608 0 1470 ISHARES TR S&P MC 400VL ETF 464287705 1531 9578 SH DFND 1 3728 0 5850 ISHARES TR U.S. REAL ES ETF 464287739 348 3713 SH DFND 1 128 0 3585 ISHARES TR U.S. TECH ETF 464287721 485 2375 SH DFND 1 1170 0 1205 ISHARES TR US AER DEF ETF 464288760 1173 5220 SH DFND 1 3893 0 1327 JANUS HENDERSON GROUP PLC ORD SHS G4474Y214 537 23901 SH DFND 1 0 0 23901 JD COM INC SPON ADR CL A 47215P106 270 9586 SH DFND 1 9256 0 330 JOHNSON & JOHNSON COM 478160104 6462 49943 SH DFND 1 30272 0 19671 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 249 10692 SH DFND 1 10692 0 0 JPMORGAN CHASE & CO COM 46625H100 6674 56715 SH DFND 1 42004 0 14711 KANSAS CITY SOUTHERN COM NEW 485170302 775 5805 SH DFND 1 1505 0 4300 KIMBERLY CLARK CORP COM 494368103 269 1892 SH DFND 1 172 0 1720 KINDER MORGAN INC DEL COM 49456B101 17916 869418 SH DFND 1 796633 0 72785 LIBERTY MEDIA CORP DELAWARE COM C SIRIUSXM 531229607 236 5634 SH DFND 1 5606 0 28 LIBERTY PPTY TR SH BEN INT 531172104 2751 53174 SH DFND 1 53174 0 0 LILLY ELI & CO COM 532457108 871 7773 SH DFND 1 264 0 7509 LOWES COS INC COM 548661107 2005 18251 SH DFND 1 16687 0 1564 LYFT INC CL A COM 55087P104 221 5402 SH DFND 1 4883 0 519 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 1336 14926 SH DFND 1 14750 0 176 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 44256 667810 SH DFND 1 574429 0 93381 MARATHON PETE CORP COM 56585A102 202 3335 SH DFND 1 200 0 3135 MASTERCARD INC CL A 57636Q104 2404 8857 SH DFND 1 7127 0 1730 MCDONALDS CORP COM 580135101 1355 6323 SH DFND 1 2792 0 3531 MEDTRONIC PLC SHS G5960L103 326 2982 SH DFND 1 286 0 2696 MERCK & CO INC COM 58933Y105 2282 26940 SH DFND 1 5309 0 21631 METLIFE INC COM 59156R108 200 4245 SH DFND 1 0 0 4245 MICROSOFT CORP COM 594918104 10626 76448 SH DFND 1 54413 0 22035 MONDELEZ INTL INC CL A 609207105 931 16677 SH DFND 1 6443 0 10234 MOUNTAIN PROV DIAMONDS INC COM NEW 62426E402 3840 4000000 SH DFND 1 0 0 4000000 MPLX LP COM UNIT REP LTD 55336V100 5415 193346 SH DFND 1 173868 0 19478 NETFLIX INC COM 64110L106 1698 6344 SH DFND 1 5680 0 664 NEW JERSEY RES COM 646025106 2712 59795 SH DFND 1 59795 0 0 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 272 17300 SH DFND 1 0 0 17300 NEXTERA ENERGY INC COM 65339F101 24277 104195 SH DFND 1 101519 0 2676 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 27527 520959 SH DFND 1 475649 0 45310 NIKE INC CL B 654106103 736 7843 SH DFND 1 6353 0 1490 NISOURCE INC COM 65473P105 1240 41440 SH DFND 1 39989 0 1451 NORDSTROM INC COM 655664100 2457 72959 SH DFND 1 229 0 72730 NOVO-NORDISK A S ADR 670100205 315 6083 SH DFND 1 5495 0 588 NVIDIA CORP COM 67066G104 2768 15897 SH DFND 1 14317 0 1580 OCCIDENTAL PETE CORP COM 674599105 1171 25849 SH DFND 1 24810 0 1039 ONEOK INC NEW COM 682680103 8215 111480 SH DFND 1 102255 0 9225 ORACLE CORP COM 68389X105 121132 2201192 SH DFND 1 110141 0 2091051 PAYPAL HLDGS INC COM 70450Y103 526 5066 SH DFND 1 1600 0 3466 PEMBINA PIPELINE CORP COM 706327103 356 9592 SH DFND 1 8482 0 1110 PEPSICO INC COM 713448108 2822 20579 SH DFND 1 8397 0 12182 PFIZER INC COM 717081103 1673 46512 SH DFND 1 19860 0 26652 PHILIP MORRIS INTL INC COM 718172109 1449 18767 SH DFND 1 13837 0 4930 PHILLIPS 66 COM 718546104 917 8955 SH DFND 1 8715 0 240 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 23142 408721 SH DFND 1 373037 0 35684 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 22281 1073767 SH DFND 1 993328 0 80439 PPL CORP COM 69351T106 7288 228687 SH DFND 1 228515 0 172 PROCTER & GAMBLE CO COM 742718109 1622 13035 SH DFND 1 625 0 12410 PROGRESSIVE CORP OHIO COM 743315103 925 11993 SH DFND 1 3850 0 8143 PROSPECT CAPITAL CORPORATION COM 74348T102 73 11000 SH DFND 1 0 0 11000 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 14628 235641 SH DFND 1 235004 0 637 QUALCOMM INC COM 747525103 326 4288 SH DFND 1 996 0 3292 RALPH LAUREN CORP CL A 751212101 561 5821 SH DFND 1 5813 0 8 RAYTHEON CO COM NEW 755111507 811 4139 SH DFND 1 47 0 4092 REGENERON PHARMACEUTICALS COM 75886F107 226 817 SH DFND 1 383 0 434 ROCKWELL AUTOMATION INC COM 773903109 1084 6578 SH DFND 1 12 0 6566 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 356 6037 SH DFND 1 5366 0 671 SALESFORCE COM INC COM 79466L302 3093 20831 SH DFND 1 4513 0 16318 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 31894 806402 SH DFND 1 409390 0 397012 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 2332 61794 SH DFND 1 391 0 61403 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1641 23133 SH DFND 1 8943 0 14190 SEI INVESTMENTS CO COM 784117103 1097 18521 SH DFND 1 18521 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 2148 34947 SH DFND 1 34394 0 553 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 247 8795 SH DFND 1 0 0 8795 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 337 4335 SH DFND 1 0 0 4335 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 237 4070 SH DFND 1 0 0 4070 SEMPRA ENERGY COM 816851109 301 2023 SH DFND 1 1346 0 677 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 13050 638090 SH DFND 1 592430 0 45660 SOLAREDGE TECHNOLOGIES INC COM 83417M104 2939 35100 SH DFND 1 0 0 35100 SOUTHERN CO COM 842587107 447 7222 SH DFND 1 4747 0 2475 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 389 1441 SH DFND 1 665 0 776 SPDR GOLD TRUST GOLD SHS 78463V107 5295 38132 SH DFND 1 38052 0 80 SPDR S&P 500 ETF TR TR UNIT 78462F103 62938 211089 SH DFND 1 67808 0 143281 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1871 5287 SH DFND 1 113 0 5174 SPDR SERIES TRUST BLOOMBERG BRCLYS 78468R622 2003 18426 SH DFND 1 18426 0 0 SPDR SERIES TRUST NUVEEN BLMBRG SR 78468R739 1801 36757 SH DFND 1 0 0 36757 SPDR SERIES TRUST S&P BIOTECH 78464A870 1800 23591 SH DFND 1 5770 0 17821 SPDR SERIES TRUST S&P DIVID ETF 78464A763 9087 88564 SH DFND 1 84019 0 4545 SPRING BK PHARMACEUTICALS IN COM 849431101 1505 437589 SH DFND 1 437589 0 0 SUPER LEAGUE GAMING INC COM 86804F202 48 11034 SH DFND 1 0 0 11034 TALLGRASS ENERGY LP CLASS A SHS 874696107 9253 459426 SH DFND 1 459426 0 0 TC ENERGY CORP COM 87807B107 40794 779735 SH DFND 1 722045 0 57690 TC PIPELINES LP UT COM LTD PRT 87233Q108 32142 790304 SH DFND 1 724899 0 65405 TESLA INC COM 88160R101 849 3524 SH DFND 1 3131 0 393 TEXAS INSTRS INC COM 882508104 229 1772 SH DFND 1 393 0 1379 THE CHARLES SCHWAB CORPORATI COM 808513105 204 4881 SH DFND 1 4653 0 228 THERMO FISHER SCIENTIFIC INC COM 883556102 3014 10347 SH DFND 1 8729 0 1618 TJX COS INC NEW COM 872540109 8209 147273 SH DFND 1 144329 0 2944 TRANSDIGM GROUP INC COM 893641100 265 511 SH DFND 1 507 0 4 UGI CORP NEW COM 902681105 596 11843 SH DFND 1 14 0 11829 UNILEVER N V N Y SHS NEW 904784709 224 3732 SH DFND 1 0 0 3732 UNION PACIFIC CORP COM 907818108 2228 13746 SH DFND 1 12127 0 1619 UNITED STATES OIL FUND LP UNITS 91232N108 523 46100 SH DFND 1 46100 0 0 UNITED TECHNOLOGIES CORP COM 913017109 2603 19051 SH DFND 1 11718 0 7333 UNITEDHEALTH GROUP INC COM 91324P102 2089 9606 SH DFND 1 8952 0 654 US BANCORP DEL COM NEW 902973304 467 8385 SH DFND 1 51 0 8334 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 548 8500 SH DFND 1 8500 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 395 4883 SH DFND 1 4797 0 86 VANGUARD GROUP DIV APP ETF 921908844 1167 9752 SH DFND 1 6742 0 3010 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 1423 12220 SH DFND 1 9369 0 2851 VANGUARD INDEX FDS GROWTH ETF 922908736 3064 18426 SH DFND 1 2882 0 15544 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 776 5238 SH DFND 1 5238 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 2097 12506 SH DFND 1 5391 0 7115 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 30142 323256 SH DFND 1 265730 0 57526 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 5287 19297 SH DFND 1 1210 0 18087 VANGUARD INDEX FDS SMALL CP ETF 922908751 2144 13925 SH DFND 1 4544 0 9381 VANGUARD INDEX FDS TOTAL STK MKT 922908769 52319 346472 SH DFND 1 206334 0 140138 VANGUARD INDEX FDS VALUE ETF 922908744 2752 24640 SH DFND 1 5952 0 18688 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2914 58383 SH DFND 1 58383 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 8976 222988 SH DFND 1 168302 0 54686 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 215 4010 SH DFND 1 4010 0 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 21912 331767 SH DFND 1 187070 0 144697 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 2384 31873 SH DFND 1 19389 0 12484 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 4133 77627 SH DFND 1 77627 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 11966 196384 SH DFND 1 196384 0 0 VANGUARD STAR FD VG TL INTL STK F 921909768 6029 116681 SH DFND 1 116681 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 6031 146805 SH DFND 1 21987 0 124818 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 1513 17053 SH DFND 1 17053 0 0 VANGUARD WORLD FDS COMM SRVC ETF 92204A884 911 10474 SH DFND 1 0 0 10474 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 259 1540 SH DFND 1 905 0 635 VANGUARD WORLD FDS INF TECH ETF 92204A702 2814 13010 SH DFND 1 704 0 12306 VANGUARD WORLD FDS UTILITIES ETF 92204A876 434 3000 SH DFND 1 0 0 3000 VERIZON COMMUNICATIONS INC COM 92343V104 24981 413838 SH DFND 1 385795 0 28043 VISA INC COM CL A 92826C839 4181 24308 SH DFND 1 19035 0 5273 WEC ENERGY GROUP INC COM 92939U106 3091 32504 SH DFND 1 32180 0 324 WELLS FARGO CO NEW COM 949746101 691 13654 SH DFND 1 7987 0 5667 WESTLAKE CHEM PARTNERS LP COM UNIT RP LP 960417103 9799 421646 SH DFND 1 387136 0 34510 WILLIAMS COS INC DEL COM 969457100 8670 360302 SH DFND 1 271703 0 88599 WILLIS TOWERS WATSON PUB LTD SHS G96629103 658 3397 SH DFND 1 5 0 3392 WISDOMTREE TR JAPN HEDGE EQT 97717W851 711 14100 SH DFND 1 14100 0 0 WSFS FINL CORP COM 929328102 713 16170 SH DFND 1 16170 0 0 WYNN RESORTS LTD COM 983134107 1307 12022 SH DFND 1 0 0 12022 XCEL ENERGY INC COM 98389B100 6951 106457 SH DFND 1 105925 0 532 ZOETIS INC CL A 98978V103 427 3423 SH DFND 1 125 0 3298