0001085146-19-002745.txt : 20191106
0001085146-19-002745.hdr.sgml : 20191106
20191106163427
ACCESSION NUMBER: 0001085146-19-002745
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191106
DATE AS OF CHANGE: 20191106
EFFECTIVENESS DATE: 20191106
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TIEDEMANN ADVISORS, LLC
CENTRAL INDEX KEY: 0001483232
IRS NUMBER: 261518088
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13688
FILM NUMBER: 191196826
BUSINESS ADDRESS:
STREET 1: 520 MADISON AVENUE
STREET 2: 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-396-5900
MAIL ADDRESS:
STREET 1: 520 MADISON AVENUE
STREET 2: 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: TIEDEMANN WEALTH MANAGEMENT, LLC
DATE OF NAME CHANGE: 20100203
13F-HR
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09-30-2019
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TIEDEMANN ADVISORS, LLC
520 MADISON AVENUE
26TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-13688
N
Kevin Moran
General Counsel
212-396-5910
/s/ Kevin Moran
New York
NY
11-06-2019
1
299
2082424
1
0001432976
028-13689
Tiedemann Wealth Management Holdings, LLC
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
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COM
88579Y101
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5563
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1350
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COM
002824100
1120
13369
SH
DFND
1
5099
0
8270
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COM
00287Y109
1226
16162
SH
DFND
1
5628
0
10534
ABERDEEN ASIA PACIFIC INCOM
COM
003009107
41
10000
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DFND
1
0
0
10000
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
244
1271
SH
DFND
1
22
0
1249
ADOBE INC
COM
00724F101
1157
4191
SH
DFND
1
2534
0
1657
AFLAC INC
COM
001055102
380
7277
SH
DFND
1
3204
0
4073
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
1190
7121
SH
DFND
1
5224
0
1897
ALLIANCE RES PARTNER L P
UT LTD PART
01877R108
4375
273252
SH
DFND
1
247937
0
25315
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COM
018802108
5181
96078
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DFND
1
95667
0
411
ALLSTATE CORP
COM
020002101
411
3759
SH
DFND
1
3131
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628
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CAP STK CL A
02079K305
17202
14087
SH
DFND
1
2435
0
11652
ALPHABET INC
CAP STK CL C
02079K107
18140
14882
SH
DFND
1
7659
0
7223
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COM
02209S103
635
15232
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DFND
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11160
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4072
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COM
023135106
7564
4356
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3269
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1087
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SPONSORED ADS
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95
59836
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DFND
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0
59836
AMERI HLDGS INC
COM
02362F104
24
143560
SH
DFND
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143560
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COM
025537101
4148
44285
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DFND
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42884
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1401
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COM
025816109
1143
9670
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DFND
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1634
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8036
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COM NEW
026874784
205
3653
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DFND
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1525
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COM
03027X100
1479
6663
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DFND
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2360
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4303
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COM
030420103
4825
38844
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DFND
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37729
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COM
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DFND
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APOLLO MEDICAL HLDGS INC
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344
19500
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DFND
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0
0
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COM
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15446
68972
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COM
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762
17010
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DFND
1
16974
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36
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COM
00206R102
1078
28468
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DFND
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6848
0
21620
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COM
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604
34861
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DFND
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34861
0
0
ATLANTIC UN BANKSHARES CORP
COM
04911A107
461
12385
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DFND
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12385
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0
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COM
049560105
1214
10664
SH
DFND
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10304
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360
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COM
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1043
6420
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DFND
1
2612
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3808
AVALARA INC
COM
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952
14143
SH
DFND
1
13962
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181
AZURRX BIOPHARMA INC
COM
05502L105
38
63460
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63460
0
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COM
075887109
299
1185
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DFND
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CL A
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936
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DFND
1
2
0
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CL B NEW
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1745
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DFND
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COM
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3750
8414
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DFND
1
7470
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944
BLUE APRON HLDGS INC
CL A NEW
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306
36296
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DFND
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13333
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COM
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1177
3101
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1120
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BOOKING HLDGS INC
COM
09857L108
257
131
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DFND
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5
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274867
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424
8332
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COM
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DFND
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20
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COM
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333
1192
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DFND
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COM
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2484
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COM
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COM
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COM
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COM NEW
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8562
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COM
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CMS ENERGY CORP
COM
125896100
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41724
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319
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DFND
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COM
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DFND
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COM
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10453
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DFND
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COM
126408103
334
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DFND
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148
CVS HEALTH CORP
COM
126650100
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4276
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DFND
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COM
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362
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XTRACK MSCI EAFE
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COM
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3989
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DFND
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COM NEW
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4767
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COM
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ECOLAB INC
COM
278865100
377
1902
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DFND
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1578
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COM
28176E108
444
2022
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277
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COM
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COM UT LTD PTN
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31536
2411074
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DFND
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COM
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72183
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DFND
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COM
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231
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DFND
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58
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UNIT LTD PARTN
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751
22972
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DFND
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COM
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COM
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15402
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COM
30231G102
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DFND
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FACEBOOK INC
CL A
30303M102
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DFND
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SH BEN INT NEW
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DFND
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COM
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DFND
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NO AMER ENERGY
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COM
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COM
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COM
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COM
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COM
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COM UT LTD PTN
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13545
535976
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DFND
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40703
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COM
437076102
1925
8282
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DFND
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COM
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COM
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DFND
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42
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COM
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DFND
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COM
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89297
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COM NEW
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S&P500 EQL WGT
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S&P500 PUR VAL
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FNDMNTL HY CRP
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FTSE RAFI DEV
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DFND
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UNIT SER 1
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1253
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DFND
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466813
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MSCI JPN ETF NEW
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19
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28786
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CORE S&P SCP ETF
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28717
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4844
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MSCI EAFE ETF
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1777
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MSCI KLD400 SOC
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3455
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5484
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100
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15385
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2057
SH
DFND
1
2003
0
54
ISHARES TR
S&P 500 GRWT ETF
464287309
4277
23745
SH
DFND
1
18245
0
5500
ISHARES TR
S&P MC 400GR ETF
464287606
4943
22078
SH
DFND
1
20608
0
1470
ISHARES TR
S&P MC 400VL ETF
464287705
1531
9578
SH
DFND
1
3728
0
5850
ISHARES TR
U.S. REAL ES ETF
464287739
348
3713
SH
DFND
1
128
0
3585
ISHARES TR
U.S. TECH ETF
464287721
485
2375
SH
DFND
1
1170
0
1205
ISHARES TR
US AER DEF ETF
464288760
1173
5220
SH
DFND
1
3893
0
1327
JANUS HENDERSON GROUP PLC
ORD SHS
G4474Y214
537
23901
SH
DFND
1
0
0
23901
JD COM INC
SPON ADR CL A
47215P106
270
9586
SH
DFND
1
9256
0
330
JOHNSON & JOHNSON
COM
478160104
6462
49943
SH
DFND
1
30272
0
19671
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
249
10692
SH
DFND
1
10692
0
0
JPMORGAN CHASE & CO
COM
46625H100
6674
56715
SH
DFND
1
42004
0
14711
KANSAS CITY SOUTHERN
COM NEW
485170302
775
5805
SH
DFND
1
1505
0
4300
KIMBERLY CLARK CORP
COM
494368103
269
1892
SH
DFND
1
172
0
1720
KINDER MORGAN INC DEL
COM
49456B101
17916
869418
SH
DFND
1
796633
0
72785
LIBERTY MEDIA CORP DELAWARE
COM C SIRIUSXM
531229607
236
5634
SH
DFND
1
5606
0
28
LIBERTY PPTY TR
SH BEN INT
531172104
2751
53174
SH
DFND
1
53174
0
0
LILLY ELI & CO
COM
532457108
871
7773
SH
DFND
1
264
0
7509
LOWES COS INC
COM
548661107
2005
18251
SH
DFND
1
16687
0
1564
LYFT INC
CL A COM
55087P104
221
5402
SH
DFND
1
4883
0
519
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
1336
14926
SH
DFND
1
14750
0
176
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
44256
667810
SH
DFND
1
574429
0
93381
MARATHON PETE CORP
COM
56585A102
202
3335
SH
DFND
1
200
0
3135
MASTERCARD INC
CL A
57636Q104
2404
8857
SH
DFND
1
7127
0
1730
MCDONALDS CORP
COM
580135101
1355
6323
SH
DFND
1
2792
0
3531
MEDTRONIC PLC
SHS
G5960L103
326
2982
SH
DFND
1
286
0
2696
MERCK & CO INC
COM
58933Y105
2282
26940
SH
DFND
1
5309
0
21631
METLIFE INC
COM
59156R108
200
4245
SH
DFND
1
0
0
4245
MICROSOFT CORP
COM
594918104
10626
76448
SH
DFND
1
54413
0
22035
MONDELEZ INTL INC
CL A
609207105
931
16677
SH
DFND
1
6443
0
10234
MOUNTAIN PROV DIAMONDS INC
COM NEW
62426E402
3840
4000000
SH
DFND
1
0
0
4000000
MPLX LP
COM UNIT REP LTD
55336V100
5415
193346
SH
DFND
1
173868
0
19478
NETFLIX INC
COM
64110L106
1698
6344
SH
DFND
1
5680
0
664
NEW JERSEY RES
COM
646025106
2712
59795
SH
DFND
1
59795
0
0
NEW RESIDENTIAL INVT CORP
COM NEW
64828T201
272
17300
SH
DFND
1
0
0
17300
NEXTERA ENERGY INC
COM
65339F101
24277
104195
SH
DFND
1
101519
0
2676
NEXTERA ENERGY PARTNERS LP
COM UNIT PART IN
65341B106
27527
520959
SH
DFND
1
475649
0
45310
NIKE INC
CL B
654106103
736
7843
SH
DFND
1
6353
0
1490
NISOURCE INC
COM
65473P105
1240
41440
SH
DFND
1
39989
0
1451
NORDSTROM INC
COM
655664100
2457
72959
SH
DFND
1
229
0
72730
NOVO-NORDISK A S
ADR
670100205
315
6083
SH
DFND
1
5495
0
588
NVIDIA CORP
COM
67066G104
2768
15897
SH
DFND
1
14317
0
1580
OCCIDENTAL PETE CORP
COM
674599105
1171
25849
SH
DFND
1
24810
0
1039
ONEOK INC NEW
COM
682680103
8215
111480
SH
DFND
1
102255
0
9225
ORACLE CORP
COM
68389X105
121132
2201192
SH
DFND
1
110141
0
2091051
PAYPAL HLDGS INC
COM
70450Y103
526
5066
SH
DFND
1
1600
0
3466
PEMBINA PIPELINE CORP
COM
706327103
356
9592
SH
DFND
1
8482
0
1110
PEPSICO INC
COM
713448108
2822
20579
SH
DFND
1
8397
0
12182
PFIZER INC
COM
717081103
1673
46512
SH
DFND
1
19860
0
26652
PHILIP MORRIS INTL INC
COM
718172109
1449
18767
SH
DFND
1
13837
0
4930
PHILLIPS 66
COM
718546104
917
8955
SH
DFND
1
8715
0
240
PHILLIPS 66 PARTNERS LP
COM UNIT REP INT
718549207
23142
408721
SH
DFND
1
373037
0
35684
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
22281
1073767
SH
DFND
1
993328
0
80439
PPL CORP
COM
69351T106
7288
228687
SH
DFND
1
228515
0
172
PROCTER & GAMBLE CO
COM
742718109
1622
13035
SH
DFND
1
625
0
12410
PROGRESSIVE CORP OHIO
COM
743315103
925
11993
SH
DFND
1
3850
0
8143
PROSPECT CAPITAL CORPORATION
COM
74348T102
73
11000
SH
DFND
1
0
0
11000
PUBLIC SVC ENTERPRISE GRP IN
COM
744573106
14628
235641
SH
DFND
1
235004
0
637
QUALCOMM INC
COM
747525103
326
4288
SH
DFND
1
996
0
3292
RALPH LAUREN CORP
CL A
751212101
561
5821
SH
DFND
1
5813
0
8
RAYTHEON CO
COM NEW
755111507
811
4139
SH
DFND
1
47
0
4092
REGENERON PHARMACEUTICALS
COM
75886F107
226
817
SH
DFND
1
383
0
434
ROCKWELL AUTOMATION INC
COM
773903109
1084
6578
SH
DFND
1
12
0
6566
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
356
6037
SH
DFND
1
5366
0
671
SALESFORCE COM INC
COM
79466L302
3093
20831
SH
DFND
1
4513
0
16318
SCHWAB STRATEGIC TR
SCHWAB FDT US LG
808524771
31894
806402
SH
DFND
1
409390
0
397012
SCHWAB STRATEGIC TR
SCHWAB FDT US SC
808524763
2332
61794
SH
DFND
1
391
0
61403
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
1641
23133
SH
DFND
1
8943
0
14190
SEI INVESTMENTS CO
COM
784117103
1097
18521
SH
DFND
1
18521
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
2148
34947
SH
DFND
1
34394
0
553
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
247
8795
SH
DFND
1
0
0
8795
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
337
4335
SH
DFND
1
0
0
4335
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
237
4070
SH
DFND
1
0
0
4070
SEMPRA ENERGY
COM
816851109
301
2023
SH
DFND
1
1346
0
677
SHELL MIDSTREAM PARTNERS L P
UNIT LTD INT
822634101
13050
638090
SH
DFND
1
592430
0
45660
SOLAREDGE TECHNOLOGIES INC
COM
83417M104
2939
35100
SH
DFND
1
0
0
35100
SOUTHERN CO
COM
842587107
447
7222
SH
DFND
1
4747
0
2475
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
389
1441
SH
DFND
1
665
0
776
SPDR GOLD TRUST
GOLD SHS
78463V107
5295
38132
SH
DFND
1
38052
0
80
SPDR S&P 500 ETF TR
TR UNIT
78462F103
62938
211089
SH
DFND
1
67808
0
143281
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
1871
5287
SH
DFND
1
113
0
5174
SPDR SERIES TRUST
BLOOMBERG BRCLYS
78468R622
2003
18426
SH
DFND
1
18426
0
0
SPDR SERIES TRUST
NUVEEN BLMBRG SR
78468R739
1801
36757
SH
DFND
1
0
0
36757
SPDR SERIES TRUST
S&P BIOTECH
78464A870
1800
23591
SH
DFND
1
5770
0
17821
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
9087
88564
SH
DFND
1
84019
0
4545
SPRING BK PHARMACEUTICALS IN
COM
849431101
1505
437589
SH
DFND
1
437589
0
0
SUPER LEAGUE GAMING INC
COM
86804F202
48
11034
SH
DFND
1
0
0
11034
TALLGRASS ENERGY LP
CLASS A SHS
874696107
9253
459426
SH
DFND
1
459426
0
0
TC ENERGY CORP
COM
87807B107
40794
779735
SH
DFND
1
722045
0
57690
TC PIPELINES LP
UT COM LTD PRT
87233Q108
32142
790304
SH
DFND
1
724899
0
65405
TESLA INC
COM
88160R101
849
3524
SH
DFND
1
3131
0
393
TEXAS INSTRS INC
COM
882508104
229
1772
SH
DFND
1
393
0
1379
THE CHARLES SCHWAB CORPORATI
COM
808513105
204
4881
SH
DFND
1
4653
0
228
THERMO FISHER SCIENTIFIC INC
COM
883556102
3014
10347
SH
DFND
1
8729
0
1618
TJX COS INC NEW
COM
872540109
8209
147273
SH
DFND
1
144329
0
2944
TRANSDIGM GROUP INC
COM
893641100
265
511
SH
DFND
1
507
0
4
UGI CORP NEW
COM
902681105
596
11843
SH
DFND
1
14
0
11829
UNILEVER N V
N Y SHS NEW
904784709
224
3732
SH
DFND
1
0
0
3732
UNION PACIFIC CORP
COM
907818108
2228
13746
SH
DFND
1
12127
0
1619
UNITED STATES OIL FUND LP
UNITS
91232N108
523
46100
SH
DFND
1
46100
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
2603
19051
SH
DFND
1
11718
0
7333
UNITEDHEALTH GROUP INC
COM
91324P102
2089
9606
SH
DFND
1
8952
0
654
US BANCORP DEL
COM NEW
902973304
467
8385
SH
DFND
1
51
0
8334
VANECK VECTORS ETF TR
HIGH YLD MUN ETF
92189H409
548
8500
SH
DFND
1
8500
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
395
4883
SH
DFND
1
4797
0
86
VANGUARD GROUP
DIV APP ETF
921908844
1167
9752
SH
DFND
1
6742
0
3010
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
1423
12220
SH
DFND
1
9369
0
2851
VANGUARD INDEX FDS
GROWTH ETF
922908736
3064
18426
SH
DFND
1
2882
0
15544
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
776
5238
SH
DFND
1
5238
0
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
2097
12506
SH
DFND
1
5391
0
7115
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
30142
323256
SH
DFND
1
265730
0
57526
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
5287
19297
SH
DFND
1
1210
0
18087
VANGUARD INDEX FDS
SMALL CP ETF
922908751
2144
13925
SH
DFND
1
4544
0
9381
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
52319
346472
SH
DFND
1
206334
0
140138
VANGUARD INDEX FDS
VALUE ETF
922908744
2752
24640
SH
DFND
1
5952
0
18688
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
2914
58383
SH
DFND
1
58383
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
8976
222988
SH
DFND
1
168302
0
54686
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
215
4010
SH
DFND
1
4010
0
0
VANGUARD INTL EQUITY INDEX F
FTSE PACIFIC ETF
922042866
21912
331767
SH
DFND
1
187070
0
144697
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
2384
31873
SH
DFND
1
19389
0
12484
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
4133
77627
SH
DFND
1
77627
0
0
VANGUARD SCOTTSDALE FDS
SHORT TERM TREAS
92206C102
11966
196384
SH
DFND
1
196384
0
0
VANGUARD STAR FD
VG TL INTL STK F
921909768
6029
116681
SH
DFND
1
116681
0
0
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
6031
146805
SH
DFND
1
21987
0
124818
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
1513
17053
SH
DFND
1
17053
0
0
VANGUARD WORLD FDS
COMM SRVC ETF
92204A884
911
10474
SH
DFND
1
0
0
10474
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
259
1540
SH
DFND
1
905
0
635
VANGUARD WORLD FDS
INF TECH ETF
92204A702
2814
13010
SH
DFND
1
704
0
12306
VANGUARD WORLD FDS
UTILITIES ETF
92204A876
434
3000
SH
DFND
1
0
0
3000
VERIZON COMMUNICATIONS INC
COM
92343V104
24981
413838
SH
DFND
1
385795
0
28043
VISA INC
COM CL A
92826C839
4181
24308
SH
DFND
1
19035
0
5273
WEC ENERGY GROUP INC
COM
92939U106
3091
32504
SH
DFND
1
32180
0
324
WELLS FARGO CO NEW
COM
949746101
691
13654
SH
DFND
1
7987
0
5667
WESTLAKE CHEM PARTNERS LP
COM UNIT RP LP
960417103
9799
421646
SH
DFND
1
387136
0
34510
WILLIAMS COS INC DEL
COM
969457100
8670
360302
SH
DFND
1
271703
0
88599
WILLIS TOWERS WATSON PUB LTD
SHS
G96629103
658
3397
SH
DFND
1
5
0
3392
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
711
14100
SH
DFND
1
14100
0
0
WSFS FINL CORP
COM
929328102
713
16170
SH
DFND
1
16170
0
0
WYNN RESORTS LTD
COM
983134107
1307
12022
SH
DFND
1
0
0
12022
XCEL ENERGY INC
COM
98389B100
6951
106457
SH
DFND
1
105925
0
532
ZOETIS INC
CL A
98978V103
427
3423
SH
DFND
1
125
0
3298