0001085146-19-002248.txt : 20190813 0001085146-19-002248.hdr.sgml : 20190813 20190813163316 ACCESSION NUMBER: 0001085146-19-002248 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190813 DATE AS OF CHANGE: 20190813 EFFECTIVENESS DATE: 20190813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TIEDEMANN ADVISORS, LLC CENTRAL INDEX KEY: 0001483232 IRS NUMBER: 261518088 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13688 FILM NUMBER: 191021146 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-396-5900 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: TIEDEMANN WEALTH MANAGEMENT, LLC DATE OF NAME CHANGE: 20100203 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001483232 XXXXXXXX 06-30-2019 06-30-2019 false TIEDEMANN ADVISORS, LLC

520 MADISON AVENUE 26TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-13688 N Kevin Moran 212-396-5910 /s/ Kevin Moran New York NY 08-12-2019 1 291 1996136 1 0001432976 028-13689 Tiedemann Wealth Management Holdings, LLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 2U INC COM 90214J101 376 10000 SH DFND 1 0 0 10000 3M CO COM 88579Y101 1000 5754 SH DFND 1 4380 0 1374 ABBOTT LABS COM 002824100 1105 13150 SH DFND 1 7223 0 5927 ABBVIE INC COM 00287Y109 861 11829 SH DFND 1 7666 0 4163 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 222 1203 SH DFND 1 228 0 975 ADOBE INC COM 00724F101 1058 3596 SH DFND 1 2399 0 1197 AFLAC INC COM 001055102 393 7204 SH DFND 1 3204 0 4000 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 961 5663 SH DFND 1 4568 0 1095 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 4347 255982 SH DFND 1 30527 0 225455 ALLIANT ENERGY CORP COM 018802108 4558 92877 SH DFND 1 0 0 92877 ALLSTATE CORP COM 020002101 362 3548 SH DFND 1 3140 0 408 ALPHABET INC CAP STK CL A 02079K305 15180 14019 SH DFND 1 1141 0 12878 ALPHABET INC CAP STK CL C 02079K107 14819 13704 SH DFND 1 1488 0 12216 ALTRIA GROUP INC COM 02209S103 817 16940 SH DFND 1 12894 0 4046 AMAZON COM INC COM 023135106 6553 3459 SH DFND 1 2930 0 529 AMERICAN ELEC PWR CO INC COM 025537101 3781 42953 SH DFND 1 489 0 42464 AMERICAN EXPRESS CO COM 025816109 1182 9585 SH DFND 1 5191 0 4394 AMERICAN INTL GROUP INC COM NEW 026874784 211 3970 SH DFND 1 3027 0 943 AMERICAN TOWER CORP NEW COM 03027X100 1500 7294 SH DFND 1 6822 0 472 AMERICAN WTR WKS CO INC NEW COM 030420103 4388 37828 SH DFND 1 468 0 37360 AMERIGAS PARTNERS L P UNIT L P INT 030975106 931 26725 SH DFND 1 26725 0 0 AMGEN INC COM 031162100 2063 11194 SH DFND 1 2011 0 9183 APOLLO MEDICAL HLDGS INC COM NEW 03763A207 326 19500 SH DFND 1 0 0 19500 APPLE INC COM 037833100 12330 62304 SH DFND 1 34245 0 28059 AQUA AMERICA INC COM 03836W103 1375 33251 SH DFND 1 31331 0 1920 AT&T INC COM 00206R102 897 26797 SH DFND 1 17164 0 9633 ATLANTIC CAP BANCSHARES INC COM 048269203 597 34861 SH DFND 1 34861 0 0 ATLANTIC UN BANKSHARES CORP COM 04911A107 438 12385 SH DFND 1 12385 0 0 ATMOS ENERGY CORP COM 049560105 1096 10384 SH DFND 1 1364 0 9020 ATRICURE INC COM 04963C209 217 7263 SH DFND 1 7263 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 1131 6803 SH DFND 1 3100 0 3703 AZURRX BIOPHARMA INC COM 05502L105 102 60000 SH DFND 1 60000 0 0 BANK AMER CORP COM 060505104 553 19059 SH DFND 1 3179 0 15880 BAXTER INTL INC COM 071813109 225 2735 SH DFND 1 1920 0 815 BECTON DICKINSON & CO COM 075887109 268 1066 SH DFND 1 796 0 270 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1273 4 SH DFND 1 3 0 1 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1869 8755 SH DFND 1 7225 0 1530 BLACKROCK INC COM 09247X101 353 756 SH DFND 1 606 0 150 BLUE APRON HLDGS INC CL A NEW 09523Q200 245 36296 SH DFND 1 0 0 36296 BOEING CO COM 097023105 1460 4013 SH DFND 1 30 0 3983 BOOKING HLDGS INC COM 09857L108 233 124 SH DFND 1 5 0 119 BP MIDSTREAM PARTNERS LP UNIT LTD PTNR 0556EL109 4134 267077 SH DFND 1 25850 0 241227 BP PLC SPONSORED ADR 055622104 444 10622 SH DFND 1 10244 0 378 BRISTOL MYERS SQUIBB CO COM 110122108 388 8555 SH DFND 1 5021 0 3534 BRIXMOR PPTY GROUP INC COM 11120U105 207 11601 SH DFND 1 0 0 11601 BROADCOM INC COM 11135F101 252 869 SH DFND 1 723 0 146 CANADIAN NATL RY CO COM 136375102 297 3214 SH DFND 1 3024 0 190 CHARTER COMMUNICATIONS INC N CL A 16119P108 1694 4287 SH DFND 1 423 0 3864 CHEVRON CORP NEW COM 166764100 1792 14376 SH DFND 1 9226 0 5150 CISCO SYS INC COM 17275R102 5028 91842 SH DFND 1 13058 0 78784 CITIGROUP INC COM NEW 172967424 855 12195 SH DFND 1 1962 0 10233 CME GROUP INC COM 12572Q105 227 1170 SH DFND 1 500 0 670 CMS ENERGY CORP COM 125896100 2336 40342 SH DFND 1 0 0 40342 COCA COLA CO COM 191216100 762 14834 SH DFND 1 10834 0 4000 COGENT COMMUNICATIONS HLDGS COM NEW 19239V302 493 8298 SH DFND 1 8298 0 0 COGNEX CORP COM 192422103 249 5200 SH DFND 1 5200 0 0 COMCAST CORP NEW CL A 20030N101 796 18862 SH DFND 1 17988 0 874 CONOCOPHILLIPS COM 20825C104 1034 16916 SH DFND 1 4250 0 12666 CONSOLIDATED EDISON INC COM 209115104 791 9010 SH DFND 1 9010 0 0 CORENERGY INFRASTRUCTURE TR COM NEW 21870U502 513 12940 SH DFND 1 0 0 12940 CORNING INC COM 219350105 538 16200 SH DFND 1 16200 0 0 CORTEVA INC COM 22052L104 2384 80722 SH DFND 1 1211 0 79511 COSTCO WHSL CORP NEW COM 22160K105 1307 4942 SH DFND 1 2698 0 2244 CSX CORP COM 126408103 363 4691 SH DFND 1 4691 0 0 CVS HEALTH CORP COM 126650100 238 4385 SH DFND 1 1486 0 2899 DANAHER CORPORATION COM 235851102 396 2774 SH DFND 1 1689 0 1085 DISNEY WALT CO COM DISNEY 254687106 3006 21519 SH DFND 1 11028 0 10491 DOUBLELINE INCOME SOLUTIONS COM 258622109 278 13910 SH DFND 1 13910 0 0 DOW INC COM 260557103 4001 81136 SH DFND 1 1227 0 79909 DUKE ENERGY CORP NEW COM NEW 26441C204 411 4657 SH DFND 1 169 0 4488 DUPONT DE NEMOURS INC COM 26614N102 6118 81509 SH DFND 1 1721 0 79788 EATON VANCE TXMGD GL BUYWR O COM 27829C105 878 89700 SH DFND 1 0 0 89700 ECOLAB INC COM 278865100 486 2454 SH DFND 1 2024 0 430 EDWARDS LIFESCIENCES CORP COM 28176E108 252 1366 SH DFND 1 1366 0 0 ENBRIDGE INC COM 29250N105 12334 341822 SH DFND 1 30929 0 310893 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 24635 1749596 SH DFND 1 158278 0 1591318 ENTERPRISE PRODS PARTNERS L COM 293792107 64351 2228954 SH DFND 1 165322 0 2063632 EOG RES INC COM 26875P101 379 4058 SH DFND 1 4058 0 0 EQM MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 1027 22972 SH DFND 1 22972 0 0 EQUINIX INC COM 29444U700 813 1612 SH DFND 1 0 0 1612 EQUITRANS MIDSTREAM CORPORAT COM 294600101 6354 322370 SH DFND 1 0 0 322370 ETF SER SOLUTIONS DEEP VALUE ETF 26922A701 224751 7219492 SH DFND 1 4026536 0 3192956 EVERSOURCE ENERGY COM 30040W108 4345 57360 SH DFND 1 0 0 57360 EXELON CORP COM 30161N101 12924 269595 SH DFND 1 0 0 269595 EXXON MOBIL CORP COM 30231G102 26766 349232 SH DFND 1 340611 0 8621 FACEBOOK INC CL A 30303M102 3152 16343 SH DFND 1 12475 0 3868 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 2782 21435 SH DFND 1 0 0 21435 FIBROGEN INC COM 31572Q808 679 15025 SH DFND 1 15025 0 0 FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 130155 5175226 SH DFND 1 1607231 0 3567995 FIRST TR MLP & ENERGY INCOME COM 33739B104 5168 434576 SH DFND 1 434576 0 0 FORTIS INC COM 349553107 8755 221820 SH DFND 1 0 0 221820 GABELLI EQUITY TR INC COM 362397101 1532 247847 SH DFND 1 247847 0 0 GCP APPLIED TECHNOLOGIES INC COM 36164Y101 876 38687 SH DFND 1 38687 0 0 GENERAL ELECTRIC CO COM 369604103 454 43004 SH DFND 1 30053 0 12951 GENERAL ELECTRIC CO COM 369604103 9 3000 SH Call DFND 1 0 0 3000 GOLDMAN SACHS GROUP INC COM 38141G104 286 1404 SH DFND 1 1230 0 174 GRACE W R & CO DEL NEW COM 38388F108 2074 27251 SH DFND 1 27251 0 0 HENRY SCHEIN INC COM 806407102 210 3000 SH DFND 1 3000 0 0 HERITAGE COMMERCE CORP COM 426927109 7424 606001 SH DFND 1 0 0 606001 HILLTOP HOLDINGS INC COM 432748101 5381 252980 SH DFND 1 0 0 252980 HOLLY ENERGY PARTNERS L P COM UT LTD PTN 435763107 12040 437843 SH DFND 1 44447 0 393396 HOME DEPOT INC COM 437076102 1574 7573 SH DFND 1 4241 0 3332 HONEYWELL INTL INC COM 438516106 654 3750 SH DFND 1 2479 0 1271 IDACORP INC COM 451107106 1087 10820 SH DFND 1 0 0 10820 IDEXX LABS INC COM 45168D104 234 850 SH DFND 1 850 0 0 INTEL CORP COM 458140100 9314 194565 SH DFND 1 9878 0 184687 INTELSAT S A COM L5140P101 195 10000 SH DFND 1 0 0 10000 INTERNATIONAL BUSINESS MACHS COM 459200101 275 1995 SH DFND 1 1312 0 683 INTERNATIONAL GAME TECHNOLOG SHS USD G4863A108 1158 89297 SH DFND 1 0 0 89297 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 24153 207107 SH DFND 1 119563 0 87544 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 1347 10548 SH DFND 1 10548 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 1245 11548 SH DFND 1 0 0 11548 INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 46137V258 4870 74919 SH DFND 1 36024 0 38895 INVESCO EXCHNG TRADED FD TR FNDMNTL HY CRP 46138E719 223 11796 SH DFND 1 0 0 11796 INVESCO EXCHNG TRADED FD TR FTSE RAFI DEV 46138E743 12358 304231 SH DFND 1 265163 0 39068 INVESCO EXCHNG TRADED FD TR FTSE RAFI EMNG 46138E727 504 23320 SH DFND 1 23320 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 1050 5595 SH DFND 1 3617 0 1978 ISHARES GOLD TRUST ISHARES 464285105 135 10000 SH DFND 1 10000 0 0 ISHARES INC CORE MSCI EMKT 46434G103 1901 36940 SH DFND 1 5532 0 31408 ISHARES INC MSCI CDA ETF 464286509 214 7483 SH DFND 1 0 0 7483 ISHARES INC MSCI JPN ETF NEW 46434G822 285 5227 SH DFND 1 1109 0 4118 ISHARES INC MSCI WORLD ETF 464286392 818 8994 SH DFND 1 8994 0 0 ISHARES TR CORE MSCI EAFE 46432F842 2425 39515 SH DFND 1 3159 0 36356 ISHARES TR CORE MSCI TOTAL 46432F834 515 8780 SH DFND 1 8780 0 0 ISHARES TR CORE S&P MCP ETF 464287507 15622 80414 SH DFND 1 46682 0 33732 ISHARES TR CORE S&P SCP ETF 464287804 3672 46890 SH DFND 1 16765 0 30125 ISHARES TR CORE S&P TTL STK 464287150 72569 1089285 SH DFND 1 915727 0 173558 ISHARES TR CORE S&P500 ETF 464287200 22567 76553 SH DFND 1 12490 0 64063 ISHARES TR EAFE VALUE ETF 464288877 11991 249411 SH DFND 1 149388 0 100023 ISHARES TR FLTG RATE NT ETF 46429B655 272 5331 SH DFND 1 0 0 5331 ISHARES TR GRWT ALLOCAT ETF 464289867 243 5274 SH DFND 1 5274 0 0 ISHARES TR INTL SEL DIV ETF 464288448 650 21168 SH DFND 1 6264 0 14904 ISHARES TR LATN AMER 40 ETF 464287390 31248 926379 SH DFND 1 230056 0 696323 ISHARES TR MIN VOL EAFE ETF 46429B689 441 6075 SH DFND 1 4825 0 1250 ISHARES TR MODERT ALLOC ETF 464289875 73163 1875026 SH DFND 1 1351913 0 523113 ISHARES TR MRGSTR MD CP ETF 464288208 430 2219 SH DFND 1 0 0 2219 ISHARES TR MRNGSTR LG-CP ET 464287127 980 5917 SH DFND 1 0 0 5917 ISHARES TR MSCI ACWI ETF 464288257 7804 105897 SH DFND 1 0 0 105897 ISHARES TR MSCI EAFE ETF 464287465 8497 129256 SH DFND 1 89270 0 39986 ISHARES TR MSCI EMG MKT ETF 464287234 1747 40647 SH DFND 1 2833 0 37814 ISHARES TR MSCI KLD400 SOC 464288570 378 3455 SH DFND 1 0 0 3455 ISHARES TR MSCI USA ESG SLC 464288802 571 4684 SH DFND 1 0 0 4684 ISHARES TR NATIONAL MUN ETF 464288414 2633 23288 SH DFND 1 23288 0 0 ISHARES TR NEW ZEALAND ETF 464289123 821 15385 SH DFND 1 0 0 15385 ISHARES TR PFD AND INCM SEC 464288687 201 5433 SH DFND 1 5333 0 100 ISHARES TR RUS 1000 ETF 464287622 6338 38932 SH DFND 1 7134 0 31798 ISHARES TR RUS 1000 GRW ETF 464287614 4400 27968 SH DFND 1 14117 0 13851 ISHARES TR RUS 1000 VAL ETF 464287598 5289 41578 SH DFND 1 5699 0 35879 ISHARES TR RUS 2000 GRW ETF 464287648 1428 7116 SH DFND 1 1129 0 5987 ISHARES TR RUS 2000 VAL ETF 464287630 580 4799 SH DFND 1 845 0 3954 ISHARES TR RUS MD CP GR ETF 464287481 1140 7993 SH DFND 1 7993 0 0 ISHARES TR RUS MID CAP ETF 464287499 1682 30103 SH DFND 1 29658 0 445 ISHARES TR RUSSELL 2000 ETF 464287655 7557 48600 SH DFND 1 1344 0 47256 ISHARES TR RUSSELL 3000 ETF 464287689 20632 119689 SH DFND 1 20960 0 98729 ISHARES TR S&P 500 GRWT ETF 464287309 4037 22526 SH DFND 1 17026 0 5500 ISHARES TR S&P MC 400GR ETF 464287606 4890 21612 SH DFND 1 19183 0 2429 ISHARES TR S&P MC 400VL ETF 464287705 1525 9560 SH DFND 1 3710 0 5850 ISHARES TR U.S. REAL ES ETF 464287739 324 3713 SH DFND 1 128 0 3585 ISHARES TR U.S. TECH ETF 464287721 471 2375 SH DFND 1 2375 0 0 ISHARES TR US AER DEF ETF 464288760 209 975 SH DFND 1 0 0 975 JANUS HENDERSON GROUP PLC ORD SHS G4474Y214 513 24001 SH DFND 1 0 0 24001 JD COM INC SPON ADR CL A 47215P106 280 9256 SH DFND 1 9256 0 0 JOHNSON & JOHNSON COM 478160104 7335 52629 SH DFND 1 41048 0 11581 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 211 8408 SH DFND 1 7836 0 572 JPMORGAN CHASE & CO COM 46625H100 2492 22293 SH DFND 1 11593 0 10700 KANSAS CITY SOUTHERN COM NEW 485170302 769 6300 SH DFND 1 2000 0 4300 KIMBERLY CLARK CORP COM 494368103 245 1827 SH DFND 1 644 0 1183 KINDER MORGAN INC DEL COM 49456B101 17665 846071 SH DFND 1 81485 0 764586 LIBERTY GLOBAL PLC SHS CL C G5480U120 1336 50365 SH DFND 1 0 0 50365 LIBERTY MEDIA CORP DELAWARE COM C SIRIUSXM 531229607 213 5606 SH DFND 1 5606 0 0 LIBERTY PPTY TR SH BEN INT 531172104 2682 53174 SH DFND 1 53174 0 0 LILLY ELI & CO COM 532457108 867 7838 SH DFND 1 2360 0 5478 LOWES COS INC COM 548661107 379 3761 SH DFND 1 1949 0 1812 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 435 5037 SH DFND 1 5037 0 0 M & T BK CORP COM 55261F104 201 1189 SH DFND 1 144 0 1045 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 39717 620554 SH DFND 1 57231 0 563323 MASTERCARD INC CL A 57636Q104 488 1851 SH DFND 1 651 0 1200 MCDONALDS CORP COM 580135101 1560 7506 SH DFND 1 5200 0 2306 MEDTRONIC PLC SHS G5960L103 327 3369 SH DFND 1 2937 0 432 MERCK & CO INC COM 58933Y105 2141 25371 SH DFND 1 7775 0 17596 METLIFE INC COM 59156R108 238 4791 SH DFND 1 791 0 4000 MICROSOFT CORP COM 594918104 7597 56729 SH DFND 1 10212 0 46517 MOLINA HEALTHCARE INC COM 60855R100 18048 126084 SH DFND 1 126084 0 0 MONDELEZ INTL INC CL A 609207105 894 16506 SH DFND 1 11000 0 5506 MOUNTAIN PROV DIAMONDS INC COM NEW 62426E402 4120 4000000 SH DFND 1 0 0 4000000 MPLX LP COM UNIT REP LTD 55336V100 7490 232697 SH DFND 1 22878 0 209819 NETFLIX INC COM 64110L106 2170 5910 SH DFND 1 5592 0 318 NEW JERSEY RES COM 646025106 1164 23245 SH DFND 1 0 0 23245 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 275 17300 SH DFND 1 10400 0 6900 NEXTERA ENERGY INC COM 65339F101 19779 96542 SH DFND 1 3772 0 92770 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 25411 526669 SH DFND 1 49582 0 477087 NIKE INC CL B 654106103 729 8665 SH DFND 1 7809 0 856 NISOURCE INC COM 65473P105 1156 40088 SH DFND 1 108 0 39980 NORDSTROM INC COM 655664100 2510 78790 SH DFND 1 0 0 78790 NOVO-NORDISK A S ADR 670100205 350 6853 SH DFND 1 1686 0 5167 NVIDIA CORP COM 67066G104 2471 15042 SH DFND 1 440 0 14602 OCCIDENTAL PETE CORP COM 674599105 310 6041 SH DFND 1 5043 0 998 ONEOK INC NEW COM 682680103 7459 108424 SH DFND 1 11888 0 96536 ORACLE CORP COM 68389X105 125493 2202796 SH DFND 1 8784 0 2194012 PAYPAL HLDGS INC COM 70450Y103 412 3607 SH DFND 1 1407 0 2200 PEMBINA PIPELINE CORP COM 706327103 364 9734 SH DFND 1 8424 0 1310 PEPSICO INC COM 713448108 1867 14255 SH DFND 1 5001 0 9254 PFIZER INC COM 717081103 2113 48815 SH DFND 1 32100 0 16715 PHILIP MORRIS INTL INC COM 718172109 1565 19651 SH DFND 1 14650 0 5001 PHILLIPS 66 COM 718546104 893 9536 SH DFND 1 3642 0 5894 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 19137 387805 SH DFND 1 34347 0 353458 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 22112 908097 SH DFND 1 92448 0 815649 PPL CORP COM 69351T106 6351 202139 SH DFND 1 169 0 201970 PROCTER AND GAMBLE CO COM 742718109 1516 13839 SH DFND 1 8229 0 5610 PROSPECT CAPITAL CORPORATION COM 74348T102 73 11000 SH DFND 1 0 0 11000 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 13149 223556 SH DFND 1 2355 0 221201 QEP RES INC COM 74733V100 108 15000 SH DFND 1 0 0 15000 QUALCOMM INC COM 747525103 233 3076 SH DFND 1 956 0 2120 RALPH LAUREN CORP CL A 751212101 659 5772 SH DFND 1 5763 0 9 RAYTHEON CO COM NEW 755111507 709 4082 SH DFND 1 318 0 3764 REGENERON PHARMACEUTICALS COM 75886F107 218 695 SH DFND 1 695 0 0 ROCKWELL AUTOMATION INC COM 773903109 1064 6492 SH DFND 1 0 0 6492 ROGERS COMMUNICATIONS INC CL B 775109200 250 4651 SH DFND 1 4651 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 405 6205 SH DFND 1 6205 0 0 SALESFORCE COM INC COM 79466L302 809 5324 SH DFND 1 4659 0 665 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 33308 847027 SH DFND 1 331797 0 515230 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 2601 68774 SH DFND 1 0 0 68774 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 458 16304 SH DFND 1 0 0 16304 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 3199 45369 SH DFND 1 0 0 45369 SEI INVESTMENTS CO COM 784117103 264 4704 SH DFND 1 4704 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1849 31853 SH DFND 1 31853 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 304 3935 SH DFND 1 3935 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 238 4070 SH DFND 1 4070 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 200 2561 SH DFND 1 2411 0 150 SEMPRA ENERGY COM 816851109 252 1834 SH DFND 1 1209 0 625 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 10379 500920 SH DFND 1 46200 0 454720 SOLAREDGE TECHNOLOGIES INC COM 83417M104 224 3582 SH DFND 1 0 0 3582 SOUTHERN CO COM 842587107 383 6890 SH DFND 1 102 0 6788 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 384 1441 SH DFND 1 665 0 776 SPDR GOLD TRUST GOLD SHS 78463V107 5116 38407 SH DFND 1 15037 0 23370 SPDR S&P 500 ETF TR TR UNIT 78462F103 60433 205248 SH DFND 1 131372 0 73876 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1881 5287 SH DFND 1 0 0 5287 SPDR SERIES TRUST BLOOMBERG BRCLYS 78468R622 2007 18426 SH DFND 1 18426 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 8616 85408 SH DFND 1 0 0 85408 SPDR SERIES TRUST S&P REGL BKG 78464A698 267 5000 SH DFND 1 5000 0 0 SPRING BK PHARMACEUTICALS IN COM 849431101 1522 412049 SH DFND 1 70227 0 341822 SQUARE INC CL A 852234103 725 10000 SH DFND 1 0 0 10000 STARBUCKS CORP COM 855244109 1057 12604 SH DFND 1 1724 0 10880 TABLEAU SOFTWARE INC CL A 87336U105 2277 13717 SH DFND 1 0 0 13717 TALLGRASS ENERGY LP CLASS A SHS 874696107 4332 205196 SH DFND 1 5156 0 200040 TC ENERGY CORP COM 87807B107 34142 682252 SH DFND 1 61954 0 620298 TC PIPELINES LP UT COM LTD PRT 87233Q108 27972 743544 SH DFND 1 68846 0 674698 TESLA INC COM 88160R101 301 1348 SH DFND 1 131 0 1217 TEXAS INSTRS INC COM 882508104 269 2336 SH DFND 1 1336 0 1000 THERMO FISHER SCIENTIFIC INC COM 883556102 588 2002 SH DFND 1 980 0 1022 TORCHMARK CORP COM 891027104 362 4050 SH DFND 1 0 0 4050 UNILEVER N V N Y SHS NEW 904784709 260 4282 SH DFND 1 796 0 3486 UNION PACIFIC CORP COM 907818108 552 3267 SH DFND 1 3072 0 195 UNITED TECHNOLOGIES CORP COM 913017109 1517 11663 SH DFND 1 7452 0 4211 UNITEDHEALTH GROUP INC COM 91324P102 458 1874 SH DFND 1 1468 0 406 US BANCORP DEL COM NEW 902973304 462 8760 SH DFND 1 981 0 7779 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 431 5342 SH DFND 1 3796 0 1546 VANGUARD GROUP DIV APP ETF 921908844 574 4981 SH DFND 1 4981 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 1607 13555 SH DFND 1 0 0 13555 VANGUARD INDEX FDS GROWTH ETF 922908736 1980 12081 SH DFND 1 1701 0 10380 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 574 5126 SH DFND 1 0 0 5126 VANGUARD INDEX FDS MID CAP ETF 922908629 1841 10971 SH DFND 1 962 0 10009 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 47100 533829 SH DFND 1 64138 0 469691 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 5517 20386 SH DFND 1 1748 0 18638 VANGUARD INDEX FDS SMALL CP ETF 922908751 1401 8911 SH DFND 1 1580 0 7331 VANGUARD INDEX FDS TOTAL STK MKT 922908769 51996 346432 SH DFND 1 335406 0 11026 VANGUARD INDEX FDS VALUE ETF 922908744 2087 18688 SH DFND 1 4040 0 14648 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2962 58085 SH DFND 1 1252 0 56833 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 8615 202584 SH DFND 1 86096 0 116488 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 220 4010 SH DFND 1 0 0 4010 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 23895 361550 SH DFND 1 159247 0 202303 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 1905 25333 SH DFND 1 8176 0 17157 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 4746 89861 SH DFND 1 0 0 89861 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 103680 1701619 SH DFND 1 208200 0 1493419 VANGUARD STAR FD VG TL INTL STK F 921909768 5173 98083 SH DFND 1 97550 0 533 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 6094 146103 SH DFND 1 18539 0 127564 VANGUARD WORLD FDS COMM SRVC ETF 92204A884 706 8149 SH DFND 1 0 0 8149 VANGUARD WORLD FDS INF TECH ETF 92204A702 2178 10333 SH DFND 1 704 0 9629 VANGUARD WORLD FDS UTILITIES ETF 92204A876 352 2650 SH DFND 1 2650 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 13695 239719 SH DFND 1 222931 0 16788 VISA INC COM CL A 92826C839 2114 12191 SH DFND 1 8554 0 3637 WABTEC CORP COM 929740108 227 3189 SH DFND 1 3142 0 47 WEC ENERGY GROUP INC COM 92939U106 2624 31479 SH DFND 1 299 0 31180 WELLS FARGO CO NEW COM 949746101 678 14320 SH DFND 1 8916 0 5404 WESTLAKE CHEM PARTNERS LP COM UNIT RP LP 960417103 9826 399578 SH DFND 1 34510 0 365068 WILLIAMS COS INC DEL COM 969457100 12552 447669 SH DFND 1 42813 0 404856 WILLIS TOWERS WATSON PUB LTD SHS G96629103 664 3453 SH DFND 1 3453 0 0 WSFS FINL CORP COM 929328102 668 16170 SH DFND 1 16170 0 0 WYNN RESORTS LTD COM 983134107 1488 12005 SH DFND 1 0 0 12005 XCEL ENERGY INC COM 98389B100 7085 118302 SH DFND 1 172 0 118130 ZOETIS INC CL A 98978V103 399 3517 SH DFND 1 314 0 3203