0001085146-19-000622.txt : 20190213 0001085146-19-000622.hdr.sgml : 20190213 20190212202804 ACCESSION NUMBER: 0001085146-19-000622 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190213 DATE AS OF CHANGE: 20190212 EFFECTIVENESS DATE: 20190213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TIEDEMANN ADVISORS, LLC CENTRAL INDEX KEY: 0001483232 IRS NUMBER: 261518088 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13688 FILM NUMBER: 19592903 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-396-5900 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: TIEDEMANN WEALTH MANAGEMENT, LLC DATE OF NAME CHANGE: 20100203 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001483232 XXXXXXXX 12-31-2018 12-31-2018 false TIEDEMANN ADVISORS, LLC

520 MADISON AVENUE 26TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-13688 N Kevin Moran 212-396-5910 /s/ Kevin Moran New York NY 02-11-2019 1 419 1955995 1 0001432976 028-13689 Tiedemann Wealth Management Holdings, LLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 2951 15476 SH DFND 1 5219 0 10257 ABBOTT LABS COM 002824100 2171 30011 SH DFND 1 12183 0 17828 ABBVIE INC COM 00287Y109 1329 14397 SH DFND 1 7695 0 6702 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1549 10976 SH DFND 1 0 0 10976 ADOBE INC COM 00724F101 2420 10700 SH DFND 1 2653 0 8047 AFLAC INC COM 001055102 401 8813 SH DFND 1 4004 0 4809 AIR PRODS & CHEMS INC COM 009158106 901 5590 SH DFND 1 0 0 5590 AKAMAI TECHNOLOGIES INC COM 00971T101 217 3560 SH DFND 1 0 0 3560 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1749 12763 SH DFND 1 4718 0 8045 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 4196 241892 SH DFND 1 34447 0 207445 ALLIANT ENERGY CORP COM 018802108 3930 93002 SH DFND 1 0 0 93002 ALLSTATE CORP COM 020002101 273 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1344 71913 SH DFND 1 71913 0 0 FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 101002 4708418 SH DFND 1 1040188 0 3668230 FIRST TR MLP & ENERGY INCOME COM 33739B104 5199 530596 SH DFND 1 530532 0 64 FLOWERS FOODS INC COM 343498101 185 10000 SH DFND 1 0 0 10000 FLUIDIGM CORP DEL COM 34385P108 247 28703 SH DFND 1 0 0 28703 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 424 4916 SH DFND 1 0 0 4916 FORTIS INC COM 349553107 7981 239240 SH DFND 1 0 0 239240 FRANKLIN ELEC INC COM 353514102 201 4686 SH DFND 1 0 0 4686 FUSION CONNECT INC COM 36116X102 44 25920 SH DFND 1 25920 0 0 GABELLI EQUITY TR INC COM 362397101 68 13355 SH DFND 1 13355 0 0 GCP APPLIED TECHNOLOGIES INC COM 36164Y101 950 38687 SH DFND 1 38687 0 0 GENERAL ELECTRIC CO COM 369604103 405 53485 SH DFND 1 33153 0 20332 GENERAL ELECTRIC CO COM 369604103 6 3000 SH Call DFND 1 0 0 3000 GENERAL MTRS CO COM 37045V100 428 12813 SH DFND 1 2055 0 10758 GOLDMAN SACHS GROUP INC COM 38141G104 960 5742 SH DFND 1 4296 0 1446 GRACE W R & CO DEL NEW COM 38388F108 2511 38687 SH DFND 1 38687 0 0 GRAINGER W W INC COM 384802104 395 1400 SH DFND 1 0 0 1400 GRIFOLS S A SP ADR REP B NVT 398438408 401 21751 SH DFND 1 0 0 21751 HD SUPPLY HLDGS INC COM 40416M105 622 16585 SH DFND 1 0 0 16585 HDFC BANK LTD ADR REPS 3 SHS 40415F101 508 4867 SH DFND 1 0 0 4867 HENRY JACK & ASSOC INC COM 426281101 219 1725 SH DFND 1 0 0 1725 HERITAGE COMMERCE CORP COM 426927109 6814 600869 SH DFND 1 0 0 600869 HILLTOP HOLDINGS INC COM 432748101 4511 252980 SH DFND 1 0 0 252980 HOLLY ENERGY PARTNERS L P COM UT LTD PTN 435763107 13030 456223 SH DFND 1 61167 0 395056 HOME DEPOT INC COM 437076102 3137 18253 SH DFND 1 8495 0 9758 HONEYWELL INTL INC COM 438516106 1904 14410 SH DFND 1 6378 0 8032 HSBC HLDGS PLC SPON ADR NEW 404280406 622 15118 SH DFND 1 845 0 14273 HUBBELL INC COM 443510607 713 7175 SH DFND 1 0 0 7175 ICICI BK LTD ADR 45104G104 716 69464 SH DFND 1 0 0 69464 IDACORP INC COM 451107106 1016 10920 SH DFND 1 0 0 10920 ILLINOIS TOOL WKS INC COM 452308109 2148 16834 SH DFND 1 0 0 16834 INTEL CORP COM 458140100 10694 227853 SH DFND 1 27651 0 200202 INTERNATIONAL BUSINESS MACHS COM 459200101 593 5232 SH DFND 1 2095 0 3137 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 871 6463 SH DFND 1 4500 0 1963 INTERNATIONAL GAME TECHNOLOG SHS USD G4863A108 1306 89297 SH DFND 1 0 0 89297 INTERPUBLIC GROUP COS INC COM 460690100 223 10753 SH DFND 1 0 0 10753 INTUIT COM 461202103 751 3814 SH DFND 1 0 0 3814 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 18722 184321 SH DFND 1 124516 0 59805 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 1708 15021 SH DFND 1 15021 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 1044 11429 SH DFND 1 0 0 11429 INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 46137V258 16922 297649 SH DFND 1 72505 0 225144 INVESCO EXCHNG TRADED FD TR FNDMNTL HY CRP 46138E719 190 10726 SH DFND 1 0 0 10726 INVESCO EXCHNG TRADED FD TR FTSE RAFI DEV 46138E743 20848 555767 SH DFND 1 317241 0 238526 INVESCO EXCHNG TRADED FD TR FTSE RAFI EMNG 46138E727 1026 51918 SH DFND 1 51918 0 0 INVESCO LTD SHS G491BT108 255 15187 SH DFND 1 150 0 15037 INVESCO QQQ TR UNIT SER 1 46090E103 449 2913 SH DFND 1 938 0 1975 IPG PHOTONICS CORP COM 44980X109 212 1871 SH DFND 1 0 0 1871 ISHARES GOLD TRUST ISHARES 464285105 165 13463 SH DFND 1 10763 0 2700 ISHARES INC CORE MSCI EMKT 46434G103 2136 45301 SH DFND 1 2150 0 43151 ISHARES INC MSCI WORLD ETF 464286392 726 9200 SH DFND 1 9200 0 0 ISHARES TR CORE MSCI EAFE 46432F842 1651 30028 SH DFND 1 4825 0 25203 ISHARES TR CORE MSCI TOTAL 46432F834 461 8780 SH DFND 1 8780 0 0 ISHARES TR CORE S&P MCP ETF 464287507 21369 128693 SH DFND 1 54475 0 74218 ISHARES TR CORE S&P SCP ETF 464287804 3266 47143 SH DFND 1 12447 0 34696 ISHARES TR CORE S&P TTL STK 464287150 57581 1014433 SH DFND 1 873554 0 140879 ISHARES TR CORE S&P500 ETF 464287200 20020 79499 SH DFND 1 0 0 79499 ISHARES TR EAFE VALUE ETF 464288877 25856 571773 SH DFND 1 198596 0 373177 ISHARES TR ESG MSCI EAFE 46435G516 1030 17953 SH DFND 1 0 0 17953 ISHARES TR ESG MSCI USA ETF 46435G425 668 12150 SH DFND 1 0 0 12150 ISHARES TR FLTG RATE NT ETF 46429B655 470 9331 SH DFND 1 0 0 9331 ISHARES TR GRWT ALLOCAT ETF 464289867 219 5274 SH DFND 1 5274 0 0 ISHARES TR INTL SEL DIV ETF 464288448 428 14904 SH DFND 1 0 0 14904 ISHARES TR LATN AMER 40 ETF 464287390 22472 729557 SH DFND 1 183840 0 545717 ISHARES TR MODERT ALLOC ETF 464289875 75188 2093161 SH DFND 1 1328470 0 764691 ISHARES TR MRGSTR MD CP ETF 464288208 356 2219 SH DFND 1 0 0 2219 ISHARES TR MRNGSTR LG-CP ET 464287127 844 5917 SH DFND 1 0 0 5917 ISHARES TR MSCI AC ASIA ETF 464288182 236 3724 SH DFND 1 1410 0 2314 ISHARES TR MSCI ACWI ETF 464288257 6941 108200 SH DFND 1 0 0 108200 ISHARES TR MSCI EAFE ETF 464287465 9291 158066 SH DFND 1 99490 0 58576 ISHARES TR MSCI EMG MKT ETF 464287234 8777 224738 SH DFND 1 16802 0 207936 ISHARES TR MSCI KLD400 SOC 464288570 555 5970 SH DFND 1 0 0 5970 ISHARES TR MSCI USA ESG SLC 464288802 202 1951 SH DFND 1 0 0 1951 ISHARES TR NATIONAL MUN ETF 464288414 14478 132765 SH DFND 1 74952 0 57813 ISHARES TR NEW ZEALAND ETF 464289123 708 15385 SH DFND 1 0 0 15385 ISHARES TR RUS 1000 ETF 464287622 4439 32019 SH DFND 1 0 0 32019 ISHARES TR RUS 1000 GRW ETF 464287614 2962 22633 SH DFND 1 10499 0 12134 ISHARES TR RUS 1000 VAL ETF 464287598 4353 39189 SH DFND 1 5299 0 33890 ISHARES TR RUS 2000 GRW ETF 464287648 1142 6795 SH DFND 1 1029 0 5766 ISHARES TR RUS 2000 VAL ETF 464287630 482 4473 SH DFND 1 845 0 3628 ISHARES TR RUS MD CP GR ETF 464287481 853 7502 SH DFND 1 7502 0 0 ISHARES TR RUS MID CAP ETF 464287499 1612 34691 SH DFND 1 23586 0 11105 ISHARES TR RUSSELL 2000 ETF 464287655 6574 49117 SH DFND 1 1143 0 47974 ISHARES TR RUSSELL 3000 ETF 464287689 16389 111576 SH DFND 1 21006 0 90570 ISHARES TR S&P 500 GRWT ETF 464287309 3739 24814 SH DFND 1 19314 0 5500 ISHARES TR S&P MC 400GR ETF 464287606 6753 35306 SH DFND 1 21777 0 13529 ISHARES TR S&P MC 400VL ETF 464287705 989 7150 SH DFND 1 0 0 7150 ISHARES TR SHRT NAT MUN ETF 464288158 264 2500 SH DFND 1 0 0 2500 ISHARES TR U.S. REAL ES ETF 464287739 278 3713 SH DFND 1 128 0 3585 ISHARES TR U.S. TECH ETF 464287721 379 2375 SH DFND 1 1860 0 515 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 828 90586 SH DFND 1 0 0 90586 JANUS HENDERSON GROUP PLC ORD SHS G4474Y214 495 23901 SH DFND 1 0 0 23901 JOHNSON & JOHNSON COM 478160104 11471 88888 SH DFND 1 47463 0 41425 JONES LANG LASALLE INC COM 48020Q107 225 1775 SH DFND 1 0 0 1775 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 3202 143411 SH DFND 1 39703 0 103708 JPMORGAN CHASE & CO COM 46625H100 8227 84290 SH DFND 1 24134 0 60156 JUNIPER NETWORKS INC COM 48203R104 224 8300 SH DFND 1 0 0 8300 KAMAN CORP COM 483548103 232 4110 SH DFND 1 0 0 4110 KANSAS CITY SOUTHERN COM NEW 485170302 604 6303 SH DFND 1 2000 0 4303 KIMBERLY CLARK CORP COM 494368103 643 5609 SH DFND 1 602 0 5007 KINDER MORGAN INC DEL COM 49456B101 5945 386533 SH DFND 1 102420 0 284113 KRAFT HEINZ CO COM 500754106 314 7286 SH DFND 1 5024 0 2262 LAMAR ADVERTISING CO NEW CL A 512816109 200 2900 SH DFND 1 0 0 2900 LAUDER ESTEE COS INC CL A 518439104 1132 8695 SH DFND 1 8000 0 695 LIBERTY MEDIA CORP DELAWARE COM C SIRIUSXM 531229607 207 5606 SH DFND 1 5606 0 0 LIBERTY PPTY TR SH BEN INT 531172104 1234 29183 SH DFND 1 29174 0 9 LILLY ELI & CO COM 532457108 1201 10371 SH DFND 1 2347 0 8024 LINCOLN ELEC HLDGS INC COM 533900106 744 9375 SH DFND 1 0 0 9375 LINDE PLC COM G5494J103 2040 13067 SH DFND 1 474 0 12593 LOWES COS INC COM 548661107 310 3330 SH DFND 1 247 0 3083 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 428 5150 SH DFND 1 5000 0 150 M & T BK CORP COM 55261F104 278 1945 SH DFND 1 0 0 1945 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 35203 616934 SH DFND 1 47661 0 569273 MARRIOTT INTL INC NEW CL A 571903202 209 1933 SH DFND 1 1018 0 915 MASIMO CORP COM 574795100 301 2800 SH DFND 1 0 0 2800 MASTERCARD INCORPORATED CL A 57636Q104 3020 16008 SH DFND 1 10810 0 5198 MCCORMICK & CO INC COM NON VTG 579780206 308 2209 SH DFND 1 572 0 1637 MCDONALDS CORP COM 580135101 1341 7549 SH DFND 1 5190 0 2359 MEDTRONIC PLC SHS G5960L103 979 10698 SH DFND 1 1815 0 8883 MERCK & CO INC COM 58933Y105 3352 43562 SH DFND 1 8386 0 35176 METLIFE INC COM 59156R108 322 7819 SH DFND 1 1671 0 6148 METTLER TOLEDO INTERNATIONAL COM 592688105 1075 1900 SH DFND 1 0 0 1900 MICROSOFT CORP COM 594918104 11632 114522 SH DFND 1 23809 0 90713 MOLINA HEALTHCARE INC COM 60855R100 42341 364321 SH DFND 1 0 0 364321 MONDELEZ INTL INC CL A 609207105 695 17311 SH DFND 1 10748 0 6563 MORGAN STANLEY COM NEW 617446448 1006 25390 SH DFND 1 25390 0 0 MPLX LP COM UNIT REP LTD 55336V100 4718 155682 SH DFND 1 3618 0 152064 NETFLIX INC COM 64110L106 2665 9958 SH DFND 1 9855 0 103 NEW JERSEY RES COM 646025106 1259 27405 SH DFND 1 0 0 27405 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 253 17200 SH DFND 1 10400 0 6800 NEWMONT MINING CORP COM 651639106 226 6523 SH DFND 1 0 0 6523 NEXTERA ENERGY INC COM 65339F101 17103 98391 SH DFND 1 6523 0 91868 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 21960 510079 SH DFND 1 52507 0 457572 NIKE INC CL B 654106103 2049 27557 SH DFND 1 7710 0 19847 NISOURCE INC COM 65473P105 1022 40325 SH DFND 1 108 0 40217 NOKIA CORP SPONSORED ADR 654902204 126 21786 SH DFND 1 0 0 21786 NORDSON CORP COM 655663102 258 2150 SH DFND 1 0 0 2150 NORDSTROM INC COM 655664100 3403 73015 SH DFND 1 0 0 73015 NORTHERN TR CORP COM 665859104 1161 13796 SH DFND 1 791 0 13005 NOVO-NORDISK A S ADR 670100205 298 6451 SH DFND 1 495 0 5956 NVIDIA CORP COM 67066G104 2070 15500 SH DFND 1 1042 0 14458 OCCIDENTAL PETE CORP DEL COM 674599105 1068 17166 SH DFND 1 10624 0 6542 OMNICOM GROUP INC COM 681919106 1011 13705 SH DFND 1 74 0 13631 ONE GAS INC COM 68235P108 283 3550 SH DFND 1 0 0 3550 ONEOK INC NEW COM 682680103 5669 105086 SH DFND 1 17306 0 87780 ORACLE CORP COM 68389X105 100122 2217499 SH DFND 1 10026 0 2207473 PARKER HANNIFIN CORP COM 701094104 666 4468 SH DFND 1 0 0 4468 PAYPAL HLDGS INC COM 70450Y103 2711 32249 SH DFND 1 13101 0 19148 PEMBINA PIPELINE CORP COM 706327103 286 9603 SH DFND 1 8282 0 1321 PEPSICO INC COM 713448108 6156 55300 SH DFND 1 5041 0 50259 PERKINELMER INC COM 714046109 259 3287 SH DFND 1 0 0 3287 PFIZER INC COM 717081103 3148 72065 SH DFND 1 42596 0 29469 PHILIP MORRIS INTL INC COM 718172109 1396 20525 SH DFND 1 14129 0 6396 PHILLIPS 66 COM 718546104 872 10133 SH DFND 1 3373 0 6760 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 15907 377745 SH DFND 1 38147 0 339598 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 18492 922743 SH DFND 1 65638 0 857105 PNC FINL SVCS GROUP INC COM 693475105 1052 8992 SH DFND 1 0 0 8992 PPG INDS INC COM 693506107 460 4503 SH DFND 1 0 0 4503 PPL CORP COM 69351T106 5049 176150 SH DFND 1 0 0 176150 PRICE T ROWE GROUP INC COM 74144T108 555 6006 SH DFND 1 0 0 6006 PROCTER AND GAMBLE CO COM 742718109 3570 38826 SH DFND 1 9574 0 29252 PROLOGIS INC COM 74340W103 553 9428 SH DFND 1 0 0 9428 PROSPECT CAPITAL CORPORATION COM 74348T102 70 11000 SH DFND 1 0 0 11000 PUBLIC SVC ENTERPRISE GROUP COM 744573106 9918 190545 SH DFND 1 2242 0 188303 QUALCOMM INC COM 747525103 366 6415 SH DFND 1 817 0 5598 RALPH LAUREN CORP CL A 751212101 615 5920 SH DFND 1 5763 0 157 RAYTHEON CO COM NEW 755111507 1881 12212 SH DFND 1 4918 0 7294 REGENERON PHARMACEUTICALS COM 75886F107 387 1036 SH DFND 1 695 0 341 RESMED INC COM 761152107 281 2475 SH DFND 1 0 0 2475 ROGERS COMMUNICATIONS INC CL B 775109200 210 4067 SH DFND 1 3627 0 440 ROSS STORES INC COM 778296103 1336 16051 SH DFND 1 0 0 16051 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 829 8413 SH DFND 1 0 0 8413 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 1470 24553 SH DFND 1 550 0 24003 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 390 6672 SH DFND 1 6089 0 583 RPM INTL INC COM 749685103 1130 19231 SH DFND 1 0 0 19231 S&P GLOBAL INC COM 78409V104 1503 8845 SH DFND 1 450 0 8395 SALESFORCE COM INC COM 79466L302 2769 20215 SH DFND 1 12820 0 7395 SAP SE SPON ADR 803054204 1434 14403 SH DFND 1 719 0 13684 SASOL LTD SPONSORED ADR 803866300 362 12366 SH DFND 1 0 0 12366 SCHEIN HENRY INC COM 806407102 562 7150 SH DFND 1 3000 0 4150 SCHLUMBERGER LTD COM 806857108 841 23049 SH DFND 1 10439 0 12610 SCHWAB CHARLES CORP NEW COM 808513105 247 5927 SH DFND 1 4595 0 1332 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 28147 828313 SH DFND 1 40646 0 787667 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 2871 87356 SH DFND 1 1160 0 86196 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 418 16589 SH DFND 1 285 0 16304 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 3270 54682 SH DFND 1 0 0 54682 SEI INVESTMENTS CO COM 784117103 454 9756 SH DFND 1 4704 0 5052 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 2502 49269 SH DFND 1 49269 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 358 4144 SH DFND 1 0 0 4144 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 474 19896 SH DFND 1 4110 0 15786 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 254 3935 SH DFND 1 2835 0 1100 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 205 4070 SH DFND 1 2680 0 1390 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 604 9744 SH DFND 1 2411 0 7333 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 7072 430955 SH DFND 1 45755 0 385200 SIGNATURE BK NEW YORK N Y COM 82669G104 243 2375 SH DFND 1 0 0 2375 SIMON PPTY GROUP INC NEW COM 828806109 453 2693 SH DFND 1 0 0 2693 SOUTHERN CO COM 842587107 468 10662 SH DFND 1 102 0 10560 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 227 971 SH DFND 1 665 0 306 SPDR GOLD TRUST GOLD SHS 78463V107 3207 26463 SH DFND 1 22823 0 3640 SPDR S&P 500 ETF TR TR UNIT 78462F103 48286 192123 SH DFND 1 136401 0 55722 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1782 5860 SH DFND 1 0 0 5860 SPDR SER TR SPDR BLOOMBERG 78468R663 778 8510 SH DFND 1 0 0 8510 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 1903 56662 SH DFND 1 56662 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 690 9615 SH DFND 1 0 0 9615 SPDR SERIES TRUST S&P DIVID ETF 78464A763 7913 88399 SH DFND 1 0 0 88399 SPDR SERIES TRUST S&P REGL BKG 78464A698 234 5000 SH DFND 1 5000 0 0 SPRING BK PHARMACEUTICALS IN COM 849431101 4282 412049 SH DFND 1 70227 0 341822 SQUARE INC CL A 852234103 561 10003 SH DFND 1 0 0 10003 STANLEY BLACK & DECKER INC COM 854502101 210 1753 SH DFND 1 0 0 1753 STARBUCKS CORP COM 855244109 2196 34122 SH DFND 1 6042 0 28080 STATE STR CORP COM 857477103 501 7887 SH DFND 1 37 0 7850 STERIS PLC SHS USD G84720104 227 2125 SH DFND 1 0 0 2125 STRYKER CORP COM 863667101 1619 10301 SH DFND 1 0 0 10301 SVB FINL GROUP COM 78486Q101 203 1066 SH DFND 1 0 0 1066 TABLEAU SOFTWARE INC CL A 87336U105 1661 13838 SH DFND 1 0 0 13838 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 1731 46836 SH DFND 1 300 0 46536 TC PIPELINES LP UT COM LTD PRT 87233Q108 21903 681903 SH DFND 1 53766 0 628137 TELEFLEX INC COM 879369106 906 3505 SH DFND 1 0 0 3505 TENARIS S A SPONSORED ADR 88031M109 206 9769 SH DFND 1 0 0 9769 TESLA INC COM 88160R101 5147 15464 SH DFND 1 131 0 15333 TEXAS CAPITAL BANCSHARES INC COM 88224Q107 487 9506 SH DFND 1 0 0 9506 TEXAS INSTRS INC COM 882508104 426 4510 SH DFND 1 374 0 4136 TEXAS ROADHOUSE INC COM 882681109 202 3375 SH DFND 1 0 0 3375 THERMO FISHER SCIENTIFIC INC COM 883556102 1366 6103 SH DFND 1 724 0 5379 TIFFANY & CO NEW COM 886547108 220 2702 SH DFND 1 700 0 2002 TJX COS INC NEW COM 872540109 1063 23729 SH DFND 1 0 0 23729 TORCHMARK CORP COM 891027104 395 5310 SH DFND 1 0 0 5310 TRANSCANADA CORP COM 89353D107 23497 649144 SH DFND 1 40714 0 608430 TRANSMONTAIGNE PARTNERS L P COM UNIT L P 89376V100 504 12424 SH DFND 1 7520 0 4904 TRAVELERS COMPANIES INC COM 89417E109 547 4574 SH DFND 1 28 0 4546 UBS AG JERSEY BRH ALERIAN INFRST 902641646 230 11626 SH DFND 1 0 0 11626 UGI CORP NEW COM 902681105 5649 105098 SH DFND 1 0 0 105098 UNIFIRST CORP MASS COM 904708104 261 1825 SH DFND 1 0 0 1825 UNILEVER N V N Y SHS NEW 904784709 608 11322 SH DFND 1 620 0 10702 UNILEVER PLC SPON ADR NEW 904767704 786 15096 SH DFND 1 0 0 15096 UNION BANKSHARES CORP NEW COM 90539J109 350 12385 SH DFND 1 12385 0 0 UNION PAC CORP COM 907818108 2350 17002 SH DFND 1 3630 0 13372 UNITED PARCEL SERVICE INC CL B 911312106 1161 11899 SH DFND 1 493 0 11406 UNITED TECHNOLOGIES CORP COM 913017109 2060 19352 SH DFND 1 11551 0 7801 UNITEDHEALTH GROUP INC COM 91324P102 3897 15638 SH DFND 1 1748 0 13890 US BANCORP DEL COM NEW 902973304 1359 29522 SH DFND 1 0 0 29522 V F CORP COM 918204108 576 8070 SH DFND 1 0 0 8070 VALERO ENERGY PARTNERS LP COM UNT REP LP 91914J102 3160 74959 SH DFND 1 8240 0 66719 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 453 5758 SH DFND 1 4298 0 1460 VANGUARD GROUP DIV APP ETF 921908844 796 8137 SH DFND 1 1474 0 6663 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 1922 19253 SH DFND 1 0 0 19253 VANGUARD INDEX FDS GROWTH ETF 922908736 1130 8422 SH DFND 1 1991 0 6431 VANGUARD INDEX FDS MID CAP ETF 922908629 1414 10229 SH DFND 1 122 0 10107 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 33048 443196 SH DFND 1 32762 0 410434 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 3226 14036 SH DFND 1 1221 0 12815 VANGUARD INDEX FDS SMALL CP ETF 922908751 1108 8411 SH DFND 1 230 0 8181 VANGUARD INDEX FDS TOTAL STK MKT 922908769 44099 345513 SH DFND 1 334561 0 10952 VANGUARD INDEX FDS VALUE ETF 922908744 2079 21219 SH DFND 1 12194 0 9025 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2590 56833 SH DFND 1 0 0 56833 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 19223 504562 SH DFND 1 69371 0 435191 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 63281 1043771 SH DFND 1 195625 0 848146 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 4513 68943 SH DFND 1 8440 0 60503 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 12177 236536 SH DFND 1 57506 0 179030 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 1607 26737 SH DFND 1 26737 0 0 VANGUARD STAR FD VG TL INTL STK F 921909768 4632 98083 SH DFND 1 97550 0 533 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 7011 188929 SH DFND 1 20350 0 168579 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 208 1583 SH DFND 1 0 0 1583 VANGUARD WORLD FDS INF TECH ETF 92204A702 814 4880 SH DFND 1 1056 0 3824 VANGUARD WORLD FDS UTILITIES ETF 92204A876 313 2650 SH DFND 1 650 0 2000 VARIAN MED SYS INC COM 92220P105 252 2225 SH DFND 1 600 0 1625 VERIZON COMMUNICATIONS INC COM 92343V104 2054 36522 SH DFND 1 8670 0 27852 VISA INC COM CL A 92826C839 4169 31606 SH DFND 1 8560 0 23046 WABTEC CORP COM 929740108 382 5434 SH DFND 1 3000 0 2434 WALMART INC COM 931142103 216 2318 SH DFND 1 0 0 2318 WASTE MGMT INC DEL COM 94106L109 769 8638 SH DFND 1 0 0 8638 WATERS CORP COM 941848103 1468 7782 SH DFND 1 0 0 7782 WEC ENERGY GROUP INC COM 92939U106 2167 31290 SH DFND 1 0 0 31290 WEIBO CORP SPONSORED ADR 948596101 546 9365 SH DFND 1 0 0 9365 WELLS FARGO CO NEW COM 949746101 665 14451 SH DFND 1 8154 0 6297 WESTERN GAS EQUITY PARTNERS COMUNT LTD PT 95825R103 5033 181514 SH DFND 1 5202 0 176312 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 3578 84716 SH DFND 1 4430 0 80286 WESTLAKE CHEM PARTNERS LP COM UNIT RP LP 960417103 8785 364065 SH DFND 1 29800 0 334265 WEYERHAEUSER CO COM 962166104 413 18857 SH DFND 1 6957 0 11900 WILLIAMS COS INC DEL COM 969457100 8030 364188 SH DFND 1 73202 0 290986 WILLIS TOWERS WATSON PUB LTD SHS G96629103 516 3384 SH DFND 1 3384 0 0 WSFS FINL CORP COM 929328102 613 16170 SH DFND 1 16170 0 0 WYNN RESORTS LTD COM 983134107 1187 12005 SH DFND 1 0 0 12005 XCEL ENERGY INC COM 98389B100 4908 98842 SH DFND 1 172 0 98670 XG TECHNOLOGY INC COM PAR 98372A705 13 42026 SH DFND 1 0 0 42026 XYLEM INC COM 98419M100 1340 20100 SH DFND 1 0 0 20100 YANDEX N V SHS CLASS A N97284108 415 15244 SH DFND 1 0 0 15244 ZOETIS INC CL A 98978V103 991 11571 SH DFND 1 7500 0 4071