0001085146-18-002628.txt : 20181113 0001085146-18-002628.hdr.sgml : 20181113 20181113162043 ACCESSION NUMBER: 0001085146-18-002628 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181113 DATE AS OF CHANGE: 20181113 EFFECTIVENESS DATE: 20181113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TIEDEMANN ADVISORS, LLC CENTRAL INDEX KEY: 0001483232 IRS NUMBER: 261518088 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13688 FILM NUMBER: 181178252 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-396-5900 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: TIEDEMANN WEALTH MANAGEMENT, LLC DATE OF NAME CHANGE: 20100203 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001483232 XXXXXXXX 09-30-2018 09-30-2018 false TIEDEMANN ADVISORS, LLC

520 MADISON AVENUE 26TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-13688 N Kevin Moran 212-396-5910 /s/ Kevin Moran New York NY 11-06-2018 1 308 1689937 1 0001432976 028-13689 Tiedemann Wealth Management Holdings, LLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 1365 6468 SH DFND 1 5094 0 1374 ABBOTT LABS COM 002824100 1302 17743 SH DFND 1 9927 0 7816 ABBVIE INC COM 00287Y109 1175 12440 SH DFND 1 6216 0 6224 ABERDEEN EMRG MRKTS EQT INM COM 00301W105 95 13865 SH DFND 1 13865 0 0 ADOBE SYS INC COM 00724F101 672 2486 SH DFND 1 2458 0 28 AFLAC INC COM 001055102 379 8038 SH DFND 1 4004 0 4034 AIR LEASE CORP CL A 00912X302 598 12992 SH DFND 1 12992 0 0 AIR PRODS & CHEMS INC COM 009158106 295 1754 SH DFND 1 0 0 1754 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1265 7688 SH DFND 1 7638 0 50 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 4650 227992 SH DFND 1 34447 0 193545 ALLIANT ENERGY CORP COM 018802108 1825 42890 SH DFND 1 0 0 42890 ALLSTATE CORP COM 020002101 309 3120 SH DFND 1 3120 0 0 ALPHABET INC CAP STK CL C 02079K107 17130 14354 SH DFND 1 1896 0 12458 ALPHABET INC CAP STK CL A 02079K305 18965 15711 SH DFND 1 2336 0 13375 ALPS ETF TR ALERIAN MLP 00162Q866 230 21547 SH DFND 1 0 0 21547 ALTRIA GROUP INC COM 02209S103 1199 19668 SH DFND 1 15354 0 4314 AMAZON COM INC COM 023135106 6553 3274 SH DFND 1 3027 0 247 AMERI HLDGS INC COM 02362F104 245 188723 SH DFND 1 8490 0 180233 AMERICAN ELEC PWR INC COM 025537101 4248 59924 SH DFND 1 440 0 59484 AMERICAN EXPRESS CO COM 025816109 1524 14327 SH DFND 1 6230 0 8097 AMERICAN TOWER CORP NEW COM 03027X100 2133 14609 SH DFND 1 12473 0 2136 AMERICAN WTR WKS CO INC NEW COM 030420103 1749 19880 SH DFND 1 0 0 19880 AMERIGAS PARTNERS L P UNIT L P INT 030975106 7853 198732 SH DFND 1 20060 0 178672 AMGEN INC COM 031162100 2340 11286 SH DFND 1 2403 0 8883 ANDEAVOR COM 03349M105 230 1500 SH DFND 1 0 0 1500 APOLLO MEDICAL HLDGS INC COM NEW 03763A207 430 19500 SH DFND 1 0 0 19500 APPLE INC COM 037833100 14558 64478 SH DFND 1 33582 0 30896 APTIV PLC SHS G6095L109 629 7500 SH DFND 1 7500 0 0 AQUA AMERICA INC COM 03836W103 1163 31504 SH DFND 1 29584 0 1920 AT&T INC COM 00206R102 1405 41891 SH DFND 1 32166 0 9725 ATLANTIC CAP BANCSHARES INC COM 048269203 584 34861 SH DFND 1 34861 0 0 ATMOS ENERGY CORP COM 049560105 1079 11484 SH DFND 1 1364 0 10120 ATRICURE INC COM 04963C209 254 7263 SH DFND 1 7263 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 907 5997 SH DFND 1 3100 0 2897 AZURRX BIOPHARMA INC COM 05502L105 154 60000 SH DFND 1 60000 0 0 BANK AMER CORP COM 060505104 650 22034 SH DFND 1 5874 0 16160 BARCLAYS BK PLC IPATH S&P MLP 06742A750 1256 68822 SH DFND 1 0 0 68822 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1280 4 SH DFND 1 2 0 2 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3371 15735 SH DFND 1 13775 0 1960 BIOGEN INC COM 09062X103 300 848 SH DFND 1 58 0 790 BLACKROCK INC COM 09247X101 1961 4161 SH DFND 1 4073 0 88 BLUE APRON HLDGS INC CL A 09523Q101 592 344455 SH DFND 1 0 0 344455 BOEING CO COM 097023105 1391 3737 SH DFND 1 0 0 3737 BP MIDSTREAM PARTNERS LP UNIT LTD PTNR 0556EL109 3449 183467 SH DFND 1 16490 0 166977 BP PLC SPONSORED ADR 055622104 497 10775 SH DFND 1 10397 0 378 BRISTOL MYERS SQUIBB CO COM 110122108 1167 18814 SH DFND 1 15280 0 3534 BRIXMOR PPTY GROUP INC COM 11120U105 193 11027 SH DFND 1 0 0 11027 BROADCOM INC COM 11135F101 224 909 SH DFND 1 896 0 13 CANADIAN NATL RY CO COM 136375102 286 3190 SH DFND 1 3000 0 190 CARNIVAL CORP UNIT 99/99/9999 143658300 567 8897 SH DFND 1 8555 0 342 CATERPILLAR INC DEL COM 149123101 219 1442 SH DFND 1 0 0 1442 CELGENE CORP COM 151020104 785 8760 SH DFND 1 7356 0 1404 CHARTER COMMUNICATIONS INC N CL A 16119P108 260 798 SH DFND 1 798 0 0 CHEMOURS CO COM 163851108 319 8097 SH DFND 1 220 0 7877 CHESAPEAKE UTILS CORP COM 165303108 947 11231 SH DFND 1 0 0 11231 CHEVRON CORP NEW COM 166764100 1802 14757 SH DFND 1 9738 0 5019 CHURCH & DWIGHT INC COM 171340102 867 14600 SH DFND 1 14600 0 0 CISCO SYS INC COM 17275R102 4802 98706 SH DFND 1 7433 0 91273 CITIGROUP INC COM NEW 172967424 1283 17872 SH DFND 1 14177 0 3695 CME GROUP INC COM CL A 12572Q105 222 1307 SH DFND 1 712 0 595 CMS ENERGY CORP COM 125896100 1949 39762 SH DFND 1 0 0 39762 COCA COLA CO COM 191216100 926 19909 SH DFND 1 15909 0 4000 COGENT COMMUNICATIONS HLDGS COM NEW 19239V302 587 10518 SH DFND 1 10518 0 0 COLGATE PALMOLIVE CO COM 194162103 547 8166 SH DFND 1 7338 0 828 COMCAST CORP NEW CL A 20030N101 707 20032 SH DFND 1 16963 0 3069 CONCHO RES INC COM 20605P101 508 3325 SH DFND 1 3000 0 325 CONOCOPHILLIPS COM 20825C104 1293 16694 SH DFND 1 3568 0 13126 CONSOLIDATED EDISON INC COM 209115104 678 8900 SH DFND 1 8900 0 0 CORENERGY INFRASTRUCTURE TR COM NEW 21870U502 483 12840 SH DFND 1 0 0 12840 CORNING INC COM 219350105 585 16549 SH DFND 1 16500 0 49 COSTCO WHSL CORP NEW COM 22160K105 1663 7095 SH DFND 1 4245 0 2850 CSX CORP COM 126408103 369 4979 SH DFND 1 4979 0 0 CVS HEALTH CORP COM 126650100 863 10970 SH DFND 1 8530 0 2440 DAVITA INC COM 23918K108 1015 14171 SH DFND 1 14060 0 111 DEVON ENERGY CORP NEW COM 25179M103 719 18000 SH DFND 1 18000 0 0 DISNEY WALT CO COM DISNEY 254687106 4141 35409 SH DFND 1 26628 0 8781 DOMINION ENERGY MIDSTRM PRTN COM UT REP LTD 257454108 1248 69750 SH DFND 1 11800 0 57950 DOUBLELINE INCOME SOLUTIONS COM 258622109 2063 102094 SH DFND 1 68116 0 33978 DOWDUPONT INC COM 26078J100 17014 264611 SH DFND 1 21657 0 242954 DUKE ENERGY CORP NEW COM NEW 26441C204 925 11563 SH DFND 1 0 0 11563 EATON VANCE TXMGD GL BUYWR O COM 27829C105 1079 89700 SH DFND 1 0 0 89700 ECOLAB INC COM 278865100 1093 6952 SH DFND 1 6522 0 430 EDWARDS LIFESCIENCES CORP COM 28176E108 237 1360 SH DFND 1 1360 0 0 ELECTRONIC ARTS INC COM 285512109 736 6106 SH DFND 1 157 0 5949 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 16104 1465304 SH DFND 1 130272 0 1335032 ENBRIDGE INC COM 29250N105 334 10377 SH DFND 1 3131 0 7246 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 8129 466378 SH DFND 1 17620 0 448758 ENERGY TRANSFER PARTNERS LP UNIT LTD PRT INT 29278N103 13070 587156 SH DFND 1 32406 0 554750 ENTERPRISE PRODS PARTNERS L COM 293792107 55795 1942070 SH DFND 1 197857 0 1744213 EOG RES INC COM 26875P101 1939 15202 SH DFND 1 15202 0 0 EQT CORP COM 26884L109 6613 149500 SH DFND 1 0 0 149500 EQT MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 8299 157265 SH DFND 1 20208 0 137057 ETF SER SOLUTIONS DEEP VALUE ETF 26922A701 119213 3373952 SH DFND 1 2355531 0 1018421 EVERSOURCE ENERGY COM 30040W108 3396 55280 SH DFND 1 0 0 55280 EXELON CORP COM 30161N101 14086 322645 SH DFND 1 1190 0 321455 EXXON MOBIL CORP COM 30231G102 33102 389331 SH DFND 1 382446 0 6885 FACEBOOK INC CL A 30303M102 3339 20307 SH DFND 1 17497 0 2810 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 2733 21435 SH DFND 1 0 0 21435 FEDEX CORP COM 31428X106 1380 5717 SH DFND 1 5717 0 0 FIBROGEN INC COM 31572Q808 913 15025 SH DFND 1 15025 0 0 FIRST TR ENERGY INCOME & GRW COM 33738G104 4608 207556 SH DFND 1 204761 0 2795 FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 96586 4117965 SH DFND 1 879217 0 3238748 FIRST TR MLP & ENERGY INCOME COM 33739B104 8403 671273 SH DFND 1 612289 0 58984 FORTIS INC COM 349553107 7649 235940 SH DFND 1 0 0 235940 FUSION CONNECT INC COM 36116X102 67 25920 SH DFND 1 25920 0 0 GABELLI EQUITY TR INC COM 362397101 87 13355 SH DFND 1 13355 0 0 GCP APPLIED TECHNOLOGIES INC COM 36164Y101 1027 38687 SH DFND 1 38687 0 0 GENERAL ELECTRIC CO COM 369604103 743 65306 SH DFND 1 41001 0 24305 GILEAD SCIENCES INC COM 375558103 1183 15324 SH DFND 1 15324 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1358 6057 SH DFND 1 5870 0 187 GRACE W R & CO DEL NEW COM 38388F108 2765 38687 SH DFND 1 38687 0 0 HERITAGE COMMERCE CORP COM 426927109 8965 600869 SH DFND 1 0 0 600869 HILLTOP HOLDINGS INC COM 432748101 5102 252980 SH DFND 1 0 0 252980 HOLLY ENERGY PARTNERS L P COM UT LTD PTN 435763107 14297 454408 SH DFND 1 64852 0 389556 HOME DEPOT INC COM 437076102 1701 8219 SH DFND 1 3295 0 4924 HONEYWELL INTL INC COM 438516106 1724 10351 SH DFND 1 7878 0 2473 IDACORP INC COM 451107106 1501 15120 SH DFND 1 0 0 15120 INFRAREIT INC COM 45685L100 306 14430 SH DFND 1 0 0 14430 INTEL CORP COM 458140100 3077 65047 SH DFND 1 31049 0 33998 INTERNATIONAL BUSINESS MACHS COM 459200101 503 3334 SH DFND 1 2245 0 1089 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 418 3000 SH DFND 1 3000 0 0 INTERNATIONAL GAME TECHNOLOG SHS USD G4863A108 833 42189 SH DFND 1 0 0 42189 INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 46137V258 898 13078 SH DFND 1 13078 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 1215 11378 SH DFND 1 0 0 11378 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 2138 15021 SH DFND 1 15021 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 32023 269536 SH DFND 1 216710 0 52826 INVESCO EXCHNG TRADED FD TR FNDMNTL HY CRP 46138E719 234 12576 SH DFND 1 0 0 12576 INVESCO EXCHNG TRADED FD TR FTSE RAFI EMNG 46138E727 1098 51918 SH DFND 1 51918 0 0 INVESCO EXCHNG TRADED FD TR FTSE RAFI DEV 46138E743 2969 68598 SH DFND 1 50488 0 18110 INVESCO QQQ TR UNIT SER 1 46090E103 476 2561 SH DFND 1 938 0 1623 ISHARES GOLD TRUST ISHARES 464285105 114 10000 SH DFND 1 10000 0 0 ISHARES INC MSCI WORLD ETF 464286392 843 9185 SH DFND 1 9185 0 0 ISHARES INC CORE MSCI EMKT 46434G103 1845 35624 SH DFND 1 2150 0 33474 ISHARES TR MRNGSTR LG-CP ET 464287127 999 5917 SH DFND 1 0 0 5917 ISHARES TR CORE S&P TTL STK 464287150 55856 834529 SH DFND 1 776935 0 57594 ISHARES TR SELECT DIVID ETF 464287168 271 2692 SH DFND 1 1500 0 1192 ISHARES TR TIPS BD ETF 464287176 586 5308 SH DFND 1 4781 0 527 ISHARES TR CORE S&P500 ETF 464287200 21826 74237 SH DFND 1 0 0 74237 ISHARES TR MSCI EMG MKT ETF 464287234 1745 40641 SH DFND 1 3250 0 37391 ISHARES TR S&P 500 GRWT ETF 464287309 8167 45963 SH DFND 1 40463 0 5500 ISHARES TR MSCI EAFE ETF 464287465 3975 58457 SH DFND 1 7421 0 51036 ISHARES TR RUS MD CP GR ETF 464287481 962 7077 SH DFND 1 7077 0 0 ISHARES TR RUS MID CAP ETF 464287499 1883 8492 SH DFND 1 5827 0 2665 ISHARES TR CORE S&P MCP ETF 464287507 21865 108195 SH DFND 1 80961 0 27234 ISHARES TR RUS 1000 VAL ETF 464287598 4899 38444 SH DFND 1 5489 0 32955 ISHARES TR RUS 1000 GRW ETF 464287614 3537 22605 SH DFND 1 10573 0 12032 ISHARES TR RUS 1000 ETF 464287622 8051 49581 SH DFND 1 0 0 49581 ISHARES TR RUS 2000 VAL ETF 464287630 598 4467 SH DFND 1 845 0 3622 ISHARES TR RUS 2000 GRW ETF 464287648 1465 6793 SH DFND 1 1029 0 5764 ISHARES TR RUSSELL 2000 ETF 464287655 7874 46585 SH DFND 1 860 0 45725 ISHARES TR RUSSELL 3000 ETF 464287689 12704 73399 SH DFND 1 18738 0 54661 ISHARES TR U.S. TECH ETF 464287721 461 2375 SH DFND 1 1860 0 515 ISHARES TR CORE S&P SCP ETF 464287804 3117 35577 SH DFND 1 11821 0 23756 ISHARES TR AGENCY BOND ETF 464288166 538 4848 SH DFND 1 4848 0 0 ISHARES TR MSCI AC ASIA ETF 464288182 235 3324 SH DFND 1 1010 0 2314 ISHARES TR MRGSTR MD CP ETF 464288208 427 2219 SH DFND 1 0 0 2219 ISHARES TR MSCI ACWI ETF 464288257 27654 372414 SH DFND 1 0 0 372414 ISHARES TR INTL SEL DIV ETF 464288448 819 24815 SH DFND 1 0 0 24815 ISHARES TR US AER DEF ETF 464288760 217 1000 SH DFND 1 0 0 1000 ISHARES TR MSCI USA ESG SLC 464288802 348 2903 SH DFND 1 0 0 2903 ISHARES TR EAFE VALUE ETF 464288877 3724 71720 SH DFND 1 51556 0 20164 ISHARES TR EAFE GRWTH ETF 464288885 205 2559 SH DFND 1 0 0 2559 ISHARES TR NEW ZEALAND ETF 464289123 645 13267 SH DFND 1 0 0 13267 ISHARES TR GRWT ALLOCAT ETF 464289867 238 5274 SH DFND 1 5274 0 0 ISHARES TR MODERT ALLOC ETF 464289875 72994 1926429 SH DFND 1 1674879 0 251550 ISHARES TR FLTG RATE NT ETF 46429B655 473 9271 SH DFND 1 0 0 9271 ISHARES TR CORE MSCI TOTAL 46432F834 530 8780 SH DFND 1 8780 0 0 ISHARES TR CORE MSCI EAFE 46432F842 1615 25204 SH DFND 1 780 0 24424 JANUS HENDERSON GROUP PLC ORD SHS G4474Y214 644 23901 SH DFND 1 0 0 23901 JOHNSON & JOHNSON COM 478160104 7078 51232 SH DFND 1 42424 0 8808 JPMORGAN CHASE & CO COM 46625H100 3863 34227 SH DFND 1 22443 0 11784 KANSAS CITY SOUTHERN COM NEW 485170302 716 6300 SH DFND 1 2000 0 4300 KINDER MORGAN INC DEL COM 49456B101 15396 868408 SH DFND 1 107431 0 760977 KRAFT HEINZ CO COM 500754106 339 6156 SH DFND 1 4204 0 1952 LAUDER ESTEE COS INC CL A 518439104 593 4082 SH DFND 1 4000 0 82 LIBERTY MEDIA CORP DELAWARE COM C SIRIUSXM 531229607 244 5606 SH DFND 1 5606 0 0 LIBERTY PPTY TR SH BEN INT 531172104 349 8174 SH DFND 1 8174 0 0 LILLY ELI & CO COM 532457108 275 2563 SH DFND 1 35 0 2528 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 513 5000 SH DFND 1 5000 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 32493 479786 SH DFND 1 48889 0 430897 MASTERCARD INCORPORATED CL A 57636Q104 2450 11010 SH DFND 1 10110 0 900 MCDONALDS CORP COM 580135101 954 5712 SH DFND 1 4478 0 1234 MEDTRONIC PLC SHS G5960L103 221 2242 SH DFND 1 2242 0 0 MERCK & CO INC COM 58933Y105 882 12353 SH DFND 1 3617 0 8736 METLIFE INC COM 59156R108 330 7087 SH DFND 1 2572 0 4515 MICROSOFT CORP COM 594918104 6915 60449 SH DFND 1 20226 0 40223 MIMEDX GROUP INC COM 602496101 8976 1452418 SH DFND 1 463564 0 988854 MOLINA HEALTHCARE INC COM 60855R100 57870 389171 SH DFND 1 0 0 389171 MONDELEZ INTL INC CL A 609207105 678 15702 SH DFND 1 11628 0 4074 MORGAN STANLEY COM NEW 617446448 586 12581 SH DFND 1 12581 0 0 MPLX LP COM UNIT REP LTD 55336V100 3678 106048 SH DFND 1 1650 0 104398 NATIONAL GRID PLC SPONSORED ADR NE 636274409 965 18604 SH DFND 1 0 0 18604 NETFLIX INC COM 64110L106 3642 9734 SH DFND 1 9655 0 79 NEW JERSEY RES COM 646025106 1658 35692 SH DFND 1 0 0 35692 NEXTERA ENERGY INC COM 65339F101 15861 94631 SH DFND 1 7112 0 87519 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 22908 472349 SH DFND 1 56072 0 416277 NIKE INC CL B 654106103 735 8667 SH DFND 1 7710 0 957 NISOURCE INC COM 65473P105 2226 89368 SH DFND 1 108 0 89260 NORDSTROM INC COM 655664100 4359 72890 SH DFND 1 0 0 72890 NOVO-NORDISK A S ADR 670100205 267 5662 SH DFND 1 495 0 5167 NVIDIA CORP COM 67066G104 5189 18469 SH DFND 1 417 0 18052 OCCIDENTAL PETE CORP DEL COM 674599105 1090 13149 SH DFND 1 10624 0 2525 ONEOK INC NEW COM 682680103 7214 106397 SH DFND 1 18421 0 87976 ORACLE CORP COM 68389X105 112893 2189524 SH DFND 1 5660 0 2183864 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 63 11700 SH DFND 1 0 0 11700 PAYPAL HLDGS INC COM 70450Y103 981 11162 SH DFND 1 10079 0 1083 PEMBINA PIPELINE CORP COM 706327103 328 9592 SH DFND 1 8282 0 1310 PEPSICO INC COM 713448108 1778 15904 SH DFND 1 5672 0 10232 PFIZER INC COM 717081103 2432 55157 SH DFND 1 41476 0 13681 PHILIP MORRIS INTL INC COM 718172109 1628 19684 SH DFND 1 14638 0 5046 PHILLIPS 66 COM 718546104 1042 9267 SH DFND 1 3373 0 5894 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 19165 374762 SH DFND 1 40064 0 334698 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 12711 508246 SH DFND 1 61467 0 446779 PPG INDS INC COM 693506107 218 2000 SH DFND 1 2000 0 0 PPL CORP COM 69351T106 3790 127750 SH DFND 1 0 0 127750 PROCTER AND GAMBLE CO COM 742718109 1076 12959 SH DFND 1 6807 0 6152 PROSPECT CAPITAL CORPORATION COM 74348T102 81 11000 SH DFND 1 0 0 11000 PUBLIC SVC ENTERPRISE GROUP COM 744573106 12073 228708 SH DFND 1 3167 0 225541 QUALCOMM INC COM 747525103 219 3037 SH DFND 1 817 0 2220 RALPH LAUREN CORP CL A 751212101 796 5763 SH DFND 1 5763 0 0 RAYTHEON CO COM NEW 755111507 1467 7089 SH DFND 1 3563 0 3526 REGENERON PHARMACEUTICALS COM 75886F107 288 713 SH DFND 1 713 0 0 RENASANT CORP COM 75970E107 780 18916 SH DFND 1 0 0 18916 ROSS STORES INC COM 778296103 278 2801 SH DFND 1 0 0 2801 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 504 7389 SH DFND 1 7389 0 0 SALESFORCE COM INC COM 79466L302 1639 10311 SH DFND 1 9632 0 679 SANCHEZ ENERGY CORP COM 79970Y105 160 69700 SH DFND 1 0 0 69700 SCHEIN HENRY INC COM 806407102 255 3000 SH DFND 1 3000 0 0 SCHLUMBERGER LTD COM 806857108 827 13470 SH DFND 1 12163 0 1307 SCHWAB CHARLES CORP NEW COM 808513105 226 4595 SH DFND 1 4595 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 2407 34613 SH DFND 1 0 0 34613 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 610 20340 SH DFND 1 285 0 20055 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 3548 87112 SH DFND 1 1160 0 85952 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 30011 756290 SH DFND 1 40171 0 716119 SEI INVESTMENTS CO COM 784117103 287 4704 SH DFND 1 4704 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 237 4070 SH DFND 1 2680 0 1390 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 6604 122395 SH DFND 1 122395 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 364 13235 SH DFND 1 4110 0 9125 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 308 3935 SH DFND 1 2835 0 1100 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 239 3172 SH DFND 1 3022 0 150 SEMPRA ENERGY COM 816851109 205 1798 SH DFND 1 1173 0 625 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 8963 419165 SH DFND 1 47865 0 371300 SOUTHERN CO COM 842587107 293 6718 SH DFND 1 0 0 6718 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 257 971 SH DFND 1 665 0 306 SPDR GOLD TRUST GOLD SHS 78463V107 3066 27191 SH DFND 1 21125 0 6066 SPDR S&P 500 ETF TR TR UNIT 78462F103 58282 199563 SH DFND 1 142384 0 57179 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 2191 5945 SH DFND 1 85 0 5860 SPDR SER TR SPDR BLOOMBERG 78468R663 15597 170311 SH DFND 1 0 0 170311 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 2145 59492 SH DFND 1 59492 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 297 5000 SH DFND 1 5000 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 8774 89603 SH DFND 1 0 0 89603 SPECTRA ENERGY PARTNERS LP COM 84756N109 5224 146306 SH DFND 1 35513 0 110793 SPRING BK PHARMACEUTICALS IN COM 849431101 4964 412049 SH DFND 1 70227 0 341822 SQUARE INC CL A 852234103 990 10000 SH DFND 1 0 0 10000 STARBUCKS CORP COM 855244109 1022 17954 SH DFND 1 6042 0 11912 SVB FINL GROUP COM 78486Q101 559 1800 SH DFND 1 1800 0 0 TABLEAU SOFTWARE INC CL A 87336U105 1599 14309 SH DFND 1 0 0 14309 TC PIPELINES LP UT COM LTD PRT 87233Q108 18654 615023 SH DFND 1 56525 0 558498 TESLA INC COM 88160R101 4147 15659 SH DFND 1 331 0 15328 THERMO FISHER SCIENTIFIC INC COM 883556102 375 1536 SH DFND 1 927 0 609 TJX COS INC NEW COM 872540109 213 1900 SH DFND 1 1000 0 900 TORCHMARK CORP COM 891027104 351 4050 SH DFND 1 0 0 4050 TRANSCANADA CORP COM 89353D107 17247 426124 SH DFND 1 42576 0 383548 TRANSMONTAIGNE PARTNERS L P COM UNIT L P 89376V100 2172 56380 SH DFND 1 7520 0 48860 UBS AG JERSEY BRH ALERIAN INFRST 902641646 275 11423 SH DFND 1 0 0 11423 UGI CORP NEW COM 902681105 9531 171040 SH DFND 1 0 0 171040 UNILEVER N V N Y SHS NEW 904784709 228 4106 SH DFND 1 620 0 3486 UNION BANKSHARES CORP NEW COM 90539J109 477 12385 SH DFND 1 12385 0 0 UNION PAC CORP COM 907818108 757 4650 SH DFND 1 4650 0 0 UNITED TECHNOLOGIES CORP COM 913017109 2113 15119 SH DFND 1 12657 0 2462 UNITEDHEALTH GROUP INC COM 91324P102 229 860 SH DFND 1 700 0 160 US BANCORP DEL COM NEW 902973304 469 8815 SH DFND 1 0 0 8815 VALERO ENERGY PARTNERS LP COM UNT REP LP 91914J102 2162 57083 SH DFND 1 7843 0 49240 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 465 5968 SH DFND 1 4298 0 1670 VANGUARD GROUP DIV APP ETF 921908844 576 5185 SH DFND 1 1474 0 3711 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 3630 13542 SH DFND 1 1221 0 12321 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 7237 89699 SH DFND 1 6641 0 83058 VANGUARD INDEX FDS MID CAP ETF 922908629 1507 9129 SH DFND 1 122 0 9007 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 2450 19935 SH DFND 1 0 0 19935 VANGUARD INDEX FDS GROWTH ETF 922908736 1398 8666 SH DFND 1 2236 0 6430 VANGUARD INDEX FDS VALUE ETF 922908744 2251 20213 SH DFND 1 11992 0 8221 VANGUARD INDEX FDS SMALL CP ETF 922908751 1428 8751 SH DFND 1 700 0 8051 VANGUARD INDEX FDS TOTAL STK MKT 922908769 55078 366294 SH DFND 1 355430 0 10864 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 5253 68943 SH DFND 1 8440 0 60503 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2464 47104 SH DFND 1 0 0 47104 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2106 50841 SH DFND 1 2237 0 48604 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 803 11254 SH DFND 1 0 0 11254 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 2136 155 SH DFND 1 155 0 0 VANGUARD STAR FD VG TL INTL STK F 921909768 7033 129596 SH DFND 1 129063 0 533 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 8794 202515 SH DFND 1 69986 0 132529 VANGUARD WORLD FDS INF TECH ETF 92204A702 986 4868 SH DFND 1 1056 0 3812 VANGUARD WORLD FDS UTILITIES ETF 92204A876 313 2650 SH DFND 1 650 0 2000 VERIZON COMMUNICATIONS INC COM 92343V104 1259 23553 SH DFND 1 4913 0 18640 VISA INC COM CL A 92826C839 1416 9431 SH DFND 1 7535 0 1896 WABTEC CORP COM 929740108 315 3000 SH DFND 1 3000 0 0 WEC ENERGY GROUP INC COM 92939U106 2062 30890 SH DFND 1 0 0 30890 WELLS FARGO CO NEW COM 949746101 735 13949 SH DFND 1 8317 0 5632 WESTERN GAS EQUITY PARTNERS COMUNT LTD PT 95825R103 1806 60320 SH DFND 1 4730 0 55590 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 1852 42410 SH DFND 1 3420 0 38990 WESTLAKE CHEM PARTNERS LP COM UNIT RP LP 960417103 8676 348465 SH DFND 1 31775 0 316690 WEYERHAEUSER CO COM 962166104 266 8228 SH DFND 1 8228 0 0 WILLIAMS COS INC DEL COM 969457100 16110 592510 SH DFND 1 71618 0 520892 WILLIS TOWERS WATSON PUB LTD SHS G96629103 479 3384 SH DFND 1 3384 0 0 WSFS FINL CORP COM 929328102 762 16170 SH DFND 1 16170 0 0 WYNN RESORTS LTD COM 983134107 255 2010 SH DFND 1 0 0 2010 XCEL ENERGY INC COM 98389B100 2497 52870 SH DFND 1 0 0 52870 XG TECHNOLOGY INC COM PAR 98372A705 11 26605 SH DFND 1 0 0 26605 ZOETIS INC CL A 98978V103 916 10000 SH DFND 1 7500 0 2500