0001085146-17-002512.txt : 20171128 0001085146-17-002512.hdr.sgml : 20171128 20171127182751 ACCESSION NUMBER: 0001085146-17-002512 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171128 DATE AS OF CHANGE: 20171127 EFFECTIVENESS DATE: 20171128 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TIEDEMANN WEALTH MANAGEMENT, LLC CENTRAL INDEX KEY: 0001483232 IRS NUMBER: 261518088 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-13688 FILM NUMBER: 171223816 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-396-5900 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001483232 XXXXXXXX 09-30-2017 09-30-2017 true 1 RESTATEMENT false TIEDEMANN WEALTH MANAGEMENT, LLC

520 MADISON AVENUE 26TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-13688 N Kevin Moran 212 396-5910 /s/ Kevin Moran New York NY 11-27-2017 1 468 1112643 false 1 0001432976 028-13689 Tiedemann Wealth Management Holdings, LLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y1013011439SHSOLE 1439003M COCOM88579Y1012821599SHOTR 0015998X8 INC NEWCOM28291410033621757SHOTR 0021757ABBVIE INCCOM00287Y1093455469SHOTR 005469ABBVIE INCCOM00287Y1094214748SHSOLE 474800ABERDEEN ASIA PACIFIC INCOMCOM0030091075410500SHSOLE 0010500ACCENTURE PLC IRELANDSHS CLASS AG1151C1013412790SHOTR 002790ACCENTURE PLC IRELANDSHS CLASS AG1151C101118875SHSOLE 87500ADOBE SYS INCCOM00724F1013423149SHOTR 003149ADOBE SYS INCCOM00724F1014703143SHSOLE 314300ADVISORY BRD COCOM00762W1073126976SHOTR 006976AEGION CORPCOM00770F10447224770SHOTR 0024770AES CORPCOM00130H10532625363SHOTR 0025363AGCO CORPCOM00108410287917832SHOTR 0017832AKORN INCCOM00972810639414446SHOTR 0014446ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1025413135SHSOLE 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CORPCOM3695501082521623SHOTR 001623GENERAL DYNAMICS CORPCOM36955010844213SHSOLE 21300GENERAL ELECTRIC COCOM36960410376525836SHOTR 0025836GENERAL ELECTRIC COCOM369604103145559145SHSOLE 5724501900GENESIS ENERGY L PUNIT LTD PARTN3719271045159135879SHOTR 00135879GENTHERM INCCOM37253A10397230931SHOTR 0030931GENWORTH FINL INCCOM CL A37247D10611423048SHOTR 0023048GEOSPACE TECHNOLOGIES CORPCOM37364X10923311950SHOTR 0011950GILEAD SCIENCES INCCOM3755581032252841SHOTR 002841GILEAD SCIENCES INCCOM37555810356702SHSOLE 70200GLAXOSMITHKLINE PLCSPONSORED ADR37733W105164938231SHOTR 0038231GLAXOSMITHKLINE PLCSPONSORED ADR37733W1051824405SHSOLE 40800325GOLDMAN SACHS GROUP INCCOM38141G1042031258SHOTR 001258GOLDMAN SACHS GROUP INCCOM38141G104226951SHSOLE 95100HANESBRANDS INCCOM41034510248119042SHOTR 0019042HEALTHCARE SVCS GRP INCCOM4219061083889795SHOTR 009795HILL ROM HLDGS INCCOM4314751025368651SHOTR 008651HILLTOP HOLDINGS INCCOM4327481015682252980SHSOLE 00252980HOLLY ENERGY PARTNERS L PCOM UT LTD PTN43576310713981418593SHSOLE 41484337500HOME DEPOT INCCOM4370761025384182SHOTR 004182HOME DEPOT INCCOM4370761024552802SHSOLE 27020100HONDA MOTOR LTDAMERN SHS438128308128844541SHOTR 0044541HONDA MOTOR LTDAMERN SHS43812830810340SHSOLE 00340HONEYWELL INTL INCCOM4385161062311979SHOTR 001979HONEYWELL INTL INCCOM43851610610417455SHSOLE 68550600HP INCCOM40434L10518611973SHOTR 0011973HP INCCOM40434L10515849SHSOLE 3370512ICON PLCSHSG4705A1003784883SHOTR 004883IDACORP INCCOM4511071068669850SHSOLE 985000IDEX CORPCOM45167R1045065404SHOTR 005404INFRAREIT INCCOM45685L100188083090SHSOLE 8309000INTEL CORPCOM45814010040210646SHOTR 0010646INTEL CORPCOM458140100160142060SHSOLE 416270433INTERNATIONAL BUSINESS MACHSCOM4592001014042773SHSOLE 26410132INTERNATIONAL BUSINESS MACHSCOM4592001012761736SHOTR 001736INVESCO SR INCOME TRCOM46131H107654151079SHSOLE 00151078IROBOT CORPCOM4627261004109325SHOTR 009325ISHARESGRWT ALLOCAT ETF4642898672375274SHSOLE 527400ISHARESMODERT ALLOC ETF464289875660631740114SHSOLE 174011400ISHARES GOLD TRUSTISHARES46428510512710000SHSOLE 0010000ISHARES INCMSCI JPN ETF NEW46434G82213610793SHSOLE 12010781ISHARES INCMSCI WORLD ETF464286392147817592SHSOLE 1759200ISHARES TRAGENCY BOND ETF4642881669718540SHSOLE 854000ISHARES TRCORE S&P MCP ETF46428750730947172986SHSOLE 17298600ISHARES TRCORE S&P SCP ETF4642878042693608SHSOLE 360800ISHARES TRCORE S&P TTL STK46428715050724880030SHSOLE 88003000ISHARES TRCORE S&P500 ETF464287200930242757SHSOLE 0042756ISHARES TREAFE VALUE ETF464288877483688595SHSOLE 8859500ISHARES TRMSCI EAFE ETF4642874653455019SHSOLE 501900ISHARES TRMSCI EMG MKT ETF46428723447910681SHSOLE 1068100ISHARES TRNASDAQ BIOTECH4642875565841750SHSOLE 175000ISHARES TRRUS 1000 GRW ETF46428761419185SHOTR 00185ISHARES TRRUS 1000 GRW ETF4642876146345608SHSOLE 240603202ISHARES TRRUS 1000 VAL ETF46428759814130SHOTR 00130ISHARES TRRUS 1000 VAL ETF4642875987446542SHSOLE 413902403ISHARES TRRUS MD CP GR ETF464287481146012895SHSOLE 1289500ISHARES TRRUSSELL 2000 ETF464287655139711099SHSOLE 832010267ISHARES TRRUSSELL 3000 ETF464287689279818740SHSOLE 1874000ISHARES TRS&P 500 GRWT ETF464287309728450797SHSOLE 4269781000ISHARES TRU.S. TECH ETF4642877213002000SHSOLE 200000JOHNSON & JOHNSONCOM478160104218118466SHOTR 0018466JOHNSON & JOHNSONCOM478160104229917811SHSOLE 1644601365JPMORGAN CHASE & COALERIAN ML ETN46625H3653855128759SHSOLE 61430067328JPMORGAN CHASE & COCOM46625H100142815044SHSOLE 147140330JPMORGAN CHASE & COCOM46625H10088613308SHOTR 0013308KEYCORP NEWCOM493267108594879SHSOLE 004879KEYCORP NEWCOM49326710812310073SHOTR 0010073KIMBERLY CLARK CORPCOM4943681031971558SHOTR 001558KIMBERLY CLARK CORPCOM494368103111916SHSOLE 6500266KINDER MORGAN INC DELCOM49456B1018572446951SHSOLE 43921677350KNOWLES CORPCOM49926D10934224313SHOTR 0024313KOPPERS HOLDINGS INCCOM50060P10645013994SHOTR 0013994KRAFT HEINZ COCOM500754106356539829SHOTR 0039829KRAFT HEINZ COCOM50075410625279SHSOLE 00279LIGAND PHARMACEUTICALS INCCOM NEW53220K5043263195SHOTR 003195LKQ 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INCCOM58933Y10572811315SHSOLE 104010914MICROSOFT CORPCOM594918104241341890SHOTR 0041890MICROSOFT CORPCOM594918104241933878SHSOLE 2765906218MIDDLEBY CORPCOM59627810110798730SHOTR 008730MIMEDX GROUP INCCOM60249610139245672SHOTR 0045672MITSUBISHI UFJ FINL GROUP INSPONSORED ADR6068221048316460SHOTR 0016460MITSUBISHI UFJ FINL GROUP INSPONSORED ADR6068221041178SHSOLE 17800MOLINA HEALTHCARE INCCOM60855R100484783108SHOTR 0083108MOLINA HEALTHCARE INCCOM60855R100777411333005SHSOLE 001333005MONDELEZ INTL INCCL A60920710548210973SHOTR 0010973MONDELEZ INTL INCCL A6092071051062573SHSOLE 24100163MONOLITHIC PWR SYS INCCOM6098391054275307SHOTR 005307MONRO INCCOM6102361012804579SHOTR 004579MOTORCAR PTS AMER INCCOM62007110044515463SHOTR 0015463MPLX LPCOM UNIT REP LTD55336V100681951SHSOLE 17330218MPLX LPCOM UNIT REP LTD55336V1006342187313SHOTR 00187313MURPHY USA INCCOM6267551023625075SHOTR 005075NATIONAL GRID PLCSPONSORED ADR NE636274409445070964SHSOLE 7096400NAUTILUS INCCOM63910B10257825450SHOTR 0025450NEOGENOMICS INCCOM NEW64049M20923628750SHOTR 0028750NETFLIX INCCOM64110L10613687545SHSOLE 754500NEW JERSEY RESCOM646025106123729150SHSOLE 2915000NEWFIELD EXPL COCOM65129010851811919SHOTR 0011919NEXTERA ENERGY INCCOM65339F1012161768SHOTR 001768NEXTERA ENERGY INCCOM65339F101526935960SHSOLE 34652128523NEXTERA ENERGY PARTNERS LPCOM UNIT PART IN65341B10611112275804SHSOLE 27219936050NGL ENERGY PARTNERS LPCOM UNIT REPST62913M10759151125SHSOLE 5112500NOBLE CORP PLCSHS USDG654311017812354SHOTR 0012354NOKIA CORPSPONSORED ADR65490220413222024SHSOLE 2202400NORDSON CORPCOM6556631023703715SHOTR 003715NOVARTIS A GSPONSORED ADR66987V1092643340SHOTR 003340NOVARTIS A GSPONSORED ADR66987V10911126SHSOLE 12600OGE ENERGY CORPCOM67083710393129457SHOTR 0029457OGE ENERGY CORPCOM6708371033100SHSOLE 00100OLLIES BARGAIN OUTLT HLDGS ICOM68111610932012199SHOTR 0012199ONEOK INC NEWCOM6826801036558118360SHSOLE 11836000OPEN TEXT CORPCOM68371510689013725SHOTR 0013725ORACLE CORPCOM68389X1051323362SHOTR 003362ORACLE CORPCOM68389X1055398136303SHSOLE 49010131402PAYPAL HLDGS INCCOM70450Y103198248368SHOTR 0048368PAYPAL HLDGS INCCOM70450Y103991564SHSOLE 1535029PENTAIR PLCSHSG7S00T1048129SHSOLE 44085PENTAIR PLCSHSG7S00T1043715779SHOTR 005779PEPSICO INCCOM7134481086145533SHSOLE 50100523PEPSICO INCCOM713448108247922790SHOTR 0022790PFIZER INCCOM71708110349114491SHOTR 0014491PFIZER INCCOM717081103110230970SHSOLE 2933501635PHILIP MORRIS INTL INCCOM7181721092612688SHOTR 002688PHILIP MORRIS INTL INCCOM7181721094313847SHSOLE 3787060PHILLIPS 66COM7185461043324120SHOTR 004120PHILLIPS 66COM7185461046907563SHSOLE 74460117PHILLIPS 66 PARTNERS LPCOM UNIT REP INT71854920711729223149SHSOLE 22154416050PIMCO CA MUNICIPAL INCOME FDCOM72200N106120972024SHSOLE 0072024PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN7265031056549208494SHOTR 00208494PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN7265031059783460634SHSOLE 45455438802200PLANTRONICS INC NEWCOM7274931085019650SHOTR 009650PLEXUS CORPCOM72913210052711275SHOTR 0011275PNC FINL SVCS GROUP INCCOM693475105177919751SHOTR 0019751PNC FINL SVCS GROUP INCCOM69347510515165SHSOLE 00165POLARIS INDS INCCOM73106810222215SHSOLE 21500POLARIS INDS INCCOM73106810290711717SHOTR 0011717POWER INTEGRATIONS INCCOM7392761033285200SHOTR 005200POWERSHARES ETF TR IIDEV MKTS EX-US73936T789242454930SHSOLE 5493000POWERSHARES ETF TR IIEMER MRKT PORT73936T763143167039SHSOLE 6703900POWERSHARES ETF TRUSTFTSE RAFI 100073935X58325203235181SHSOLE 203871313100POWERSHARES ETF TRUSTFTSE US1500 SM73935X567296123617SHSOLE 2361700PPG INDS INCCOM6935061072102029SHOTR 002029PPG INDS INCCOM693506107111SHSOLE 0011PRICELINE GRP INCCOM NEW74150340336602487SHOTR 002487PRICELINE GRP INCCOM NEW741503403557305SHSOLE 30302PROCTER AND GAMBLE COCOM742718109218324328SHOTR 0024328PROCTER AND GAMBLE COCOM7427181097047736SHSOLE 68240912PROSPECT CAPITAL CORPORATIONCOM74348T1027511000SHSOLE 1100000PUBLIC SVC ENTERPRISE GROUPCOM744573106399986466SHSOLE 8365628100QUALCOMM INCCOM747525103381755719SHOTR 0055719QUALCOMM INCCOM747525103561001SHSOLE 8170184RALPH LAUREN CORPCL A7512121015125763SHSOLE 576300ROCKWELL COLLINS INCCOM7743411012361800SHSOLE 180000ROSS STORES INCCOM778296103162625286SHOTR 0025286ROSS STORES INCCOM778296103105516412SHSOLE 0016412ROYAL DUTCH SHELL PLCSPONS ADR A7802592064437311SHSOLE 731100RYDEX ETF TRUSTGUG S&P500 PU VA78355W30481413205SHSOLE 1320500SALESFORCE COM INCCOM79466L3024564875SHSOLE 487500SANDERSON FARMS INCCOM8000131044804985SHOTR 004985SCHLUMBERGER LTDCOM806857108339743202SHOTR 0043202SCHLUMBERGER LTDCOM8068571083174506SHSOLE 4452054SCHWAB CHARLES CORP NEWCOM808513105289691730SHOTR 0091730SCHWAB CHARLES CORP NEWCOM8085131052395588SHSOLE 51950393SCHWAB STRATEGIC TRSCHWAB FDT US LG8085247713752120619SHSOLE 00120619SCHWAB STRATEGIC TRSCHWAB FDT US SC8085247633352107643SHSOLE 00107642SCHWAB STRATEGIC TRSCHWB FDT INT LG8085247552399494SHSOLE 009494SELECT COMFORT CORPCOM81616X10354325156SHOTR 0025156SELECT SECTOR SPDR TRENERGY81369Y50688312900SHSOLE 0129000SELECT SECTOR SPDR TRSBI CONS STPLS81369Y3088499157428SHSOLE 139288181400SEMPRA ENERGYCOM816851109461140124SHSOLE 3834817760SHELL MIDSTREAM PARTNERS L PUNIT LTD INT8226341016944249439SHSOLE 24943900SHUTTERFLY INCCOM82568P3043467761SHOTR 007761SOUTHERN COCOM842587107470095630SHSOLE 9563000SPDR GOLD TRUSTGOLD SHS78463V107380131253SHSOLE 2710641470SPDR S&P 500 ETF TRTR UNIT78462F1033021395SHOTR 001395SPDR S&P 500 ETF TRTR UNIT78462F1031999979672SHSOLE 7655003122SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y1077522650SHSOLE 8502565SPDR SERIES TRUSTS&P DIVID ETF78464A7633484128SHSOLE 004128SPECTRA ENERGY PARTNERS LPCOM84756N10914646329994SHSOLE 32664433500SPS COMM INCCOM78463M1072573500SHOTR 003500STAMPS COM INCCOM NEW8528572008959470SHOTR 009470STARBUCKS CORPCOM8552441092454563SHSOLE 456300STERICYCLE INCCOM858912108214326737SHOTR 0026737STERICYCLE INCCOM858912108224SHSOLE 0024SUNTRUST BKS INCCOM867914103127329055SHOTR 0029055SUNTRUST BKS INCCOM86791410313292SHSOLE 00292SUPER MICRO COMPUTER INCCOM86800U10432313800SHOTR 0013800SYNAPTICS INCCOM87157D10978113329SHOTR 0013329TAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADR874039100105534479SHOTR 0034479TAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADR8740391009305SHSOLE 00305TALLGRASS ENERGY GP LPSHS CL A8746961075059210361SHOTR 00210361TALLGRASS ENERGY PARTNERS LPCOM UNIT874697105208543540SHSOLE 4203915010TARGA RES CORPCOM87612G1013687761SHSOLE 776100TARGET CORPCOM87612E106188827489SHOTR 0027489TARGET CORPCOM87612E10621309SHSOLE 610248TC PIPELINES LPUT COM LTD PRT87233Q108519191030SHOTR 0091030TC PIPELINES LPUT COM LTD PRT87233Q10812677242282SHSOLE 24042318590TENNECO INCCOM8803491054257290SHOTR 007290TEXAS INSTRS INCCOM8825081043985677SHOTR 005677TEXAS INSTRS INCCOM88250810468764SHSOLE 724040THERMO FISHER SCIENTIFIC INCCOM8835561022091101SHSOLE 110100THOR INDS INCCOM88516010189810605SHOTR 0010605TIME WARNER INCCOM NEW8873173033464352SHOTR 004352TIME WARNER INCCOM NEW8873173034184084SHSOLE 4048036TIMKEN COCOM88738910486824693SHOTR 0024693TJX COS INC NEWCOM872540109119315956SHOTR 0015956TJX COS INC NEWCOM872540109761033SHSOLE 1000033TORCHMARK CORPCOM89102710492314440SHOTR 0014440TORCHMARK CORPCOM8910271048125SHSOLE 00125TRANSCANADA CORPCOM89353D1079180184137SHSOLE 18057735600TRANSMONTAIGNE PARTNERS L PCOM UNIT L P89376V100125129300SHSOLE 2930000TRAVELERS COMPANIES INCCOM89417E109163014227SHOTR 0014227TRAVELERS COMPANIES INCCOM89417E10917153SHSOLE 280125TREEHOUSE FOODS INCCOM89469A104162118596SHOTR 0018596TREX CO INCCOM89531P1055759800SHOTR 009800TRINITY INDS INCCOM89652210990037239SHOTR 0037239TYLER TECHNOLOGIES INCCOM9022521053221883SHOTR 001883UBS AG JERSEY BRHALERIAN INFRST9026416462368300SHOTR 008300UBS AG JERSEY BRHALERIAN INFRST9026416464357153466SHSOLE 00153466UGI CORP NEWCOM902681105111623680SHSOLE 2368000ULTIMATE SOFTWARE GROUP INCCOM90385D1077313575SHOTR 003575UNILEVER N VN Y SHS NEW9047847092615654SHOTR 005654UNION PAC CORPCOM9078181082112164SHOTR 002164UNION PAC CORPCOM9078181086895955SHSOLE 5922033UNITED TECHNOLOGIES CORPCOM91301710910268835SHSOLE 883500UNITEDHEALTH GROUP INCCOM91324P1023572552SHOTR 002552UNITEDHEALTH GROUP INCCOM91324P1022871551SHSOLE 12500301US BANCORP DELCOM NEW902973304177341346SHOTR 0041346US BANCORP DELCOM NEW9029733042716154SHSOLE 67505479VANGUARD INDEX FDSGROWTH ETF92290873611549965SHSOLE 171608249VANGUARD INDEX FDSMCAP GR IDXVIP92290853811609529SHSOLE 952900VANGUARD INDEX FDSMID CAP ETF9229086292251529SHSOLE 152900VANGUARD INDEX FDSS&P 500 ETF SHS9229083634111784SHSOLE 178400VANGUARD INDEX FDSTOTAL STK MKT9229087691171590452SHSOLE 9045200VANGUARD INDEX FDSVALUE ETF922908744137515222SHSOLE 4040011182VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF921943858357783813SHSOLE 73550010263VASCO DATA SEC INTL INCCOM92230Y10418410425SHOTR 0010425VERISK ANALYTICS INCCOM92345Y106227928038SHOTR 0028038VERIZON COMMUNICATIONS INCCOM92343V104155729953SHOTR 0029953VERIZON COMMUNICATIONS INCCOM92343V104901731SHSOLE 001731VIACOM INC NEWCL B92553P20117446SHOTR 00446VIACOM INC NEWCL B92553P2011915000SHSOLE 005000VIASAT INCCOM92552V1002393200SHOTR 003200VIRTUSA CORPCOM92827P10226110563SHOTR 0010563VISA INCCOM CL A92826C839315238118SHOTR 0038118VISA INCCOM CL A92826C8399198748SHSOLE 8674074WAGEWORKS INCCOM9304271094978152SHOTR 008152WALGREENS BOOTS ALLIANCE INCCOM9314271083103849SHOTR 003849WALGREENS BOOTS ALLIANCE INCCOM931427108681SHSOLE 41040WAL-MART STORES INCCOM931142103263236489SHOTR 0036489WAL-MART STORES INCCOM9311421031582176SHSOLE 21801958WEC ENERGY GROUP INCCOM92939U10685513620SHSOLE 1362000WELLS FARGO CO NEWCOM949746101190943105SHOTR 0043105WELLS FARGO CO NEWCOM94974610167512462SHSOLE 1134501117WESTERN UN COCOM95980210955626725SHOTR 0026725WESTLAKE CHEM PARTNERS LPCOM UNIT RP LP9604171033989175730SHSOLE 17573000WESTROCK COCOM96145D1053086352SHOTR 006352WESTROCK COCOM96145D105129SHSOLE 0029WILLIAMS COS INC DELCOM9694571005610182561SHOTR 00182561WILLIAMS COS INC DELCOM96945710055818557SHSOLE 1751901038WILLIAMS PARTNERS L P NEWCOM UNIT LTD PAR96949L1054989134155SHOTR 00134155WILLIAMS PARTNERS L P NEWCOM UNIT LTD PAR96949L1059320239576SHSOLE 23783617400WILLIS TOWERS WATSON PUB LTDSHSG966291036013884SHSOLE 388400WIX COM LTDSHSM9806810543410000SHSOLE 0010000XCEL ENERGY INCCOM98389B100121425470SHSOLE 2547000