0000909012-11-000446.txt : 20110812 0000909012-11-000446.hdr.sgml : 20110812 20110812152229 ACCESSION NUMBER: 0000909012-11-000446 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110812 DATE AS OF CHANGE: 20110812 EFFECTIVENESS DATE: 20110812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kingfisher Capital LLC CENTRAL INDEX KEY: 0001483170 IRS NUMBER: 264831865 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13782 FILM NUMBER: 111031100 BUSINESS ADDRESS: STREET 1: 215 QUEENS ROAD CITY: CHARLOTTE STATE: NC ZIP: 28204 BUSINESS PHONE: 7043331710 MAIL ADDRESS: STREET 1: 215 QUEENS ROAD CITY: CHARLOTTE STATE: NC ZIP: 28204 13F-HR 1 t306461.txt KINGFISHER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F-HR Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: June 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Address: Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Title: Phone: Signature, Place, and Date of Signing: /s/ H.K. HALLETT Charlotte, NC ----------------- --------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 124 ----------- Form 13F Information Table Value Total: 182,070,803 ----------- (thousands)
MKT VALUE 13 F INFO 3-31-11 TITLE OF MARKET DIV BY INVESTING VOTING AUTHORITY DESCRIPTION CLASS SYMBOL CUSIP VALUE 1000 QUANTITY DISCRETION NONE SOLE SHARED ------------------------------------------------------------------------------------------------------------------------------------ -------------------------------------------------------------------------------- iShares MSCI All Country Asia Equities AAXJ 464288182 $ 1,659,450 $ 1,659 26,761 sole 423 26,338 0 --------------------------------------------------- Abbott Labs Equities ABT 2824100 $ 1,123,121 $ 1,123 21,344 sole 21,344 0 0 --------------------------------------------------- Aecom Technologies Corp Equities ACM 00766T100 $ 685,359 $ 685 25,068 sole 417 24,651 0 --------------------------------------------------- ISHARES MCSI ACWI INDEX FUND Equities ACWI 464288257 $ 1,010,645 $ 1,011 20,946 sole 20,946 0 0 --------------------------------------------------- American Eagle Outfitters, New Equities AEO 02553E106 $ 1,039,737 $ 1,040 81,548 sole 0 81,548 0 --------------------------------------------------- Advent Claymore Global Conv Equities AGC 02301T108 $ 1,614,221 $ 1,614 178,367 sole 178,367 0 0 --------------------------------------------------- Applied Materials, Inc. Equities AMAT 38222105 $ 940,298 $ 940 72,275 sole 72,275 0 0 --------------------------------------------------- Arrow Electrs Inc Equities ARW 42735100 $ 746,544 $ 747 17,989 sole 0 17,989 0 --------------------------------------------------- American Water Works Co. Equities AWK 30420103 $ 1,277,394 $ 1,277 43,375 sole 3,025 40,350 0 --------------------------------------------------- AMERICAN AXLE & MFG HOLDINGS C Equities AXL 24061103 $ 704,308 $ 704 61,890 sole 0 61,890 0 --------------------------------------------------- Bank of America Corporation Equities BAC 60505104 $ 402,955 $ 403 36,766 sole 34,686 2,080 0 --------------------------------------------------- BANCO BRADESCO ADR Equities BBD 59460303 $ 1,429,157 $ 1,429 69,749 sole 0 69,749 0 --------------------------------------------------- BB&T Corporation Equities BBT 54937107 $ 267,353 $ 267 9,961 sole 9,961 0 --------------------------------------------------- Becton, Dickinson and Company Equities BDX 75887109 $ 808,792 $ 809 9,386 sole 9,386 0 --------------------------------------------------- Saul Centers, Inc. Equities BFS 804395101 $ 230,315 $ 230 5,850 sole 5,850 0 --------------------------------------------------- Blackrock Inc Equities BLK 09247X101 $ 1,105,017 $ 1,105 5,761 sole 155 5,606 0 --------------------------------------------------- BP Prudhoe Bay Royalty Trust Equities BPT 55630107 $ 1,017,558 $ 1,018 9,113 sole 9,113 0 --------------------------------------------------- Berkshire Hathaway Inc. Class Equities BRKA 84670108 $ 1,277,155 $ 1,277 11 sole 10 1 0 --------------------------------------------------- Berkshire Hathaway Inc Del Cl Equities BRKB 84670702 $ 1,949,609 $ 1,950 25,192 sole 25,136 56 0 --------------------------------------------------- Blackstone Group L Pcom Unit R Equities BX 09253U108 $ 1,980,278 $ 1,980 119,582 sole 542 119,040 0 --------------------------------------------------- Citigroup, Inc. Equities C 172967101 $ 1,434,456 $ 1,434 34,449 sole 550 33,899 0 --------------------------------------------------- CF INDUSTRIES HOLDINGS INC Equities CF 125269100 $ 1,523,803 $ 1,524 10,756 sole 160 10,596 0 --------------------------------------------------- Calamos Conv Opps & Inc Fd Equities CHI 128117108 $ 5,228,551 $ 5,229 397,911 sole 197,710 200,201 0 --------------------------------------------------- China Mobile (Hong Kong) Ltd. Equities CHL 16941M109 $ 821,597 $ 822 17,563 sole 17,563 0 --------------------------------------------------- iShares Barclays Intermediate Equities CIU 464288638 $ 2,334,773 $ 2,335 21,902 sole 21,902 0 --------------------------------------------------- Colgate-Palmolive Company Equities CL 194162103 $ 671,309 $ 671 7,680 sole 7,680 0 --------------------------------------------------- Comerica Incorporated Equities CMA 200340107 $ 597,482 $ 597 17,283 sole 17,283 0 --------------------------------------------------- Canadian Oil Sands Trust Equities COSWF 13642L100 $ 1,756,194 $ 1,756 60,789 sole 60,789 0 --------------------------------------------------- Chiquita Brands Intl Equities CQB 170032809 $ 638,683 $ 639 49,054 sole 835 48,219 0 --------------------------------------------------- Credit Suisse High Yield Bond Equities DHY 22544F103 $ 1,068,458 $ 1,068 330,792 sole 330,792 0 --------------------------------------------------- Directv Group, Inc. Equities DTV 25459L106 $ 877,204 $ 877 17,261 sole 0 17,261 0 --------------------------------------------------- Duff & Phelps Utilities & Corp Equities DUC 26432K108 $ 1,036,729 $ 1,037 91,503 sole 91,503 0 --------------------------------------------------- iShares Inc Mcsi Chile Investa Equities ECH 464286640 $ 1,033,926 $ 1,034 13,718 sole 13,718 0 --------------------------------------------------- Morgan Stanley Emerging Market Equities EDD 617477104 $ 4,012,315 $ 4,012 227,843 sole 227,843 0 --------------------------------------------------- Express Scripts, Inc. Equities ESRX 302182100 $ 1,041,490 $ 1,041 19,294 sole 200 19,094 0 --------------------------------------------------- Eaton Vance Txmg Gl Bu Equities ETW 27829C105 $ 2,239,865 $ 2,240 184,655 sole 184,655 0 --------------------------------------------------- iShares MSCI Canada Equities EWC 464286509 $ 3,950,611 $ 3,951 124,743 sole 56,378 68,365 0 --------------------------------------------------- iShares MSCI Singapore Equities EWS 464286673 $ 778,134 $ 778 56,674 sole 56,674 0 --------------------------------------------------- Exelon Corporation Equities EXC 30161N101 $ 1,201,842 $ 1,202 28,054 sole 28,054 0 --------------------------------------------------- Ford Motor Company Equities F 345370860 $ 1,636,073 $ 1,636 118,642 sole 3,535 115,107 0 --------------------------------------------------- Aberdeen Asia Pacific Income Equities FAX 3009107 $ 1,690,635 $ 1,691 230,646 sole 230,646 0 --------------------------------------------------- First Trust NYSE Arca Biotech Equities FBT 33733E203 $ 776,713 $ 777 17,717 sole 260 17,457 0 --------------------------------------------------- General Electric Company Equities GE 369604103 $ 3,622,087 $ 3,622 192,051 sole 99,349 92,702 0 --------------------------------------------------- Goldman Sachs Group, Inc. Equities GS 38141G104 $ 1,039,300 $ 1,039 7,809 sole 0 7,809 0 --------------------------------------------------- GLOBAL X/INTERBOLSA FTSE Equities GXG 37950E200 $ 1,021,992 $ 1,022 48,344 sole 48,344 0 --------------------------------------------------- HSBC Holdings Plc Adr Equities HBC 404280406 $ 668,878 $ 669 13,480 sole 13,480 0 --------------------------------------------------- Hugoton Royalty Tr Ubi Units O Equities HGT 444717102 $ 978,798 $ 979 43,043 sole 43,043 0 --------------------------------------------------- H. J. Heinz Company Equities HNZ 423074103 $ 287,712 $ 288 5,400 sole 5,400 0 --------------------------------------------------- Hewlett-Packard Company Equities HPQ 428236103 $ 1,433,250 $ 1,433 39,375 sole 500 38,875 0 --------------------------------------------------- Hyflux Ltd Equities HYFXF Y3817K10 $ 132,159 $ 132 81,529 sole 81,529 0 --------------------------------------------------- ING Asia Pacific High Dividend Equities IAE 44983J107 $ 1,898,457 $ 1,898 98,213 sole 98,213 0 --------------------------------------------------- iShares Gold Trust Equities IAU 464285105 $ 4,081,544 $ 4,082 278,794 sole 278,794 0 --------------------------------------------------- iShares NASDAQ Biotechnology S Equities IBB 464287556 $ 1,151,608 $ 1,152 10,797 sole 160 10,637 0 --------------------------------------------------- International Business Machine Equities IBM 459200101 $ 1,076,648 $ 1,077 6,276 sole 6,276 0 --------------------------------------------------- iShares Dow Jones Intl Select Equities IDV 464288448 $ 1,612,278 $ 1,612 45,276 sole 45,276 0 --------------------------------------------------- MarketVectors Etf Tr Indonesi Equities IDX 57060U753 $ 1,160,906 $ 1,161 36,301 sole 36,301 0 --------------------------------------------------- The India Fund, Inc. Equities IFN 454089103 $ 3,652,043 $ 3,652 120,529 sole 120,529 0 --------------------------------------------------- ING Clarion Global Real Estate Equities IGR 44982G104 $ 1,104,095 $ 1,104 131,911 sole 131,911 0 --------------------------------------------------- iShares S&P MidCap 400 Growth Equities IJK 464287606 $ 1,506,035 $ 1,506 13,574 sole 520 13,054 0 --------------------------------------------------- iShares S&P Latin America 40 I Equities ILF 464287390 $ 2,555,242 $ 2,555 49,501 sole 49,501 0 --------------------------------------------------- IMAX Corporation Equities IMAX 45245E109 $ 924,385 $ 924 28,504 sole 0 28,504 0 --------------------------------------------------- Intel Corporation Equities INTC 458140100 $ 1,529,350 $ 1,529 69,014 sole 69,014 0 --------------------------------------------------- ITT Corporation Equities ITT 450911102 $ 1,608,039 $ 1,608 27,287 sole 2,273 25,014 0 --------------------------------------------------- Itau Unibanco Banco Holding SA Equities ITUB 465562106 $ 2,861,254 $ 2,861 121,497 sole 49,094 72,403 0 --------------------------------------------------- Illinois Tool Works Inc. Equities ITW 452308109 $ 988,349 $ 988 17,496 sole 17,496 0 --------------------------------------------------- iShares Russell MidCap Index Equities IWR 464287499 $ 1,496,250 $ 1,496 13,684 sole 13,684 0 --------------------------------------------------- iShares Dow Jones US Real Esta Equities IYR 464287739 $ 790,895 $ 791 13,116 sole 13,116 0 --------------------------------------------------- Johnson Controls, Inc. Equities JCI 478366107 $ 715,927 $ 716 17,185 sole 0 17,185 0 --------------------------------------------------- Penney J C Inc Equities JCP 708160106 $ 758,015 $ 758 21,946 sole 21,946 0 --------------------------------------------------- Johnson & Johnson Equities JNJ 478160104 $ 786,732 $ 787 11,827 sole 10,157 1,670 0 --------------------------------------------------- KKR & Co. L.P. Equities KKR 48248M102 $ 2,174,836 $ 2,175 133,262 sole 3,060 130,202 0 --------------------------------------------------- Kinder Morgan Mgmt (KMR) Equities KMR 49455U100 $ 715,603 $ 716 10,910 sole 10,910 0 --------------------------------------------------- Coca-Cola Company Equities KO 191216100 $ 831,704 $ 832 12,360 sole 12,360 0 --------------------------------------------------- Kayne Anderson Mlp Invt Equities KYN 486606106 $ 3,360,715 $ 3,361 111,098 sole 111,098 0 --------------------------------------------------- US AIRWAYS GROUP INC COM Equities LCC 90341W108 $ 993,955 $ 994 111,555 sole 0 111,555 0 --------------------------------------------------- Life Technologies Corp Com Equities LIFE 3217V1098 $ 299,298 $ 299 5,748 sole 5,548 200 0 --------------------------------------------------- iShares Goldman Sachs Investop Equities LQD 464287242 $ 1,781,132 $ 1,781 16,173 sole 16,173 0 --------------------------------------------------- Mastercard Incorporated Equities MA 57636Q104 $ 989,299 $ 989 3,283 sole 50 3,233 0 --------------------------------------------------- McDermott International Equities MDR 580037109 $ 1,102,625 $ 1,103 55,660 sole 929 54,731 0 --------------------------------------------------- Macquarie Global Infrastructur Equities MGU 55608D101 $ 3,932,457 $ 3,932 211,764 sole 106,543 105,221 0 --------------------------------------------------- Martin Marietta Matls Equities MLM 573284106 $ 824,171 $ 824 10,306 sole 10,306 0 --------------------------------------------------- MFS Multimarket Income Trust Equities MMT 552737108 $ 3,915,222 $ 3,915 573,239 sole 573,239 0 --------------------------------------------------- Microsoft Corporation Equities MSFT 594918104 $ 1,997,642 $ 1,998 76,832 sole 40,260 36,572 0 --------------------------------------------------- Nextera Energy Inc. Equities NEE 65339F101 $ 285,864 $ 286 4,975 sole 4,975 0 --------------------------------------------------- Nokia Corporation Equities NOK 654902204 $ 902,870 $ 903 140,634 sole 0 140,634 0 --------------------------------------------------- Peoples United Finl Inc Equities PBCT 712704105 $ 701,393 $ 701 52,187 sole 52,187 0 --------------------------------------------------- Plum Creek Timber Company, Inc Equities PCL 729251108 $ 1,021,730 $ 1,022 25,203 sole 25,203 0 --------------------------------------------------- PepsiCo Equities PEP 713448108 $ 1,623,557 $ 1,624 23,052 sole 23,052 0 --------------------------------------------------- Pfizer Inc. Equities PFE 717081103 $ 744,752 $ 745 36,153 sole 36,153 0 --------------------------------------------------- iShares S&P U.S. Preferred Sto Equities PFF 464288687 $ 2,303,294 $ 2,303 58,076 sole 58,076 0 --------------------------------------------------- Procter & Gamble Company Equities PG 742718109 $ 722,791 $ 723 11,370 sole 11,370 0 --------------------------------------------------- PowerShares Global Water Portf Equities PIO 73936T623 $ 1,150,088 $ 1,150 56,766 sole 56,766 0 --------------------------------------------------- Piedmont Natural Gas Company, Equities PNY 720186105 $ 275,971 $ 276 9,120 sole 9,120 0 --------------------------------------------------- Putnam Premier Income Trust Sh Equities PPT 746853100 $ 889,025 $ 889 135,729 sole 135,729 0 --------------------------------------------------- PowerShares Cleantech Portfoli Equities PZD 73935x278 $ 1,139,798 $ 1,140 40,162 sole 40,162 0 --------------------------------------------------- QUALCOMM, Incorporated Equities QCOM 747525103 $ 834,643 $ 835 14,697 sole 14,697 0 --------------------------------------------------- Roche Hldg Ltd Spons Equities RHHBY 71195104 $ 2,512,103 $ 2,512 59,869 sole 28,502 31,367 0 --------------------------------------------------- Royal Bank of Canada Equities RY 780087102 $ 1,475,366 $ 1,475 25,870 sole 25,368 502 0 --------------------------------------------------- SCANA Corporation Equities SCG 80589M102 $ 1,264,761 $ 1,265 32,125 sole 32,125 0 --------------------------------------------------- ProShares Ultrashort S&P 500 Equities SDS 74347R883 $ 10,586,775 $ 10,587 512,950 sole 166,159 346,791 0 --------------------------------------------------- iShares Tr 1-3 Yr Trs Bd Equities SHY 464287457 $ 2,562,720 $ 2,563 30,400 sole 30,400 0 --------------------------------------------------- Sina Corp Equities SINA g81477104 $ 272,222 $ 272 2,615 sole 1,740 875 0 --------------------------------------------------- Sonoco Products Company Equities SON 835495102 $ 287,412 $ 287 8,087 sole 8,087 0 --------------------------------------------------- Banco Santender Central Hispan Equities STD 05964H105 $ 484,042 $ 484 42,054 sole 42,054 0 --------------------------------------------------- Symantec Corporation Equities SYMC 871503108 $ 850,977 $ 851 43,153 sole 685 42,468 0 --------------------------------------------------- Claymore/MAC Global Solar Ener Equities TAN 18383M621 $ 255,441 $ 255 35,927 sole 35,927 0 --------------------------------------------------- Toronto Dominion Bank Equities TD 891160509 $ 948,078 $ 948 11,167 sole 11,167 0 --------------------------------------------------- Telefonica S A Sponsored ADR Equities TEF 879382208 $ 902,750 $ 903 36,862 sole 36,862 0 --------------------------------------------------- TIFFANY & CO Equities TIF 886547108 $ 1,333,741 $ 1,334 16,986 sole 16,986 0 --------------------------------------------------- iShares Tr US Tips Bd Fd Equities TIP 464287176 $ 6,758,737 $ 6,759 61,088 sole 61,088 0 --------------------------------------------------- Total S.A. Sponsored ADR Equities TOT 89151E109 $ 790,268 $ 790 13,663 sole 13,663 0 --------------------------------------------------- Targacept Inc Equities TRGT 87611R306 $ 436,381 $ 436 20,711 sole 20,711 0 --------------------------------------------------- Taiwan Semiconductor Manufactu Equities TSM 874039100 $ 903,557 $ 904 71,654 sole 71,654 0 --------------------------------------------------- ISHARES MSCI TURKEY INVESTABLE Equities TUR 464286715 $ 1,040,378 $ 1,040 17,456 sole 17,456 0 --------------------------------------------------- United Technologies Corporatio Equities UTX 913017109 $ 3,038,148 $ 3,038 34,325 sole 21,474 12,851 0 --------------------------------------------------- Veolia Environnement Sponsored Equities VE 92334N103 $ 982,491 $ 982 34,668 sole 34,668 0 --------------------------------------------------- V F Corporation Equities VFC 918204108 $ 799,002 $ 799 7,360 sole 7,360 0 --------------------------------------------------- MARKET VECTORS VIETNAM ETF Equities VNM 57060U761 $ 1,120,745 $ 1,121 53,727 sole 53,727 0 --------------------------------------------------- Verizon Communications Equities VZ 92343V104 $ 3,284,686 $ 3,285 88,227 sole 46,682 41,545 0 --------------------------------------------------- Waste Management, Inc. Equities WM 94106L109 $ 1,085,526 $ 1,086 29,126 sole 29,126 0 --------------------------------------------------- Aqua America, Inc. Equities WTR 03836W103 $ 392,365 $ 392 17,851 sole 17,851 0 --------------------------------------------------- SPDR SPDR S&P HOMEBUILDERS ETF Equities XHB 78464A888 $ 472,684 $ 473 26,173 sole 26,173 0 --------------------------------------------------- Exxon Mobil Corporation Equities XOM 30231G102 $ 1,641,067 $ 1,641 20,165 sole 17,283 2,882 0 --------------------------------------------------- YUM! Brands, Inc. Equities YUM 988498101 $ 1,011,610 $ 1,012 18,313 sole 18,313 0 --------------------------------------------------- $182,070,803 $ 182,071 7,796,511 5,447,532 2,348,979