0000909012-11-000307.txt : 20110510 0000909012-11-000307.hdr.sgml : 20110510 20110510162535 ACCESSION NUMBER: 0000909012-11-000307 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110510 DATE AS OF CHANGE: 20110510 EFFECTIVENESS DATE: 20110510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kingfisher Capital LLC CENTRAL INDEX KEY: 0001483170 IRS NUMBER: 264831865 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13782 FILM NUMBER: 11828541 BUSINESS ADDRESS: STREET 1: 215 QUEENS ROAD CITY: CHARLOTTE STATE: NC ZIP: 28204 BUSINESS PHONE: 7043331710 MAIL ADDRESS: STREET 1: 215 QUEENS ROAD CITY: CHARLOTTE STATE: NC ZIP: 28204 13F-HR 1 t306359.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F-HR Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: March 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Address: Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Title: Phone: Signature, Place, and Date of Signing: /s/ H.K. HALLETT Charlotte, NC 5/10/11 ----------------- --------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 138 ----------- Form 13F Information Table Value Total: 199,366 ----------- (thousands)
MKT VALUE 13 F INFO 3-31-11 TITLE OF MARKET DIV BY INVESTING VOTING AUTHORITY DESCRIPTION CLASS SYMBOL CUSIP VALUE 1000 QUANTITY DISCRETION NONE SOLE SHARED ------------------------------------------------------------------------------------------------------------------------------------ iShares MSCI All Country Asia Common Stock AAXJ 464288182 $1,738,815 $1,739 27609 sole 26449 1160 0 Abbott Labs Common Stock ABT 2824100 $989,731 $990 20178 sole 20178 0 Aecom Technologies Corp Common Stock ACM 00766T100 $725,445 $725 26161 sole 24939 1222 0 Advent Claymore Global Conv Common Stock AGC 02301T108 $1,540,454 $1,540 156869 sole 156869 0 Applied Materials, Inc. Common Stock AMAT 38222105 $1,052,476 $1,052 67380 sole 67380 0 AMERON INCORPORATED (DELAWARE) Common Stock AMN 30710107 $1,510,116 $1,510 21638 sole 20618 1020 0 A123 Systems Com Usd0.001 Common Stock AONE 03739T108 $119,812 $120 18868 sole 18868 0 American Water Works Co. Common Stock AWK 30420103 $1,318,378 $1,318 47001 sole 42315 4686 0 Bank of America Corporation Common Stock BAC 60505104 $473,988 $474 35558 sole 35558 0 BB&T Corporation Common Stock BBT 54937107 $289,899 $290 10561 sole 10561 0 Becton, Dickinson and Company Common Stock BDX 75887109 $695,162 $695 8731 sole 8731 0 Saul Centers, Inc. Common Stock BFS 804395101 $260,618 $261 5850 sole 5850 0 Blackrock Inc Common Stock BLK 09247X101 $1,185,557 $1,186 5898 sole 5608 290 0 BP Prudhoe Bay Royalty Trust Common Stock BPT 55630107 $1,025,060 $1,025 8555 sole 8555 0 Berkshire Hathaway Inc. Class Common Stock BRKA 84670108 $1,378,300 $1,378 11 sole 11 0 Berkshire Hathaway Inc Del Cl Common Stock BRKB 84670702 $3,990,656 $3,991 47718 sole 22386 25332 0 Blackstone Group L Pcom Unit R Common Stock BX 09253U108 $2,248,499 $2,248 125755 sole 120597 5158 0 Citigroup, Inc. Common Stock C 172967101 $1,428,133 $1,428 323107 sole 306127 16980 0 Central Europe & Russia Fund Common Stock CEE 153436100 $738,618 $739 16305 sole 16305 0 CF INDUSTRIES HOLDINGS INC Common Stock CF 125269100 $1,563,920 $1,564 11433 sole 10868 565 0 Calamos Conv Opps & Inc Fd Common Stock CHI 128117108 $5,454,233 $5,454 408251 sole 197154 211097 0 China Mobile (Hong Kong) Ltd. Common Stock CHL 16941M109 $761,506 $762 16465 sole 16465 0 China Fd Inc Common Stock CHN 169373107 $953,511 $954 30289 sole 30289 0 CAMELOT INFORMATION SYS INC Common Stock CIS 13322v105 $969,437 $969 58435 sole 55715 2720 0 iShares Barclays Intermediate Common Stock CIU 464288638 $2,021,989 $2,022 19204 sole 19204 0 Colgate-Palmolive Company Common Stock CL 194162103 $614,261 $614 7606 sole 7606 0 Cliffs Natural Resources Inc Common Stock CLF 18683K101 $1,254,839 $1,255 12768 sole 10676 2092 0 Comerica Incorporated Common Stock CMA 200340107 $634,641 $635 17283 sole 17283 0 Teucrium Corn Fund Common Stock CORN 88166A102 $810,527 $811 18317 sole 18317 0 Canadian Oil Sands Trust Common Stock COSWF 13642L100 $1,927,806 $1,928 57324 sole 57324 0 Chiquita Brands Intl Common Stock CQB 170032809 $819,003 $819 53390 sole 50661 2729 0 Cree Resh Inc Common Stock CREE 225447101 $690,738 $691 14964 sole 12756 2208 0 WisdomTree Dreyfus Chinese Yua Common Stock CYB 97717W182 $653,958 $654 25787 sole 25787 0 PowerShares DB Agriculture Fun Common Stock DBA 73936B408 $5,615,192 $5,615 164043 sole 44361 119682 0 Deere & Company Common Stock DE 244199105 $1,706,620 $1,707 17614 sole 15794 1820 0 Credit Suisse High Yield Bond Common Stock DHY 22544F103 $903,971 $904 290666 sole 290666 0 Duff & Phelps Utilities & Corp Common Stock DUC 26432K108 $1,084,592 $1,085 98689 sole 98689 0 iShares Inc Mcsi Chile Investa Common Stock ECH 464286640 $874,365 $874 12171 sole 12171 0 Morgan Stanley Emerging Market Common Stock EDD 617477104 $1,935,236 $1,935 119459 sole 119459 0 Entech Solar Inc. Common Stock ENSL 29362Y106 $751 $1 12512 sole 12512 0 Energy Recovery Inc Com Common Stock ERII 29270J100 $167,999 $168 52830 sole 52830 0 Eaton Vance Txmg Gl Bu Common Stock ETW 27829C105 $2,172,721 $2,173 177365 sole 177365 0 iShares MSCI Canada Common Stock EWC 464286509 $7,167,366 $7,167 213251 sole 114211 99040 0 iShares MSCI Singapore Common Stock EWS 464286673 $692,700 $693 50673 sole 50673 0 Exelon Corporation Common Stock EXC 30161N101 $1,104,655 $1,105 26786 sole 26786 0 Ford Motor Company Common Stock F 345370860 $1,842,354 $1,842 123565 sole 116180 7385 0 Aberdeen Asia Pacific Income Common Stock FAX 3009107 $1,421,960 $1,422 205189 sole 205189 0 First Trust NYSE Arca Biotech Common Stock FBT 3733E203 $763,106 $763 18522 sole 17577 945 0 General Electric Company Common Stock GE 369604103 $3,963,761 $3,964 197693 sole 96145 101548 0 SPDR Gold Shares Common Stock GLD 78463V107 $438,881 $439 3138 sole 3138 0 GLOBAL X/INTERBOLSA FTSE Common Stock GXG 37950E200 $864,635 $865 21349 sole 21349 0 HSBC Holdings Plc Adr Common Stock HBC 404280406 $650,297 $650 12554 sole 12554 0 Hugoton Royalty Tr Ubi Units O Common Stock HGT 444717102 $958,120 $958 40291 sole 40291 0 H. J. Heinz Company Common Stock HNZ 423074103 $263,628 $264 5400 sole 5400 0 Hollysys Automation Tech Common Stock HOLI VGG456671053 $138,706 $139 10429 sole 10429 0 Hyflux Ltd Common Stock HYFXF Y3817K10 $119,082 $119 69492 sole 69492 0 ING Asia Pacific High Dividend Common Stock IAE 44983J107 $1,692,408 $1,692 90600 sole 90600 0 iShares Gold Trust Common Stock IAU 464285105 $3,638,653 $3,639 259533 sole 259533 0 iShares NASDAQ Biotechnology S Common Stock IBB 464287556 $1,145,630 $1,146 11438 sole 10853 585 0 International Business Machine Common Stock IBM 459200101 $961,298 $961 5895 sole 5895 0 iShares Dow Jones Intl Select Common Stock IDV 464288448 $1,516,882 $1,517 42371 sole 42371 0 MarketVectors Etf Tr Indonesi Common Stock IDX 57060U753 $967,421 $967 32312 sole 32312 0 The India Fund, Inc. Common Stock IFN 454089103 $2,345,363 $2,345 71179 sole 71179 0 ING Clarion Global Real Estate Common Stock IGR 44982G104 $1,014,690 $1,015 123592 sole 123592 0 iShares S&P MidCap 400 Growth Common Stock IJK 464287606 $1,588,709 $1,589 14397 sole 13347 1050 0 iShares S&P Latin America 40 I Common Stock ILF 464287390 $2,536,683 $2,537 47159 sole 47159 0 Intel Corporation Common Stock INTC 458140100 $1,318,884 $1,319 65356 sole 65356 0 ITT Corporation Common Stock ITT 450911102 $1,712,342 $1,712 28515 sole 25128 3387 0 Itau Unibanco Banco Holding SA Common Stock ITUB 465562106 $2,881,286 $2,881 119804 sole 70751 49053 0 Illinois Tool Works Inc. Common Stock ITW 452308109 $883,318 $883 16443 sole 16443 0 iShares Russell MidCap Index Common Stock IWR 464287499 $1,320,019 $1,320 12111 sole 12111 0 iShares Dow Jones US Real Esta Common Stock IYR 464287739 $726,046 $726 12223 sole 12223 0 Penney J C Inc Common Stock JCP 708160106 $744,989 $745 20746 sole 20746 0 Johnson & Johnson Common Stock JNJ 478160104 $564,001 $564 9519 sole 9519 0 KKR & Co. L.P. Common Stock KKR 48248M102 $2,320,916 $2,321 141433 sole 133393 8040 0 Kinder Morgan Mgmt (KMR) Common Stock KMR 49455U100 $704,267 $704 10737 sole 10737 0 Coca-Cola Company Common Stock KO 191216100 $861,757 $862 12990 sole 12990 0 Kayne Anderson Mlp Invt Common Stock KYN 486606106 $3,391,538 $3,392 103812 sole 103812 0 Longtop Financial Technologies Common Stock LFT 54318P108 $656,647 $657 20899 sole 19918 981 0 Life Technologies Corp Com Common Stock LIFE 53217V1098 $265,507 $266 5065 sole 5065 0 iShares Goldman Sachs Investop Common Stock LQD 464287242 $1,660,545 $1,661 15347 sole 15347 0 Mastercard Incorporated Common Stock MA 57636Q104 $859,372 $859 3414 sole 3238 176 0 SPDR S&P International Mid Cap Common Stock MDD 78463X764 $1,548,534 $1,549 48121 sole 45671 2450 0 McDermott International Common Stock MDR 580037109 $1,589,693 $1,590 62611 sole 59552 3059 0 Macquarie Global Infrastructur Common Stock MGU 55608D101 $3,873,372 $3,873 212589 sole 106409 106180 0 Martin Marietta Matls Common Stock MLM 573284106 $872,758 $873 9733 sole 9733 0 MFS Multimarket Income Trust Common Stock MMT 552737108 $2,137,551 $2,138 318562 sole 318562 0 MarketVectors Agribusiness ETF Common Stock MOO 57060U605 $2,061,834 $2,062 36792 sole 36792 0 Mosaic Co. Common Stock MOS 61945A107 $1,913,861 $1,914 24303 sole 21373 2930 0 Microsoft Corporation Common Stock MSFT 594918104 $2,023,694 $2,024 79704 sole 37907 41797 0 Nextera Energy Inc. Common Stock NEE 65339F101 $274,222 $274 4975 sole 4975 0 GLOBAL X FTSE NORWAY Common Stock NORW 37950E747 $833,294 $833 49395 sole 49395 0 Ocean Pwr Technologies Common Stock OPTT 674870308 $89,372 $89 16220 sole 16220 0 Peoples United Finl Inc Common Stock PBCT 712704105 $611,992 $612 48648 sole 48648 0 PowerShares Wilderhill Clean E Common Stock PBW 73935X500 $752,672 $753 69886 sole 69886 0 Plum Creek Timber Company, Inc Common Stock PCL 729251108 $1,034,211 $1,034 23715 sole 23715 0 PepsiCo Common Stock PEP 713448108 $1,432,676 $1,433 22243 sole 22243 0 Pfizer Inc. Common Stock PFE 717081103 $734,267 $734 36153 sole 36153 0 iShares S&P U.S. Preferred Sto Common Stock PFF 464288687 $2,174,406 $2,174 54840 sole 54840 0 Procter & Gamble Company Common Stock PG 742718109 $700,392 $700 11370 sole 11370 0 PowerShares Global Water Portf Common Stock PIO 73936T623 $1,018,486 $1,018 49852 sole 49852 0 Piedmont Natural Gas Company, Common Stock PNY 720186105 $301,072 $301 9920 sole 9920 0 Putnam Premier Income Trust Sh Common Stock PPT 746853100 $770,122 $770 118846 sole 118846 0 PowerShares Cleantech Portfoli Common Stock PZD 73935x278 $1,047,594 $1,048 35543 sole 35543 0 QUALCOMM, Incorporated Common Stock QCOM 747525103 $737,518 $738 13451 sole 13451 0 ProShares Ultra QQQ Common Stock QLD 74347R206 $1,425,395 $1,425 15843 sole 15843 0 PowerShares QQQ Trust, Series Common Stock QQQ 631100104 $4,569,705 $4,570 79570 sole 74990 4580 0 Roche Hldg Ltd Spons Common Stock RHHBY 71195104 $2,155,333 $2,155 60116 sole 31675 28441 0 iShares S&P Global Cons Discre Common Stock RXI 464288745 $2,456,643 $2,457 44903 sole 42998 1905 0 Royal Bank of Canada Common Stock RY 780087102 $1,545,284 $1,545 24936 sole 24936 0 Southern Copper Corporation Common Stock SCCO 84265V105 $1,959,619 $1,960 48662 sole 19195 29467 0 SCANA Corporation Common Stock SCG 80589M102 $1,264,867 $1,265 32127 sole 32127 0 iShares Tr 1-3 Yr Trs Bd Common Stock SHY 464287457 $2,352,789 $2,353 28093 sole 28093 0 Sina Corp Common Stock SINA G81477104 $241,268 $241 2254 sole 2254 0 Sonoco Products Company Common Stock SON 835495102 $292,992 $293 8087 sole 8087 0 ProShares Tr Ultra S&P 500 Common Stock SSO 74347R107 $2,325,928 $2,326 43663 sole 41003 2660 0 Banco Santender Central Hispan Common Stock STD 05964H105 $453,505 $454 38728 sole 38728 0 Suncor Energy Inc. Common Stock SU 867229106 $3,574,376 $3,574 79714 sole 73025 6689 0 Symantec Corporation Common Stock SYMC 871503108 $854,954 $855 46114 sole 43762 2352 0 Claymore/MAC Global Solar Ener Common Stock TAN 18383M621 $270,697 $271 30761 sole 30761 0 Toronto Dominion Bank Common Stock TD 891160509 $885,811 $886 9999 sole 9999 0 Telefonica S A Sponsored ADR Common Stock TEF 879382208 $876,849 $877 34768 sole 34768 0 TIFFANY & CO Common Stock TIF 886547108 $963,994 $964 15690 sole 15690 0 iShares Tr US Tips Bd Fd Common Stock TIP 464287176 $6,061,507 $6,062 55528 sole 55528 0 Total S.A. Sponsored ADR Common Stock TOT 89151E109 $780,294 $780 12798 sole 12798 0 Targacept Inc Common Stock TRGT 87611R306 $534,539 $535 20103 sole 20103 0 Taiwan Semiconductor Manufactu Common Stock TSM 874039100 $813,027 $813 66751 sole 66751 0 ISHARES MSCI TURKEY INVESTABLE Common Stock TUR 464286715 $887,440 $887 13901 sole 13901 0 United Technologies Corporatio Common Stock UTX 913017109 $2,933,586 $2,934 34655 sole 13143 21512 0 PROSHARES TRUST Common Stock UWM 74347R842 $3,694,526 $3,695 75031 sole 46981 28050 0 Veolia Environnement Sponsored Common Stock VE 92334N103 $996,785 $997 31979 sole 31979 0 V F Corporation Common Stock VFC 918204108 $670,103 $670 6801 sole 6801 0 Verizon Communications Common Stock VZ 92343V104 $3,466,860 $3,467 89954 sole 42837 47117 0 Waste Management, Inc. Common Stock WM 94106L109 $1,017,664 $1,018 27254 sole 27254 0 Aqua America, Inc. Common Stock WTR 03836W103 $397,164 $397 17351 sole 17351 0 Select Sector SPDR Trust-Finan Common Stock XLF 81369Y605 $2,718,609 $2,719 165870 sole 157575 8295 0 Exxon Mobil Corporation Common Stock XOM 30231G102 $1,539,620 $1,540 18300 sole 18300 0 YUM! Brands, Inc. Common Stock YUM 988498101 $880,294 $880 17133 sole 17133 0 $199,365,575 $199,366 7,620,749 2,445,861 5,174,888