0001482688-12-000008.txt : 20121114
0001482688-12-000008.hdr.sgml : 20121114
20121114103030
ACCESSION NUMBER: 0001482688-12-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121114
DATE AS OF CHANGE: 20121114
EFFECTIVENESS DATE: 20121114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sageworth Trust Co
CENTRAL INDEX KEY: 0001482688
IRS NUMBER: 233089620
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13708
FILM NUMBER: 121201598
BUSINESS ADDRESS:
STREET 1: 160 NORTH POINTE BLVD., SUITE 200
CITY: LANCASTER
STATE: PA
ZIP: 17601
BUSINESS PHONE: (717) 735-8000
MAIL ADDRESS:
STREET 1: 160 NORTH POINTE BLVD., SUITE 200
CITY: LANCASTER
STATE: PA
ZIP: 17601
13F-HR
1
stc3q12.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year of Quarter Ended: September 30, 2012
Check here if Amendment [ ]; Amendment Number: _____
This Amendment (Check only one): [ ] is a restatement
[ ] adds new holding entries
Institutional Manager Filing this Report:
Name: Sageworth Trust Company
Address: 160 North Pointe Blvd., Suite 200
Lancaster, PA 17601
13F File Number: 028-13708
This institutional investment manager filing this report and the person by
whom it is signed represent that the person signing the report is
authorized to submit it, that all information contained herein is
true, correct and complete, and that it is understood that all required
items, statements, schedules, lists, and tables are considered integral
parts of this form.
Person signing this Report on Behalf of Reporting Manager:
Name: David K. Kruft
Title: General Counsel
Phone: (717) 735-8000
Signature, Place and Date of Signing
/s/ David K. Kruft Lancaster, PA November 9, 2012
(Signature) (City, State) (Date)
Report Type (Check only one):
[ ] 13F HOLDINGS REPORT. (Check here if all holdings of this
reporting manager are reported in this report).
[ ] 13F NOTICE. (Check here if no holdings reported are in this
report, and all holdings are reported by other managers(s)).
[X] 13F COMBINATION REPORT. (Check here if a portion of the
holdings for this reporting manager are reported in this
report and a portion are reported by other reporting managers(s)).
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
028-11964 Aperio Group, LLC
028-00096 Capital Guardian Trust Co
028-00268 Cooke & Bieler LP
028-10968 Epoch Investment Partners, Inc
028-10663 Hamlin Capital Management, LLC
028-02777 GW Capital, Inc
028-04458 Parametric Portfolio Associates
028-01669 Pinnacle Associates Ltd
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: NONE
FORM 13F Information Table Entry Total: 32
FORM 13F Information Table Value Total: $130,628 (thousands)
List of Other Included Managers: NONE
Provide of numbered list of the name(s) and Form 13F file number(s) of
all institution investment managers with respect to which this report
is filed, other than the managers filing this form.
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M COMPANY COM 88579Y101 218 2355 SH Sole 2355
ABBOTT LABORATORIES COM 002824100 10300 150227 SH Sole 150227
ADELPHIA COMMUNICATIONS CL ESC COM 006ESC917 1 50000 SH Sole 50000
ADELPHIA RECOVERY TR CVV ACC-7 COM 00685R870 0 50000 SH Sole 50000
ALLIED IRISH BKS PLC COM 001978006 23 70670 SH Sole 70670
AMERICAN EXPRESS CO. CMN COM 025816109 227 4000 SH Sole 4000
AT&T INC CMN COM 00206r102 533 14129 SH Sole 14129
COCA-COLA COMPANY (THE) CMN COM 191216100 373 9822 SH Sole 9822
DIAGEO P L C SPON ADR NEW COM 25243Q205 225 2000 SH Sole 2000
EXXON MOBIL CORPORATION CMN COM 30231g102 202 2207 SH Sole 2207
GLOBAL S FTSE NORWAY 30 COM 37950E747 344 22808 SH Sole 22808
GLOBAL X URANIUM ETF COM 37950E754 740 96700 SH Sole 96700
ISHARES INC MSCI CDA INDEX COM 464286509 4040 141800 SH Sole 141800
ISHARES TR MSCI EAFE IDX COM 464287465 8513 160618 SH Sole 160618
ISHARES TR S&P 100 IDX FD COM 464287101 6134 92300 SH Sole 92300
ISHARES TR S&P 500 INDEX COM 464287200 8580 59419 SH Sole 59419
JOHNSON & JOHNSON CMN COM 478160104 784 11384 SH Sole 11384
KRAFT FOODS INC CL A COM 50075n104 255 6171 SH Sole 6171
LARAMIDE RES LTD COM 51669T101 20 20000 SH Sole 20000
MARKET VECTORS ETF TR GOLD MIN COM 57060U100 2738 51000 SH Sole 51000
MARKET VECTORS JUNIOR GOLD MIN COM 57060U589 326 13200 SH Sole 13200
PEPSICO INC CMN COM 713448108 213 3011 SH Sole 3011
PINETREE CAPITAL LTD COM 723330106 64 52000 SH Sole 52000
PROCTER & GAMBLE COMPANY (THE) COM 742718109 220 3172 SH Sole 3172
REAVES UTILITY INCOME FUND COM 756158101 523 20683 SH Sole 20683
SPDR GOLD TRUST ETF COM 78463v107 2745 15968 SH Sole 15968
SPDR S&P 500 ETF TRUST COM 78462F103 33561 233114 SH Sole 233114
TARGET CORP COM 87612E106 202 3180 SH Sole 3180
VANGUARD INDEX FDS STK MRK ETF COM 922908769 6702 91000 SH Sole 91000
VANGUARD TAX-MANAGED EUROPE PA COM 921943858 28835 876974 SH Sole 876974
VANGUARD TOTAL INTERNATIONAL S COM 921909768 10577 239240 SH Sole 239240
WISDOMTREE TRUST JP TOTAL DIVI COM 97717W851 2410 76231 SH Sole 76231