0001482688-12-000008.txt : 20121114 0001482688-12-000008.hdr.sgml : 20121114 20121114103030 ACCESSION NUMBER: 0001482688-12-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121114 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sageworth Trust Co CENTRAL INDEX KEY: 0001482688 IRS NUMBER: 233089620 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13708 FILM NUMBER: 121201598 BUSINESS ADDRESS: STREET 1: 160 NORTH POINTE BLVD., SUITE 200 CITY: LANCASTER STATE: PA ZIP: 17601 BUSINESS PHONE: (717) 735-8000 MAIL ADDRESS: STREET 1: 160 NORTH POINTE BLVD., SUITE 200 CITY: LANCASTER STATE: PA ZIP: 17601 13F-HR 1 stc3q12.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year of Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one): [ ] is a restatement [ ] adds new holding entries Institutional Manager Filing this Report: Name: Sageworth Trust Company Address: 160 North Pointe Blvd., Suite 200 Lancaster, PA 17601 13F File Number: 028-13708 This institutional investment manager filing this report and the person by whom it is signed represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: David K. Kruft Title: General Counsel Phone: (717) 735-8000 Signature, Place and Date of Signing /s/ David K. Kruft Lancaster, PA November 9, 2012 (Signature) (City, State) (Date) Report Type (Check only one): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other managers(s)). [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting managers(s)). List of Other Managers Reporting for this Manager: Form 13F File Number Name 028-11964 Aperio Group, LLC 028-00096 Capital Guardian Trust Co 028-00268 Cooke & Bieler LP 028-10968 Epoch Investment Partners, Inc 028-10663 Hamlin Capital Management, LLC 028-02777 GW Capital, Inc 028-04458 Parametric Portfolio Associates 028-01669 Pinnacle Associates Ltd FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: NONE FORM 13F Information Table Entry Total: 32 FORM 13F Information Table Value Total: $130,628 (thousands) List of Other Included Managers: NONE Provide of numbered list of the name(s) and Form 13F file number(s) of all institution investment managers with respect to which this report is filed, other than the managers filing this form. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M COMPANY COM 88579Y101 218 2355 SH Sole 2355 ABBOTT LABORATORIES COM 002824100 10300 150227 SH Sole 150227 ADELPHIA COMMUNICATIONS CL ESC COM 006ESC917 1 50000 SH Sole 50000 ADELPHIA RECOVERY TR CVV ACC-7 COM 00685R870 0 50000 SH Sole 50000 ALLIED IRISH BKS PLC COM 001978006 23 70670 SH Sole 70670 AMERICAN EXPRESS CO. CMN COM 025816109 227 4000 SH Sole 4000 AT&T INC CMN COM 00206r102 533 14129 SH Sole 14129 COCA-COLA COMPANY (THE) CMN COM 191216100 373 9822 SH Sole 9822 DIAGEO P L C SPON ADR NEW COM 25243Q205 225 2000 SH Sole 2000 EXXON MOBIL CORPORATION CMN COM 30231g102 202 2207 SH Sole 2207 GLOBAL S FTSE NORWAY 30 COM 37950E747 344 22808 SH Sole 22808 GLOBAL X URANIUM ETF COM 37950E754 740 96700 SH Sole 96700 ISHARES INC MSCI CDA INDEX COM 464286509 4040 141800 SH Sole 141800 ISHARES TR MSCI EAFE IDX COM 464287465 8513 160618 SH Sole 160618 ISHARES TR S&P 100 IDX FD COM 464287101 6134 92300 SH Sole 92300 ISHARES TR S&P 500 INDEX COM 464287200 8580 59419 SH Sole 59419 JOHNSON & JOHNSON CMN COM 478160104 784 11384 SH Sole 11384 KRAFT FOODS INC CL A COM 50075n104 255 6171 SH Sole 6171 LARAMIDE RES LTD COM 51669T101 20 20000 SH Sole 20000 MARKET VECTORS ETF TR GOLD MIN COM 57060U100 2738 51000 SH Sole 51000 MARKET VECTORS JUNIOR GOLD MIN COM 57060U589 326 13200 SH Sole 13200 PEPSICO INC CMN COM 713448108 213 3011 SH Sole 3011 PINETREE CAPITAL LTD COM 723330106 64 52000 SH Sole 52000 PROCTER & GAMBLE COMPANY (THE) COM 742718109 220 3172 SH Sole 3172 REAVES UTILITY INCOME FUND COM 756158101 523 20683 SH Sole 20683 SPDR GOLD TRUST ETF COM 78463v107 2745 15968 SH Sole 15968 SPDR S&P 500 ETF TRUST COM 78462F103 33561 233114 SH Sole 233114 TARGET CORP COM 87612E106 202 3180 SH Sole 3180 VANGUARD INDEX FDS STK MRK ETF COM 922908769 6702 91000 SH Sole 91000 VANGUARD TAX-MANAGED EUROPE PA COM 921943858 28835 876974 SH Sole 876974 VANGUARD TOTAL INTERNATIONAL S COM 921909768 10577 239240 SH Sole 239240 WISDOMTREE TRUST JP TOTAL DIVI COM 97717W851 2410 76231 SH Sole 76231