0001482688-11-000008.txt : 20111109 0001482688-11-000008.hdr.sgml : 20111109 20111109083311 ACCESSION NUMBER: 0001482688-11-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111109 DATE AS OF CHANGE: 20111109 EFFECTIVENESS DATE: 20111109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sageworth Trust Co CENTRAL INDEX KEY: 0001482688 IRS NUMBER: 233089620 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13708 FILM NUMBER: 111189678 BUSINESS ADDRESS: STREET 1: 160 NORTH POINTE BLVD., SUITE 200 CITY: LANCASTER STATE: PA ZIP: 17601 BUSINESS PHONE: (717) 735-8000 MAIL ADDRESS: STREET 1: 160 NORTH POINTE BLVD., SUITE 200 CITY: LANCASTER STATE: PA ZIP: 17601 13F-HR 1 stc3q11.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year of Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one): [ ] is a restatement [ ] adds new holding entries Institutional Manager Filing this Report: Name: Sageworth Trust Company Address: 160 North Pointe Blvd., Suite 200 Lancaster, PA 17601 13F File Number: 028-13708 This institutional investment manager filing this report and the person by whom it is signed represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: Scott A. Shuck Title: Chief Financial Officer Phone: (717) 735-8000 Signature, Place and Date of Signing /s/ Scott A. Shuck Lancaster, PA November 8, 2011 (Signature) (City, State) (Date) Report Type (Check only one): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other managers(s)). [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting managers(s)). List of Other Managers Reporting for this Manager: Form 13F File Number Name 028-00096 Capital Guardian Trust Co 028-00268 Cooke & Bieler LP 028-10968 Epoch Investment Partners, Inc 028-13573 Neuberger Berman Group LLC 028-02777 GW Capital, Inc 028-04458 Parametric Portfolio Associates 028-01669 Pinnacle Associates Ltd FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: NONE FORM 13F Information Table Entry Total: 18 FORM 13F Information Table Value Total: $111,817 (thousands) List of Other Included Managers: NONE Provide of numbered list of the name(s) and Form 13F file number(s) of all institution investment managers with respect to which this report is filed, other than the managers filing this form. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ADELPHIA COMMUNICATIONS CL ESC PFD 1 50000 SH Sole 50000 ADELPHIA RECOVERY TR CVV ACC-7 COM 00685R870 1 50000 SH Sole 50000 ETFS PLATINUM TR SH BEN INT COM 26922V101 755 5020 SH Sole 5020 GLOBAL X URANIUM ETF COM 37950E754 225 28500 SH Sole 28500 ISHARES INC MSCI CDA INDEX COM 464286509 4948 194100 SH Sole 194100 ISHARES TR MSCI EAFE IDX COM 464287465 11204 234483 SH Sole 234483 ISHARES TR RUSSELL 2000 COM 464287655 2975 46264 SH Sole 46264 ISHARES TR S&P 100 IDX FD COM 464287101 4747 92300 SH Sole 92300 ISHARES TR S&P 500 INDEX COM 464287200 6847 60222 SH Sole 60222 ISHARES TR US PFD STK IDX COM 464288687 203 5691 SH Sole 5691 JOHNSON & JOHNSON CMN COM 478160104 1659 26041 SH Sole 26041 SECTOR SPDR TR SBI INT-UTILS COM 81369Y886 1009 30000 SH Sole 30000 SPDR S&P 500 ETF TRUST COM 78462F103 42162 372616 SH Sole 372616 SPDR SERIES TRUST BRCLYS YLD E COM 78464A417 1437 39700 SH Sole 39700 VANGUARD INDEX FDS STK MRK ETF COM 922908769 5253 91000 SH Sole 91000 VANGUARD TAX-MANAGED EUROPE PA COM 921943858 27358 908006 SH Sole 908006 WISDOMTREE TR EM LCL DEBT FD COM 97717X867 282 5861 SH Sole 5861 WISDOMTREE TRUST JP TOTAL DIVI COM 97717W851 751 23108 SH Sole 23108