0001482688-12-000002.txt : 20120209
0001482688-12-000002.hdr.sgml : 20120209
20120209091346
ACCESSION NUMBER: 0001482688-12-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120209
DATE AS OF CHANGE: 20120209
EFFECTIVENESS DATE: 20120209
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sageworth Trust Co
CENTRAL INDEX KEY: 0001482688
IRS NUMBER: 233089620
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13708
FILM NUMBER: 12584547
BUSINESS ADDRESS:
STREET 1: 160 NORTH POINTE BLVD., SUITE 200
CITY: LANCASTER
STATE: PA
ZIP: 17601
BUSINESS PHONE: (717) 735-8000
MAIL ADDRESS:
STREET 1: 160 NORTH POINTE BLVD., SUITE 200
CITY: LANCASTER
STATE: PA
ZIP: 17601
13F-HR
1
stc4q11.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year of Quarter Ended: December 31, 2011
Check here if Amendment [ ]; Amendment Number: _____
This Amendment (Check only one): [ ] is a restatement
[ ] adds new holding entries
Institutional Manager Filing this Report:
Name: Sageworth Trust Company
Address: 160 North Pointe Blvd., Suite 200
Lancaster, PA 17601
13F File Number: 028-13708
This institutional investment manager filing this report and the person by
whom it is signed represent that the person signing the report is
authorized to submit it, that all information contained herein is
true, correct and complete, and that it is understood that all required
items, statements, schedules, lists, and tables are considered integral
parts of this form.
Person signing this Report on Behalf of Reporting Manager:
Name: Scott A. Shuck
Title: Chief Financial Officer
Phone: (717) 735-8000
Signature, Place and Date of Signing
/s/ Scott A. Shuck Lancaster, PA February 9, 2012
(Signature) (City, State) (Date)
Report Type (Check only one):
[ ] 13F HOLDINGS REPORT. (Check here if all holdings of this
reporting manager are reported in this report).
[ ] 13F NOTICE. (Check here if no holdings reported are in this
report, and all holdings are reported by other managers(s)).
[X] 13F COMBINATION REPORT. (Check here if a portion of the
holdings for this reporting manager are reported in this
report and a portion are reported by other reporting managers(s)).
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
028-00096 Capital Guardian Trust Co
028-00268 Cooke & Bieler LP
028-10968 Epoch Investment Partners, Inc
028-10663 Hamlin Capital Management, LLC
028-13573 Neuberger Berman Group LLC
028-02777 GW Capital, Inc
028-04458 Parametric Portfolio Associates
028-01669 Pinnacle Associates Ltd
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: NONE
FORM 13F Information Table Entry Total: 16
FORM 13F Information Table Value Total: $121,563 (thousands)
List of Other Included Managers: NONE
Provide of numbered list of the name(s) and Form 13F file number(s) of
all institution investment managers with respect to which this report
is filed, other than the managers filing this form.
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ADELPHIA COMMUNICATIONS CL ESC PFD 1 50000 SH Sole 50000
ADELPHIA RECOVERY TR CVV ACC-7 COM 00685R870 0 50000 SH Sole 50000
ETFS PLATINUM TR SH BEN INT COM 26922V101 3250 23585 SH Sole 23585
GLOBAL X URANIUM ETF COM 37950E754 220 27000 SH Sole 27000
ISHARES INC MSCI CDA INDEX COM 464286509 4259 160100 SH Sole 160100
ISHARES TR MSCI EAFE IDX COM 464287465 11614 234483 SH Sole 234483
ISHARES TR RUSSELL 2000 COM 464287655 2656 36012 SH Sole 36012
ISHARES TR S&P 100 IDX FD COM 464287101 5264 92300 SH Sole 92300
ISHARES TR S&P 500 INDEX COM 464287200 7584 60207 SH Sole 60207
JOHNSON & JOHNSON CMN COM 478160104 1411 21516 SH Sole 21516
MARKET VECTORS ETF TR GOLD MIN COM 57060U100 257 5000 SH Sole 5000
SPDR S&P 500 ETF TRUST COM 78462F103 46763 372615 SH Sole 372615
SPDR SERIES TRUST BRCLYS YLD E COM 78464A417 2795 72700 SH Sole 72700
VANGUARD INDEX FDS STK MRK ETF COM 922908769 5851 91000 SH Sole 91000
VANGUARD TAX-MANAGED EUROPE PA COM 921943858 27763 906401 SH Sole 906401
WISDOMTREE TRUST JP TOTAL DIVI COM 97717W851 1875 59831 SH Sole 59831