0001482688-11-000006.txt : 20110812 0001482688-11-000006.hdr.sgml : 20110812 20110812172635 ACCESSION NUMBER: 0001482688-11-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110812 DATE AS OF CHANGE: 20110812 EFFECTIVENESS DATE: 20110812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sageworth Trust Co CENTRAL INDEX KEY: 0001482688 IRS NUMBER: 233089620 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13708 FILM NUMBER: 111032399 BUSINESS ADDRESS: STREET 1: 160 NORTH POINTE BLVD., SUITE 200 CITY: LANCASTER STATE: PA ZIP: 17601 BUSINESS PHONE: (717) 735-8000 MAIL ADDRESS: STREET 1: 160 NORTH POINTE BLVD., SUITE 200 CITY: LANCASTER STATE: PA ZIP: 17601 13F-HR 1 stc2q11.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year of Quarter Ended: June 30, 2011 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one): [ ] is a restatement [ ] adds new holding entries Institutional Manager Filing this Report: Name: Sageworth Trust Company Address: 160 North Pointe Blvd., Suite 200 Lancaster, PA 17601 13F File Number: 028-13708 This institutional investment manager filing this report and the person by whom it is signed represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: Scott A. Shuck Title: Chief Financial Officer Phone: (717) 735-8000 Signature, Place and Date of Signing /s/ Scott A. Shuck Lancaster, PA May 10, 2011 (Signature) (City, State) (Date) Report Type (Check only one): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other managers(s)). [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting managers(s)). List of Other Managers Reporting for this Manager: Form 13F File Number Name 028-00096 Capital Guardian Trust Co 028-00268 Cooke & Bieler LP 028-10968 Epoch Investment Partners, Inc 028-13573 Neuberger Berman Group LLC 028-02777 GW Capital, Inc 028-04458 Parametric Portfolio Associates 028-01669 Pinnacle Associates Ltd FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: NONE FORM 13F Information Table Entry Total: 16 FORM 13F Information Table Value Total: $128,131 (thousands) List of Other Included Managers: NONE Provide of numbered list of the name(s) and Form 13F file number(s) of all institution investment managers with respect to which this report is filed, other than the managers filing this form. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ADELPHIA COMMUNICATIONS CL ESC PFD 2 66667 SH Sole 66667 ADELPHIA RECOVERY TR CVV ACC-7 COM 00685R870 1 66667 SH Sole 66667 ETFS PLATINUM TR SH BEN INT COM 26922V101 685 4000 SH Sole 4000 ISHARES INC MSCI CDA INDEX COM 464286509 5083 160500 SH Sole 160500 ISHARES TR MSCI EAFE IDX COM 464287465 14191 235960 SH Sole 235960 ISHARES TR RUSSELL 2000 COM 464287655 1889 22814 SH Sole 22814 ISHARES TR S&P 100 IDX FD COM 464287101 5422 92300 SH Sole 92300 ISHARES TR S&P 500 INDEX COM 464287200 7983 60286 SH Sole 60286 ISHARES TR S&P NTL AMTFREE COM 464288414 3205 30964 SH Sole 30964 ISHARES TR US PFD STK IDX COM 464288687 226 5691 SH Sole 5691 JOHNSON & JOHNSON CMN COM 478160104 1945 29241 SH Sole 29241 MARKET VECTORS ETF TR GBL ALTE COM 57060U407 560 30000 SH Sole 30000 SECTOR SPDR TR SBI INT-UTILS COM 81369Y886 1004 30000 SH Sole 30000 SPDR S&P 500 ETF TR UNIT SER 1 COM 78462F103 47190 357582 SH Sole 357582 VANGUARD INDEX FDS STK MRK ETF COM 922908769 6224 91000 SH Sole 91000 VANGUARD TAX-MANAGED EUROPE PA COM 921943858 32521 854011 SH Sole 854011