0001510192-13-000026.txt : 20130328
0001510192-13-000026.hdr.sgml : 20130328
20130328184119
ACCESSION NUMBER: 0001510192-13-000026
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130326
FILED AS OF DATE: 20130328
DATE AS OF CHANGE: 20130328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MURRAY STEPHEN
CENTRAL INDEX KEY: 0001096949
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35239
FILM NUMBER: 13725816
MAIL ADDRESS:
STREET 1: CCMP CAPITAL ADVISORS, LLC
STREET 2: 245 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brenneman Greg Dean
CENTRAL INDEX KEY: 0001482243
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35239
FILM NUMBER: 13725817
MAIL ADDRESS:
STREET 1: 245 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10167
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Francesca's Holdings CORP
CENTRAL INDEX KEY: 0001399935
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600]
IRS NUMBER: 208874704
BUSINESS ADDRESS:
STREET 1: 8760 CLAY ROAD
CITY: Houston
STATE: TX
ZIP: 77080
BUSINESS PHONE: 713-864-1358
MAIL ADDRESS:
STREET 1: 8760 CLAY ROAD
CITY: Houston
STATE: TX
ZIP: 77080
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ZANNINO RICHARD F
CENTRAL INDEX KEY: 0001189770
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35239
FILM NUMBER: 13725815
MAIL ADDRESS:
STREET 1: C/O IAC/INTERACTIVECORP
STREET 2: 555 WEST 18TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10011
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CCMP Capital, LLC
CENTRAL INDEX KEY: 0001372939
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35239
FILM NUMBER: 13725822
BUSINESS ADDRESS:
STREET 1: 245 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10167
BUSINESS PHONE: 212 600-9600
MAIL ADDRESS:
STREET 1: 245 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10167
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CCMP Capital Associates GP, LLC
CENTRAL INDEX KEY: 0001372940
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35239
FILM NUMBER: 13725818
BUSINESS ADDRESS:
STREET 1: 245 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10167
BUSINESS PHONE: 212 600-9600
MAIL ADDRESS:
STREET 1: 245 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10167
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CCMP Capital Associates, L.P.
CENTRAL INDEX KEY: 0001372941
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35239
FILM NUMBER: 13725819
BUSINESS ADDRESS:
STREET 1: 245 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10167
BUSINESS PHONE: 212 600-9600
MAIL ADDRESS:
STREET 1: 245 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10167
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CCMP Capital Investors II, L.P.
CENTRAL INDEX KEY: 0001372942
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35239
FILM NUMBER: 13725821
BUSINESS ADDRESS:
STREET 1: 245 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10167
BUSINESS PHONE: 212 600-9600
MAIL ADDRESS:
STREET 1: 245 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10167
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CCMP Capital Investors (Cayman) II, L.P.
CENTRAL INDEX KEY: 0001373028
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35239
FILM NUMBER: 13725820
BUSINESS ADDRESS:
STREET 1: 245 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10167
BUSINESS PHONE: 212 600-9600
MAIL ADDRESS:
STREET 1: 245 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10167
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2013-03-26
1
0001399935
Francesca's Holdings CORP
FRAN
0001372939
CCMP Capital, LLC
245 PARK AVENUE
NEW YORK
NY
10167
1
0
1
0
0001372942
CCMP Capital Investors II, L.P.
245 PARK AVENUE
NEW YORK
NY
10167
1
0
1
0
0001373028
CCMP Capital Investors (Cayman) II, L.P.
245 PARK AVENUE
NEW YORK
NY
10167
1
0
1
0
0001372941
CCMP Capital Associates, L.P.
245 PARK AVENUE
NEW YORK
NY
10167
1
0
1
0
0001372940
CCMP Capital Associates GP, LLC
245 PARK AVENUE
NEW YORK
NY
10167
1
0
1
0
0001482243
Brenneman Greg Dean
245 PARK AVENUE
NEW YORK
NY
10167
1
0
1
0
0001096949
MURRAY STEPHEN
CCMP CAPITAL ADVISORS, LLC
245 PARK AVENUE
NEW YORK
NY
10067
1
0
1
0
0001189770
ZANNINO RICHARD F
C/O IAC/INTERACTIVECORP
555 WEST 18TH STREET
NEW YORK
NY
10011
1
0
1
0
Common Stock
2013-03-26
4
S
0
7247731
28.36
D
0
D
Common Stock
2013-03-26
4
S
0
6395304
28.36
D
0
D
Common Stock
2013-03-26
4
S
0
852427
28.36
D
0
D
Represents shares of the Issuer's common stock committed to be sold by CCMP Capital Investors II, L.P. (6,395,304 shares) and CCMP Capital Investors (Cayman) II, L.P. (852,427 shares) in an underwritten public offering pursuant to an underwriting agreement executed on March 26, 2013. The underwritten public offering is expected to close on April 2, 2013.
Represents shares of the Issuer's common stock committed to be sold by CCMP Capital Investors II, L.P. in an underwritten public offering pursuant to an underwriting agreement executed on March 26, 2013. The underwritten public offering is expected to close on April 2, 2013.
Represents shares of the Issuer's common stock committed to be sold by CCMP Capital Investors (Cayman) II, L.P. in an underwritten public offering pursuant to an underwriting agreement executed on March 26, 2013. The underwritten public offering is expected to close on April 2, 2013.
See Exhibit 99.
The amount shown represents the beneficial ownership of shares of the Issuer's Common Stock owned by CCMP Capital Investors II, L.P.
The amount shown represents the beneficial ownership of shares of the Issuer's Common Stock owned by CCMP Capital Investors (Cayman) II, L.P.
See Exhibit 99
CCMP Capital, LLC, /s/ Marc Unger, Chief Operating Officer and Chief Financial Officer
2013-03-28
CCMP Capital Investors II, L.P., By: CCMP Capital Associates, L.P., its general partner, By: CCMP Capital Associates GP, LLC, its general partner, /s/ Marc Unger, Chief Operating Officer and Chief Financial Officer
2013-03-28
CCMP Capital Investors (Cayman) II, L.P., By: CCMP Capital Associates, L.P., its general partner, By: CCMP Capital Associates GP, LLC, its general partner, /s/ Marc Unger, Chief Operating Officer and Chief Financial Officer
2013-03-28
CCMP Capital Associates, L.P., By CCMP Capital Associates GP, LLC, its general partner, /s/ Marc Unger, Chief Operating Officer and Chief Financial Officer
2013-03-28
CCMP Capital Associates GP, LLC, /s/ Marc Unger, Chief Operating Officer and Chief Financial Officer
2013-03-28
/s/ Greg D. Brenneman
2013-03-28
/s/ Stephen Murray
2013-03-28
/s/ Richard Zannino
2013-03-28
EX-99
2
exhibit99.txt
EXHIBIT 99
EXHIBIT 99
This Form 4 is being filed by (i) CCMP Capital Investors II, L.P. ("CCMP
Capital Investors"), (ii) CCMP Capital Investors (Cayman) II, L.P. ("CCMP
Cayman" and together with CCMP Capital Investors, the "CCMP Capital
Funds"), (iii) CCMP Capital Associates, L.P. ("CCMP Capital Associates"),
the general partner of the CCMP Capital Funds, (iv) CCMP Capital Associates
GP, LLC ("CCMP Capital Associates GP"), the general partner of CCMP
Capital Associates, (v) CCMP Capital, LLC ("CCMP Capital"), the owner
of CCMP Capital Associates GP, and (vi) each of Greg Brenneman, Richard
Zannino and Stephen Murray, in his capacity as a member of the CCMP
Capital investment committee that makes voting and disposition decisions
with respect to the Issuer's common stock that may be deemed to be beneficially
owned by CCMP Capital, and in the case of Mr. Brenneman and Mr. Zannino,
in his capacity as a member of the Board of Directors of the Issuer (Messrs.
Brenneman, Zannino and Murray, together with the CCMP Capital Funds,
CCMP Capital Associates and CCMP Capital Associates GP, the "Reporting
Persons"). Each of CCMP Capital Associates, CCMP Capital Associates GP
and CCMP Capital may be deemed, pursuant to Rule 13d-3 under the Securities
Exchange Act of 1934, as amended (the "Exchange Act"), to beneficially own
the Issuer's common stock reported herein held by the CCMP Capital Funds.
The actual pro rata portion of beneficial ownership of any such shares held by
the CCMP Capital Funds that may be deemed attributable to CCMP Capital
Associates, CCMP Capital Associates GP and CCMP Capital is not readily
determinable because it is subject to several variables, including the internal
rate of return and vesting of interests within CCMP Capital Associates and
the CCMP Capital Funds. As a consequence of being members of a CCMP
Capital investment committee, Greg Brenneman, Richard Zannino and Stephen
Murray may be deemed, pursuant to Rule 13d-3 under the Exchange Act, to
beneficially own all of the listed shares. The actual pro-rata portion of
beneficial ownership of any shares that may be deemed attributable to Messrs.
Brenneman, Zannino and Murray is not readily determinable because it is
subject to several variables, including the internal rate of return and
vesting of interests within CCMP Capital Associates and the CCMP Capital
Funds. The Reporting Persons disclaim beneficial ownership of the securities
to the extent it exceeds their pecuniary interest therein and the inclusion of
the shares in this report shall not be deemed to be an admission of beneficial
ownership of the reported shares for the purposes of Section 16 of the
Exchange Act or otherwise. The amount shown represents the beneficial
ownership of the Issuer's common stock held by the Reporting Persons
as a group.