0001481986-19-000006.txt : 20190814 0001481986-19-000006.hdr.sgml : 20190814 20190814091436 ACCESSION NUMBER: 0001481986-19-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190814 DATE AS OF CHANGE: 20190814 EFFECTIVENESS DATE: 20190814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DRW Securities, LLC CENTRAL INDEX KEY: 0001481986 IRS NUMBER: 364202848 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13722 FILM NUMBER: 191023194 BUSINESS ADDRESS: STREET 1: 540 WEST MADISON STREET STREET 2: SUITE 2500 CITY: CHICAGO STATE: IL ZIP: 60661 BUSINESS PHONE: 312-542-1000 MAIL ADDRESS: STREET 1: 540 WEST MADISON STREET STREET 2: SUITE 2500 CITY: CHICAGO STATE: IL ZIP: 60661 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001481986 XXXXXXXX 06-30-2019 06-30-2019 DRW Securities, LLC

540 WEST MADISON STREET SUITE 2500 CHICAGO IL 60661

13F HOLDINGS REPORT 028-13722 N ROBERT ARMOUR 312-542-3231 ROBERT ARMOUR CHICAGO IL 08-14-2019 4 115 1824237 false 1 DRW SECURITIES, LLC 3 DRW COMMODITIES, LLC 5 DRW SINGAPORE PTE., LTD. 6 GAIR LOCH ENTERPRISES, LTD. INFORMATION TABLE 2 compliance.xml DRWQ2201913F ABBOTT LABS COM 002824100 1300 15456 SH OTR 1,6 0 0 0 AKERNA CORP COM 00973W102 655 30340 SH OTR 1 0 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 893 5268 SH OTR 5 0 0 0 ALPINE IMMUNE SCIENCES INC COM 02083G100 42 10000 SH OTR 1 0 0 0 ALPS ETF TR ALERIAN M 0 00162Q866 167 16929 SH OTR 6 0 0 0 AMAZON COM INC COM 023135106 208 110 SH OTR 6 0 0 0 APPLE INC COM 037833100 7199 36371 SH OTR 1,6 0 0 0 APPLE INC COM 037833100 27669 139800 SH Put OTR 1 0 0 0 APPLE INC COM 037833100 19436 98200 SH Call OTR 1 0 0 0 APTOSE BIOSCIENCES INC COM NEW 03835T200 8736 3347018 SH OTR 1 0 0 0 ARRAY BIOPHARMA INC COM 04269X105 287 6200 SH Call OTR 1 0 0 0 BAIDU INC SPON ADR REP A 056752108 319 2714 SH OTR 5 0 0 0 BARCLAYS BK PLC IPATH B SHRT T 0 06746P621 6963 267800 SH Put OTR 1 0 0 0 BARCLAYS BK PLC IPATH B SHRT T 0 06746P621 9976 383700 SH Call OTR 1 0 0 0 BARCLAYS PLC ADR 06738E204 18431 2421972 SH OTR 5,6 0 0 0 BP PLC SPONSORED ADR 055622104 690 16535 SH OTR 5 0 0 0 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 6862 196802 SH OTR 5,6 0 0 0 CENTENE CORP DEL COM 15135B101 210 4000 SH OTR 1 0 0 0 CENTENE CORP DEL COM 15135B101 446 8500 SH Put OTR 1 0 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 919 20286 SH OTR 5 0 0 0 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 812 11900 SH OTR 5 0 0 0 CHINA TELECOM CORP LTD SPON ADR H SHS 169426103 363 7250 SH OTR 5 0 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 333 455 SH OTR 3,6 0 0 0 CHUYS HLDGS INC COM 171604101 403 17600 SH OTR 3 0 0 0 CNOOC LTD SPONSORED ADR 126132109 422 2475 SH OTR 5 0 0 0 DEERE & CO COM 244199105 227 1370 SH OTR 6 0 0 0 DIREXION SHS ETF TR DLY S&P500 BR 3X 25460E885 1215 66112 SH OTR 1 0 0 0 DIREXION SHS ETF TR DRX S&P500BULL 25459W862 4655 90660 SH OTR 1 0 0 0 EIGER BIOPHARMACEUTICALS INC COM 28249U105 742 70000 SH OTR 1,3 0 0 0 FACEBOOK INC CL A 30303M102 209 1081 SH OTR 6 0 0 0 FIRST TR STOXX EURO DIV FD COMMON SHS 33735T109 257 20509 SH OTR 6 0 0 0 GANNETT CO INC COM 36473H104 120 14700 SH Call OTR 1 0 0 0 GARRISON CAP INC COM 366554103 2706 392184 SH OTR 1 0 0 0 GENERAL ELECTRIC CO COM 369604103 305 29015 SH OTR 6 0 0 0 GENESEE & WYO INC CL A 371559105 2590 25900 SH Call OTR 1 0 0 0 GENOCEA BIOSCIENCES INC COM NEW 372427401 118 30000 SH OTR 3 0 0 0 HOST HOTELS & RESORTS INC COM 44107P104 1822 100000 SH Call OTR 1 0 0 0 HOSTESS BRANDS INC CL A 44109J106 212 14700 SH Call OTR 1 0 0 0 ICU MED INC COM 44930G107 204 810 SH OTR 1 0 0 0 IDACORP INC COM 451107106 321 3200 SH OTR 1 0 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 1373 15980 SH OTR 3,6 0 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL H 0 46137V332 454 2239 SH OTR 6 0 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 45574 244050 SH OTR 1 0 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 8011 42900 SH Put OTR 1 0 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 128253 686800 SH Call OTR 1 0 0 0 IQVIA HLDGS INC COM 46266C105 225 1400 SH Put OTR 1 0 0 0 ISHARES INC MSCI HONG KG ETF 464286871 16537 639000 SH OTR 5 0 0 0 ISHARES INC CORE MSCI EM 0 46434G103 90466 1758669 SH OTR 5 0 0 0 ISHARES INC MSCI RUSSIA ETF 46434G798 637 16182 SH OTR 6 0 0 0 ISHARES INC MSCI CDA E 0 464286509 3162 110475 SH OTR 5 0 0 0 ISHARES INC MSCI EURZONE E 0 464286608 7841 198229 SH OTR 6 0 0 0 ISHARES INC MSCI GERMANY E 0 464286806 937 33421 SH OTR 6 0 0 0 ISHARES INC MSCI SINGPOR E 0 46434G780 286 11598 SH OTR 5 0 0 0 ISHARES INC MSCI SPAIN E 0 464286764 387 13401 SH OTR 6 0 0 0 ISHARES INC MSCI SWEDEN E 0 464286756 242 7834 SH OTR 6 0 0 0 ISHARES INC MSCI SWITZERLA 0 464286749 686 18269 SH OTR 6 0 0 0 ISHARES INC MSCI THAILND E 0 464286624 1375 14388 SH OTR 5 0 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 7566 176889 SH OTR 5 0 0 0 ISHARES TR MSCI AC ASIA ETF 464288182 11165 159976 SH OTR 5 0 0 0 ISHARES TR MSCI INDIA ETF 46429B598 10837 307000 SH OTR 5 0 0 0 ISHARES TR MSCI INDONIA ETF 46429B309 4295 165249 SH OTR 5 0 0 0 ISHARES TR MSCI UK ETF NEW 46435G334 1446 44728 SH OTR 6 0 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 90423 581500 SH Call OTR 1 0 0 0 ISHARES TR CORE MSCI EA 0 46432F842 61484 1001365 SH OTR 5 0 0 0 ISHARES TR MSCI CHINA ETF 46429B671 3567 60000 SH OTR 5 0 0 0 ISHARES TR MSCI EAFE E 0 464287465 2098 31917 SH OTR 6 0 0 0 ISHARES TR MSCI EURO FL E 0 464289180 1967 108380 SH OTR 6 0 0 0 ISHARES TR MSCI POLAND E 0 46429B606 665 28018 SH OTR 6 0 0 0 ISHARES TR U.S. PHARMA E 0 464288836 599 3974 SH OTR 6 0 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 23645 8325836 SH OTR 6 0 0 0 MAGELLAN HEALTH INC COM NEW 559079207 787 10600 SH Call OTR 1 0 0 0 MICROSOFT CORP COM 594918104 289 2161 SH OTR 6 0 0 0 MINERVA NEUROSCIENCES INC COM 603380106 229 40662 SH OTR 3 0 0 0 NCR CORP NEW COM 62886E108 439 14100 SH Call OTR 1 0 0 0 NISOURCE INC COM 65473P105 222 7700 SH Call OTR 1 0 0 0 NORTHSTAR REALTY EUROPE CORP COM 66706L101 291 17700 SH Call OTR 1 0 0 0 OWENS CORNING NEW COM 690742101 2130 36600 SH Call OTR 1 0 0 0 PIERIS PHARMACEUTICALS INC COM 720795103 476 101200 SH OTR 3 0 0 0 POLYONE CORP COM 73179P106 518 16500 SH Call OTR 1 0 0 0 PREVAIL THERAPEUTICS INC COM 74140Y101 652 49426 SH OTR 1 0 0 0 PROSHARES TR PSHS ULT S&P 500 74347R107 5677 45055 SH OTR 1 0 0 0 PROSHARES TR PSHS ULTRA QQQ 74347R206 964 10039 SH OTR 1 0 0 0 PROSHARES TR ULTRAPRO QQQ 74347X831 2301 37247 SH OTR 1 0 0 0 PROSHARES TR ULTRPRO S&P500 74347X864 207 3820 SH OTR 1 0 0 0 PROSHARES TR ULTSHRT QQQ 74347B243 518 16490 SH OTR 1 0 0 0 QEP RES INC COM 74733V100 96 13300 SH Call OTR 1 0 0 0 RIO TINTO PLC SPONSORED ADR 767204100 234 3761 SH OTR 5 0 0 0 ROAN RES INC CL A COM 769755109 23 13272 SH OTR 1 0 0 0 SHUTTERFLY INC COM 82568P304 450 8900 SH Call OTR 1 0 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 1672 12550 SH OTR 6 0 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 36390 273200 SH Put OTR 1,5,6 0 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 172521 1295200 SH Call OTR 1 0 0 0 SPDR INDEX SHS FDS EURO STOXX 0 78463X202 8174 213423 SH OTR 6 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 151447 516885 SH OTR 1 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 643545 2196400 SH Put OTR 1,5 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 85263 291000 SH Call OTR 1 0 0 0 SPDR SERIES TRUST HLTH CARE SV 0 78464A573 405 6076 SH OTR 6 0 0 0 SPDR SERIES TRUST OILGAS EQU 0 78464A748 98 10200 SH OTR 6 0 0 0 SUMMIT MATLS INC CL A 86614U100 506 26300 SH Call OTR 1 0 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 4967 126802 SH OTR 5 0 0 0 TESLA INC COM 88160R101 532 2383 SH OTR 6 0 0 0 TIVO CORP COM 88870P106 158 21400 SH Call OTR 1 0 0 0 UNIQURE NV SHS N90064101 555 7100 SH Call OTR 1 0 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 2064 171445 SH OTR 3 0 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 2065 171500 SH Put OTR 3 0 0 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 299 3824 SH OTR 1 0 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 515 1915 SH OTR 1,6 0 0 0 VANGUARD INDEX FDS SM CP VAL E 0 922908611 503 3856 SH OTR 6 0 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT E 0 922042858 11341 266649 SH OTR 5 0 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST E 0 922042742 16317 217098 SH OTR 5 0 0 0 VANGUARD STAR FD VG TL INTL STK 0 921909768 207 3931 SH OTR 5 0 0 0 VIRNETX HLDG CORP COM 92823T108 971 156400 SH Call OTR 1 0 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 10780 660144 SH OTR 5,6 0 0 0 WESCO AIRCRAFT HLDGS INC COM 950814103 143 12900 SH Call OTR 1 0 0 0 WESTERN MIDSTREAM PARTNERS L COM UNIT LP I 0 958669103 649 21100 SH Call OTR 1 0 0 0