0001481714-12-000001.txt : 20120208 0001481714-12-000001.hdr.sgml : 20120208 20120208120037 ACCESSION NUMBER: 0001481714-12-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120208 DATE AS OF CHANGE: 20120208 EFFECTIVENESS DATE: 20120208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kuehl Shepherd Kozlowski & Associates,Inc. CENTRAL INDEX KEY: 0001481714 IRS NUMBER: 541631632 STATE OF INCORPORATION: VA FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13642 FILM NUMBER: 12580599 BUSINESS ADDRESS: STREET 1: 9030 STONY POINT PARKWAY SUITE 160 CITY: RICHMOND STATE: VA ZIP: 23235 BUSINESS PHONE: 804-592-3465 MAIL ADDRESS: STREET 1: 9030 STONY POINT PARKWAY SUITE 160 CITY: RICHMOND STATE: VA ZIP: 23235 13F-HR 1 kuehl13f4q2011.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Kuehl Shepherd Kozlowski & Associates,Inc. 823 East Main Street, 14th Floor Richmond, Virginia 23219 Form 13F File Number: 28-13642 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Julie Waitman Title: Vice President Phone: 804-648-5008 Signature, Place, and Date of Signing: Julie Waitman Richmond, VA 2/7/2012 --------------------- --------------------- ------------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report. [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: none ----------------------- Form 13F Information Table Entry Total: 37 ----------------------- Form 13F Information Table Value Total: 150134 (X1000) (x1000) ----------------------- List of Other Included Managers: Name of Reporting Manager Form 13F Information Table FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------- Altria Inc COM 02209S103 1277 43063SH SOLE NONE 31475 11588 Apple, Inc. COM 037833100 396 977SH SOLE NONE 725 252 AT&T Inc. COM 00206R102 252 8325SH SOLE NONE 7886 439 Bank of America Corp COM 060505104 66 11945SH SOLE NONE 6281 5664 BB&T Corporation COM 54937107 227 9022SH SOLE NONE 3051 5971 Bristol-Meyers Squibb Co COM 110122108 246 6982SH SOLE NONE 6156 826 Capital One Financial COM 14040H105 359 8493SH SOLE NONE 1490 7003 CarMax Group COM 143130102 2107 69135SH SOLE NONE 60251 8884 Chevron COM 166764100 214 2007SH SOLE NONE 1707 300 Coca Cola COM 191216100 241 3443SH SOLE NONE 1681 1762 Cohen & Steers Global REIT ETF ETF 00162Q106 3930 120598SH SOLE NONE 70947 49651 Community Bankers Tr Cp COM 203612106 18 15957SH SOLE NONE 0 15957 Dominion Resources, Inc COM 25746U109 907 17084SH SOLE NONE 9606 7478 ExxonMobil COM 30231G102 1695 19998SH SOLE NONE 15193 4805 General Electric Company COM 369604103 578 32255SH SOLE NONE 16278 15977 Honeywell Incorporated COM 438516106 298 5484SH SOLE NONE 5484 0 IBM COM 459200101 250 1362SH SOLE NONE 912 450 Intel Corp COM 458140100 273 11255SH SOLE NONE 7139 4116 iShares S&P 500 COM 464287200 12139 96369SH SOLE NONE 47189 49180 iShares S&P Midcap 400 COM 464287507 3485 39777SH SOLE NONE 21756 18021 Johnson & Johnson COM 478160104 322 4906SH SOLE NONE 2145 2761 Kraft Foods Inc COM 50075N104 365 9763SH SOLE NONE 8382 1381 Lakeland Bancorp COM 51637100 96 11161SH SOLE NONE 11161 0 Lincoln National Corp. COM 534187109 289 14882SH SOLE NONE 14882 0 Maximus, Inc. COM 577933104 469 11352SH SOLE NONE 0 11352 Pepsico COM 713448108 245 3696SH SOLE NONE 2228 1468 Philip Morris Intl Inc COM 718172109 2794 35064SH SOLE NONE 30264 5340 Polaris Industries Inc COM 731068102 681 12162SH SOLE NONE 3400 8762 Proctor & Gamble COM 742718109 467 7002SH SOLE NONE 5233 1769 SPDR Trst Ut Series DJ Glbl REIT ETF 78463X749 1841 52778SH SOLE NONE 29497 23281 SPDR Trust Unit Series S&P 500 ETF 78462F103 673 5358SH SOLE NONE 2258 3100 Vanguard Intl Equity Index ETF 922042775 5403 136268SH SOLE NONE 66131 70137 Vanguard Mega Cap 300 ETF 921910873 42585 990202SH SOLE NONE 588497 401705 Vanguard Mid Cap ETF 922908629 10660 148182SH SOLE NONE 91501 56681 Vanguard Small Cap Value ETF 922908611 235 3744SH SOLE NONE 221 3523 Vanguard Total Bond Mkt ETF ETF 921937835 45423 543728SH SOLE NONE 312113 231615 Vanguard Total Stock Mkt ETF 922908769 8628 134190SH SOLE NONE 73995 60195 TOTAL $150134