0001481714-11-000004.txt : 20110429 0001481714-11-000004.hdr.sgml : 20110429 20110429143703 ACCESSION NUMBER: 0001481714-11-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110429 DATE AS OF CHANGE: 20110429 EFFECTIVENESS DATE: 20110429 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kuehl Shepherd Kozlowski & Associates,Inc. CENTRAL INDEX KEY: 0001481714 IRS NUMBER: 541631632 STATE OF INCORPORATION: VA FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13642 FILM NUMBER: 11793520 BUSINESS ADDRESS: STREET 1: 9030 STONY POINT PARKWAY SUITE 160 CITY: RICHMOND STATE: VA ZIP: 23235 BUSINESS PHONE: 804-592-3465 MAIL ADDRESS: STREET 1: 9030 STONY POINT PARKWAY SUITE 160 CITY: RICHMOND STATE: VA ZIP: 23235 13F-HR 1 kuehl13f1q2011.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31,2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Kuehl Shepherd Kozlowski & Associates,Inc. 823 East Main Street, 14th Floor Richmond, Virginia 23219 Form 13F File Number: 28-13642 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Julie Waitman Title: Vice President Phone: 804-648-5008 Signature, Place, and Date of Signing: Julie Waitman Richmond, VA 4/29/2011 --------------------- --------------------- ------------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report. [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: none ----------------------- Form 13F Information Table Entry Total: 40 ----------------------- Form 13F Information Table Value Total: 149455 (X1000) (x1000) ----------------------- List of Other Included Managers: Name of Reporting Manager Form 13F Information Table FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------- Altria Inc COM 02209S103 909 37674SH SOLE NONE 36790 884 Apple, Inc. COM 037833100 245 702SH SOLE NONE 702 AT&T Inc. COM 00206R102 248 8101SH SOLE NONE 6380 1721 Bank of America Corp COM 060505104 178 13340SH SOLE NONE 10797 2543 Belk Inc Class A COM 07784H109 697 21772SH SOLE NONE 21772 Capital One Financial COM 14040H105 449 8648SH SOLE NONE 1640 7008 CarMax Group COM 143130102 2250 70087SH SOLE NONE 61215 8872 ChevronTexaco Corp COM 166764100 287 2670SH SOLE NONE 2316 354 Cisco Systems COM 17275R102 172 10046SH SOLE NONE 8052 1994 Citigroup, Inc. COM 172967101 53 11979SH SOLE NONE 11391 588 Coca Cola COM 191216100 252 3805SH SOLE NONE 2731 1074 Cohen & Steers Global REIT ETF ETF 00162Q106 4580 126374SH SOLE NONE 100352 26022 Community Bankers Tr Cp COM 203612106 25 21398SH SOLE NONE 5441 15957 Dominion Resources, Inc COM 25746U109 783 17512SH SOLE NONE 16037 1475 ExxonMobil COM 30231G102 1609 19129SH SOLE NONE 14536 4593 General Electric Company COM 369604103 577 28755SH SOLE NONE 18845 9910 Honeywell Incorporated COM 438516106 343 5742SH SOLE NONE 5742 IBM COM 459200101 227 1390SH SOLE NONE 890 500 Intel Corp COM 458140100 240 11902SH SOLE NONE 7246 4656 iShares S&P 500 COM 464287200 10066 75680SH SOLE NONE 54776 20904 iShares S&P Midcap 400 COM 464287507 3221 32632SH SOLE NONE 22708 9924 Johnson & Johnson COM 478160104 257 4345SH SOLE NONE 3413 932 Kraft Foods Inc COM 50075N104 424 13534SH SOLE NONE 13076 458 Lakeland Bancorp COM 51637100 114 10938SH SOLE NONE 10938 Lincoln National Corp. COM 534187109 447 14882SH SOLE NONE 14882 Maximus, Inc. COM 577933104 461 5676SH SOLE NONE 5676 Pepsico COM 713448108 265 4120SH SOLE NONE 3820 300 Philip Morris Intl Inc COM 718172109 2130 32453SH SOLE NONE 31202 1251 Polaris Industries Inc COM 731068102 529 6074SH SOLE NONE 2303 3771 Proctor & Gamble COM 742718109 99 6484SH SOLE NONE 5499 985 SPDR Trst Ut Series DJ Glbl REIT ETF 78463X749 1009 26396SH SOLE NONE 26396 SPDR Trust Unit Series S&P 500 ETF 78462F103 879 6627SH SOLE NONE 5168 1459 SunTrust Banks COM 867914103 272 9448SH SOLE NONE 8617 831 Vanguard Intl Equity Index ETF 922042775 2180 44194SH SOLE NONE 28288 15906 Vanguard Mega Cap 300 ETF 921910873 45095 1000118SH SOLE NONE 711706 288412 Vanguard Mid Cap ETF 922908629 12402 153967SH SOLE NONE 114804 39163 Vanguard REIT ETF 922908553 671 11468SH SOLE NONE 1459 10009 Vanguard Total Bond Mkt ETF ETF 921937835 44740 559108SH SOLE NONE 425322 133786 Vanguard Total Stock Mkt ETF 922908769 9835 143140SH SOLE NONE 91464 51676 WellsFargo COM 949746101 236 7445SH SOLE NONE 7445 TOTAL $149455