-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Os8EKxqQ85dQOFfMBAmRs/hYqD8wh/q+H+iNOJvqAEGBKrPW7d9ll/e0jNB7tT2i uoiAlFufRaOKz6aJlXrtpw== 0001481714-10-000008.txt : 20101020 0001481714-10-000008.hdr.sgml : 20101020 20101020114617 ACCESSION NUMBER: 0001481714-10-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101020 DATE AS OF CHANGE: 20101020 EFFECTIVENESS DATE: 20101020 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kuehl Shepherd Kozlowski & Associates,Inc. CENTRAL INDEX KEY: 0001481714 IRS NUMBER: 541631632 STATE OF INCORPORATION: VA FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13642 FILM NUMBER: 101132193 BUSINESS ADDRESS: STREET 1: 9030 STONY POINT PARKWAY SUITE 160 CITY: RICHMOND STATE: VA ZIP: 23235 BUSINESS PHONE: 804-592-3465 MAIL ADDRESS: STREET 1: 9030 STONY POINT PARKWAY SUITE 160 CITY: RICHMOND STATE: VA ZIP: 23235 13F-HR 1 kuehl13f3q2010.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30,2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Kuehl Shepherd Kozlowski & Associates,Inc. 823 East Main Street, 14th Floor Richmond, Virginia 23219 Form 13F File Number: 28-13642 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Julie Waitman Title: Vice President Phone: 804-648-5008 Signature, Place, and Date of Signing: Julie Waitman Richmond, VA 10/20/2010 --------------------- --------------------- ------------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report. [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: none ----------------------- Form 13F Information Table Entry Total: 39 ----------------------- Form 13F Information Table Value Total: 135329 (X1000) (x1000) ----------------------- List of Other Included Managers: Name of Reporting Manager Form 13F Information Table FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------- Altria Inc ETF 02209S103 818 34037SH SOLE NONE 33153 884 AT&T Inc. COM 00206R102 265 9266SH SOLE NONE 7545 1721 Bank of America Corp COM 060505104 203 15485SH SOLE NONE 12942 2543 Belk Inc Class A COM 07784H109 472 21772SH SOLE NONE 21772 Capital One Financial COM 14040H105 501 12679SH SOLE NONE 5671 7008 CarMax Group COM 143130102 1956 70191SH SOLE NONE 61319 8872 ChevronTexaco Corp COM 166764100 272 3352SH SOLE NONE 2998 354 Cisco Systems COM 17275R102 220 10046SH SOLE NONE 8052 1994 Citigroup, Inc. COM 172967101 49 12540SH SOLE NONE 11952 588 Coca Cola COM 191216100 226 3856SH SOLE NONE 2782 1074 Cohen & Steers Global REIT ETF ETF 00162Q106 4190 120228SH SOLE NONE 94206 26022 Community Bankers Tr Cp COM 203612106 21 21398SH SOLE NONE 5441 15957 Dominion Resources, Inc ETF 25746U109 615 14094SH SOLE NONE 12619 1475 Eaton Vance Tax Managed COM 27829F108 211 19319SH SOLE NONE 19319 ExxonMobil COM 30231G102 1553 25141SH SOLE NONE 20548 4593 General Electric Company COM 369604103 466 28699SH SOLE NONE 18789 9910 Honeywell Incorporated COM 438516106 261 5945SH SOLE NONE 5945 IBM ETF 459200101 344 2562SH SOLE NONE 2062 500 Intel Corp COM 458140100 241 12568SH SOLE NONE 7912 4656 iShares S&P 500 COM 464287200 8261 72152SH SOLE NONE 51248 20904 iShares S&P Midcap 400 COM 464287507 2643 33000SH SOLE NONE 23076 9924 Johnson & Johnson COM 478160104 268 4327SH SOLE NONE 3395 932 Kraft Foods Inc COM 50075N104 388 12566SH SOLE NONE 12108 458 Lakeland Bancorp ETF 51637100 87 10296SH SOLE NONE 10296 Lincoln National Corp. ETF 534187109 356 14882SH SOLE NONE 14882 Maximus, Inc. COM 577933104 350 5676SH SOLE NONE 5676 Microsoft Corp COM 594918104 244 9961SH SOLE NONE 8761 1200 Pepsico ETF 713448108 278 4190SH SOLE NONE 3890 300 Philip Morris Intl Inc COM 718172109 1749 31222SH SOLE NONE 29971 1251 Polaris Industries Inc ETF 731068102 395 6071SH SOLE NONE 2300 3771 Proctor & Gamble ETF 742718109 483 8057SH SOLE NONE 7072 985 SPDR Trust Unit Series ETF 78462F103 798 6989SH SOLE NONE 5530 1459 SunTrust Banks COM 867914103 244 9447SH SOLE NONE 8616 831 Vanguard Intl Equity Index ETF 922042775 2439 53716SH SOLE NONE 37810 15906 Vanguard Mega Cap 300 ETF 921910873 36728 941987SH SOLE NONE 653575 288412 Vanguard Mid Cap ETF 922908629 10433 157334SH SOLE NONE 118171 39163 Vanguard REIT ETF 922908553 1285 24674SH SOLE NONE 14665 10009 Vanguard Total Bond Mkt ETF COM 921937835 46718 565178SH SOLE NONE 431392 133786 Vanguard Total Stock Mkt ETF 922908769 8299 142176SH SOLE NONE 90500 51676 TOTAL $135329
-----END PRIVACY-ENHANCED MESSAGE-----