0000950123-11-048176.txt : 20110510 0000950123-11-048176.hdr.sgml : 20110510 20110510145040 ACCESSION NUMBER: 0000950123-11-048176 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110510 DATE AS OF CHANGE: 20110510 GROUP MEMBERS: COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CRUDE CARRIERS CORP. CENTRAL INDEX KEY: 0001481055 STANDARD INDUSTRIAL CLASSIFICATION: DEEP SEA FOREIGN TRANSPORTATION OF FREIGHT [4412] IRS NUMBER: 000000000 STATE OF INCORPORATION: 1T FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-85419 FILM NUMBER: 11827518 BUSINESS ADDRESS: STREET 1: IASSONOS 3 CITY: PIRAEUS STATE: J3 ZIP: 18537 BUSINESS PHONE: 011302104584950 MAIL ADDRESS: STREET 1: IASSONOS 3 CITY: PIRAEUS STATE: J3 ZIP: 18537 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-2018 MAIL ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 SC 13G/A 1 c64577asc13gza.htm SC 13G/A sc13gza
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Amendment #2
Under the Securities and Exchange Act of 1934
Crude Carriers Corp.
 
(Name of Issuer)
Common Stock
 
(Title of Class of Securities)
Y1820X106
 
(CUSIP Number)
April 30, 2011
 
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
     This Schedule is filed pursuant to Rule 13d-1(b)
The information required in the remainder of this cover page (except any items to which the form provides a cross-reference) shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.
 
 

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CUSIP No.
  
Y1820X106 
  

 

           
1   NAME OF REPORTING PERSON             Ameriprise Financial, Inc.

S.S. or I.R.S. Identification                           IRS No. 13-3180631
No. of Above Person
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   þ*
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   24,007
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH 8   SHARED DISPOSITIVE POWER
     
    1,615,064
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  1,615,064
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  Not Applicable
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  10.09%
     
12   TYPE OF REPORTING PERSON
   
  CO
*This filing describes the reporting person’s relationship with other persons, but the reporting person does not affirm the existence of a group.

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CUSIP No.
  
Y1820X106 
  

 

           
1   NAME OF REPORTING PERSON              Columbia Management
                                                                        Investment Advisers, LLC

S.S. or I.R.S. Identification                           IRS No. 41-1533211
No. of Above Person
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   þ*
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Minnesota
       
  5   SOLE VOTING POWER
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   24,007
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH 8   SHARED DISPOSITIVE POWER
     
    1,615,064
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  1,615,064
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  Not Applicable
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  10.09%
     
12   TYPE OF REPORTING PERSON
   
  IA
*This filing describes the reporting person’s relationship with other persons, but the reporting person does not affirm the existence of a group.

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Signature
Exhibit Index

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1(a)
  Name of Issuer:   Crude Carriers Corp.
 
        
1(b)
  Address of Issuer’s Principal   3 Iassonos St.
 
  Executive Offices:   185 37 Piraeus, Greece
 
        
2(a)
  Name of Person Filing:   (a) Ameriprise Financial, Inc. (“AFI”)
 
      (b) Columbia Management Investment
 
      Advisers, LLC (“CMIA”)
 
        
2(b)
  Address of Principal Business Office:   (a) Ameriprise Financial, Inc.
 
      145 Ameriprise Financial Center
 
      Minneapolis, MN 55474
 
      (b) 100 Federal St.
 
      Boston, MA 02110
 
        
2(c)
  Citizenship:   (a) Delaware
 
      (b) Minnesota
 
        
2(d)
  Title of Class of Securities:   Common Stock 
 
        
2(e)
  Cusip Number:   Y1820X106 
3   Information if statement is filed pursuant to Rules 13d-1(b) or 13d-2(b):
                     (a) Ameriprise Financial, Inc.
    A parent holding company in accordance with Rule 13d-1(b)(1)(ii)(G). (Note: See Item 7)
                     (b) Columbia Management Investment Advisers, LLC
    An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E)
4   Incorporated by reference to Items (5)-(9) and (11) of the cover page pertaining to each reporting person.
 
    AFI, as the parent company of CMIA, may be deemed to beneficially own the shares reported herein by CMIA. Accordingly, the shares reported herein by AFI include those shares separately reported herein by CMIA.
 
    Each of AFI and CMIA, and the subsidiaries identified on the attached Exhibit I, disclaims beneficial ownership of any shares reported on this Schedule.
5   Ownership of 5% or Less of a Class: Not Applicable
 
6   Ownership of more than 5% on Behalf of Another Person:

 

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7   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company:
                           AFI: See Exhibit I
8   Identification and Classification of Members of the Group:
                           Not Applicable
9   Notice of Dissolution of Group:
                           Not Applicable
10   Certification:
 
    By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect.

 

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Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: May 10, 2011
             
    Ameriprise Financial, Inc.    
 
            
 
  By:   /s/ Wade M. Voigt
 
Name: Wade M. Voigt 		   
 
      Title: Director — Fund Administration    
 
            
    Columbia Management Investment    
    Advisers, LLC    
 
            
 
  By:   /s/ Amy Johnson
 
Name: Amy Johnson 		   
 
      Title: Chief Operating Officer    
 
            
    Contact Information    
 
      Wade M. Voigt    
 
      Director — Fund Administration    
 
      Telephone: (612) 671-5682    

 

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Exhibit Index
     
Exhibit I
  Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company.
 
Exhibit II
  Joint Filing Agreement

 

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Exhibit I
to
Schedule 13G
Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows:
Investment Adviser — Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.

 

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Exhibit II
to
Schedule 13G
Joint Filing Agreement
The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated May 10, 2011 in connection with their beneficial ownership of Crude Carriers Corp. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.
Ameriprise Financial, Inc.
         
By:
  /s/ Wade M. Voigt
 
Wade M. Voigt 		   
 
  Director — Fund Administration    
Columbia Management Investment Advisers, LLC
         
By:
  /s/ Amy Johnson
 
Amy Johnson 		   
 
  Chief Operating Officer