Chief Compliance Officer

0001480916-19-000004.txt : 20191107 0001480916-19-000004.hdr.sgml : 20191107 20191107133928 ACCESSION NUMBER: 0001480916-19-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191107 DATE AS OF CHANGE: 20191107 EFFECTIVENESS DATE: 20191107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WMS Partners, LLC CENTRAL INDEX KEY: 0001480916 IRS NUMBER: 521852466 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13659 FILM NUMBER: 191199619 BUSINESS ADDRESS: STREET 1: TOWSON CITY CENTER STREET 2: ONE OLYMPIC PLACE, 8TH FLOOR CITY: TOWSON STATE: MD ZIP: 21204 BUSINESS PHONE: (410)337-7575 MAIL ADDRESS: STREET 1: TOWSON CITY CENTER STREET 2: ONE OLYMPIC PLACE, 8TH FLOOR CITY: TOWSON STATE: MD ZIP: 21204 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001480916 XXXXXXXX 09-30-2019 09-30-2019 WMS Partners, LLC

TOWSON CITY CENTER ONE OLYMPIC PLACE, 8TH FLOOR TOWSON MD 21204

13F HOLDINGS REPORT 028-13659 N Timothy W. Chase Chief Compliance Officer (410) 337-7575 Timothy W. Chase Towson MD 11-07-2019 0 223 416173 false INFORMATION TABLE 2 WMS13FQ3.XML WMS13FQ3FY2019 AFLAC INC COM 001055102 532 10169 SH SOLE 0 0 10169 ALPS ETF TR ALERIAN MLP 00162Q866 879 96121 SH SOLE 0 0 96121 AT&T INC COM 00206R102 561 14827 SH SOLE 0 0 14827 ABBOTT LABS COM 002824100 6596 78833 SH SOLE 0 0 78833 ABBVIE INC COM 00287Y109 969 12797 SH SOLE 0 0 12797 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 509 3045 SH SOLE 0 0 3045 ALIGN TECHNOLOGY INC COM 016255101 1445 7986 SH SOLE 0 0 7986 ALPHABET INC CAP STK CL C 02079K107 6091 4997 SH SOLE 0 0 4997 ALPHABET INC CAP STK CL A 02079K305 6553 5366 SH SOLE 0 0 5366 ALTRIA GROUP INC COM 02209S103 368 8999 SH SOLE 0 0 8999 AMAZON COM INC COM 023135106 694 400 SH Call SOLE 0 0 400 AMAZON COM INC COM 023135106 5041 2904 SH SOLE 0 0 2904 AMERICAN EXPRESS CO COM 025816109 414 3504 SH SOLE 0 0 3504 AMERICAN INTL GROUP INC COM NEW 026874784 368 6605 SH SOLE 0 0 6605 AMERICAN TOWER CORP NEW COM 03027X100 1427 6452 SH SOLE 0 0 6452 AMERIPRISE FINL INC COM 03076C106 205 1397 SH SOLE 0 0 1397 AMGEN INC COM 031162100 218 1127 SH SOLE 0 0 1127 ANSYS INC COM 03662Q105 678 3061 SH SOLE 0 0 3061 APPLE INC COM 037833100 20309 90679 SH SOLE 0 0 90679 ASHFORD HOSPITALITY TR INC COM SHS 044103109 767 231845 SH SOLE 0 0 231845 AUTOMATIC DATA PROCESSING IN COM 053015103 479 2966 SH SOLE 0 0 2966 BB&T CORP COM 054937107 202 3788 SH SOLE 0 0 3788 BALL CORP COM 058498106 641 8800 SH SOLE 0 0 8800 BANK AMER CORP COM 060505104 406 13914 SH SOLE 0 0 13914 BAXTER INTL INC COM 071813109 211 2412 SH SOLE 0 0 2412 BECTON DICKINSON & CO COM 075887109 252 997 SH SOLE 0 0 997 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3601 17313 SH SOLE 0 0 17313 BIO TECHNE CORP COM 09073M104 271 1384 SH SOLE 0 0 1384 BLACKLINE INC COM 09239B109 371 7766 SH SOLE 0 0 7766 BOEING CO COM 097023105 886 2328 SH SOLE 0 0 2328 BRAEMAR HOTELS & RESORTS INC COM 10482B101 426 45390 SH SOLE 0 0 45390 BRISTOL MYERS SQUIBB CO COM 110122108 287 5654 SH SOLE 0 0 5654 BROOKS AUTOMATION INC COM 114340102 371 10012 SH SOLE 0 0 10012 CDW CORP COM 12514G108 519 4210 SH SOLE 0 0 4210 CIT GROUP INC COM NEW 125581801 328 7240 SH SOLE 0 0 7240 CSX CORP COM 126408103 789 11393 SH SOLE 0 0 11393 CVS HEALTH CORP COM 126650100 501 7942 SH SOLE 0 0 7942 CANADIAN NATL RY CO COM 136375102 921 10254 SH SOLE 0 0 10254 CAPITAL ONE FINL CORP COM 14040H105 964 10592 SH SOLE 0 0 10592 CARMAX INC COM 143130102 342 3884 SH SOLE 0 0 3884 CATERPILLAR INC DEL COM 149123101 488 3863 SH SOLE 0 0 3863 CHEVRON CORP NEW COM 166764100 4033 34009 SH SOLE 0 0 34009 CINCINNATI FINL CORP COM 172062101 244 2088 SH SOLE 0 0 2088 CISCO SYS INC COM 17275R102 3193 64627 SH SOLE 0 0 64627 CITIGROUP INC COM NEW 172967424 542 7847 SH SOLE 0 0 7847 COCA COLA CO COM 191216100 2608 47912 SH SOLE 0 0 47912 COLGATE PALMOLIVE CO COM 194162103 489 6655 SH SOLE 0 0 6655 COMCAST CORP NEW CL A 20030N101 831 18425 SH SOLE 0 0 18425 CONOCOPHILLIPS COM 20825C104 239 4191 SH SOLE 0 0 4191 COSTCO WHSL CORP NEW COM 22160K105 592 2055 SH SOLE 0 0 2055 COSTAR GROUP INC COM 22160N109 510 860 SH SOLE 0 0 860 CROWN HOLDINGS INC COM 228368106 312 4717 SH SOLE 0 0 4717 DANAHER CORPORATION COM 235851102 2879 19933 SH SOLE 0 0 19933 DEERE & CO COM 244199105 365 2163 SH SOLE 0 0 2163 DELTA AIR LINES INC DEL COM NEW 247361702 358 6215 SH SOLE 0 0 6215 DIAGEO P L C SPON ADR NEW 25243Q205 4321 26426 SH SOLE 0 0 26426 DISNEY WALT CO COM DISNEY 254687106 3506 26904 SH SOLE 0 0 26904 DISCOVER FINL SVCS COM 254709108 293 3615 SH SOLE 0 0 3615 DOLLAR GEN CORP NEW COM 256677105 212 1335 SH SOLE 0 0 1335 DUKE ENERGY CORP NEW COM NEW 26441C204 279 2908 SH SOLE 0 0 2908 EAGLE BANCORP INC MD COM 268948106 516 11560 SH SOLE 0 0 11560 ECOLAB INC COM 278865100 736 3715 SH SOLE 0 0 3715 EMERSON ELEC CO COM 291011104 309 4629 SH SOLE 0 0 4629 ENTERPRISE PRODS PARTNERS L COM 293792107 426 14901 SH SOLE 0 0 14901 EXXON MOBIL CORP COM 30231G102 4811 68137 SH SOLE 0 0 68137 FS KKR CAPITAL CORP COM 302635107 1439 246755 SH SOLE 0 0 246755 FACEBOOK INC CL A 30303M102 679 3811 SH SOLE 0 0 3811 FASTENAL CO COM 311900104 522 15980 SH SOLE 0 0 15980 F5 NETWORKS INC COM 315616102 909 6470 SH SOLE 0 0 6470 FIRST TR EXCHANGE TRADED FD MULTI ASSET DI 33738R100 224 12145 SH SOLE 0 0 12145 FISERV INC COM 337738108 301 2901 SH SOLE 0 0 2901 FORTIVE CORP COM 34959J108 365 5328 SH SOLE 0 0 5328 GENERAL ELECTRIC CO COM 369604103 649 72621 SH SOLE 0 0 72621 GENERAL MTRS CO COM 37045V100 473 12625 SH SOLE 0 0 12625 GENESIS HEALTHCARE INC CL A COM 37185X106 19 17062 SH SOLE 0 0 17062 GENWORTH FINL INC COM CL A 37247D106 57 13000 SH SOLE 0 0 13000 GILEAD SCIENCES INC COM 375558103 441 6961 SH SOLE 0 0 6961 HERSHEY CO COM 427866108 302 1950 SH SOLE 0 0 1950 HOME DEPOT INC COM 437076102 1575 6787 SH SOLE 0 0 6787 HONEYWELL INTL INC COM 438516106 537 3172 SH SOLE 0 0 3172 HOWARD BANCORP INC COM 442496105 2164 129680 SH SOLE 0 0 129680 HUNTINGTON BANCSHARES INC COM 446150104 238 16656 SH SOLE 0 0 16656 IDEXX LABS INC COM 45168D104 345 1267 SH SOLE 0 0 1267 ILLINOIS TOOL WKS INC COM 452308109 297 1896 SH SOLE 0 0 1896 ILLUMINA INC COM 452327109 403 1326 SH SOLE 0 0 1326 INTEL CORP COM 458140100 6003 116497 SH SOLE 0 0 116497 INTERNATIONAL BUSINESS MACHS COM 459200101 839 5769 SH SOLE 0 0 5769 INTUITIVE SURGICAL INC COM NEW 46120E602 393 728 SH SOLE 0 0 728 INVESCO EXCHANGE TRADED FD T DYNMC LRG VALU 46137V738 432 11280 SH SOLE 0 0 11280 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 3866 66764 SH SOLE 0 0 66764 ISHARES TR CHINA LG-CAP ETF 464287184 796 20000 SH SOLE 0 0 20000 ISHARES TR CORE S&P500 ETF 464287200 4383 14681 SH SOLE 0 0 14681 ISHARES TR MSCI EMG MKT ETF 464287234 319 7817 SH SOLE 0 0 7817 ISHARES TR S&P 500 GRWT ETF 464287309 2657 14759 SH SOLE 0 0 14759 ISHARES TR S&P 500 VAL ETF 464287408 1798 15093 SH SOLE 0 0 15093 ISHARES TR MSCI EAFE ETF 464287465 257 3947 SH SOLE 0 0 3947 ISHARES TR RUS MID CAP ETF 464287499 204 3639 SH SOLE 0 0 3639 ISHARES TR EXPANDED TECH 464287515 1092 5155 SH SOLE 0 0 5155 ISHARES TR RUS 1000 VAL ETF 464287598 277 2160 SH SOLE 0 0 2160 ISHARES TR S&P MC 400GR ETF 464287606 483 2158 SH SOLE 0 0 2158 ISHARES TR RUS 1000 GRW ETF 464287614 879 5504 SH SOLE 0 0 5504 ISHARES TR RUS 1000 ETF 464287622 2416 14684 SH SOLE 0 0 14684 ISHARES TR RUSSELL 2000 ETF 464287655 283 1867 SH SOLE 0 0 1867 ISHARES TR U.S. TECH ETF 464287721 225 1100 SH SOLE 0 0 1100 ISHARES TR EUROPE ETF 464287861 550 12700 SH SOLE 0 0 12700 ISHARES TR NATIONAL MUN ETF 464288414 359 3144 SH SOLE 0 0 3144 JPMORGAN CHASE & CO COM 46625H100 2188 18590 SH SOLE 0 0 18590 JOHNSON & JOHNSON COM 478160104 10417 80513 SH SOLE 0 0 80513 KIMBERLY CLARK CORP COM 494368103 325 2288 SH SOLE 0 0 2288 L3HARRIS TECHNOLOGIES INC COM 502431109 202 968 SH SOLE 0 0 968 LEGG MASON INC COM 524901105 3394 88883 SH SOLE 0 0 88883 LEXICON PHARMACEUTICALS INC COM NEW 528872302 34 11200 SH SOLE 0 0 11200 LILLY ELI & CO COM 532457108 493 4412 SH SOLE 0 0 4412 LOCKHEED MARTIN CORP COM 539830109 449 1150 SH SOLE 0 0 1150 LOWES COS INC COM 548661107 283 2572 SH SOLE 0 0 2572 M & T BK CORP COM 55261F104 204 1294 SH SOLE 0 0 1294 MDC PARTNERS INC CL A SUB VTG 552697104 300 106500 SH SOLE 0 0 106500 MANULIFE FINL CORP COM 56501R106 553 30142 SH SOLE 0 0 30142 MARATHON PETE CORP COM 56585A102 262 4316 SH SOLE 0 0 4316 MARKEL CORP COM 570535104 455 385 SH SOLE 0 0 385 MARKETAXESS HLDGS INC COM 57060D108 401 1225 SH SOLE 0 0 1225 MARTIN MARIETTA MATLS INC COM 573284106 207 757 SH SOLE 0 0 757 MASTERCARD INC CL A 57636Q104 3506 12909 SH SOLE 0 0 12909 MCCORMICK & CO INC COM VTG 579780107 7057 45291 SH SOLE 0 0 45291 MCCORMICK & CO INC COM NON VTG 579780206 6102 39038 SH SOLE 0 0 39038 MCDONALDS CORP COM 580135101 5363 24977 SH SOLE 0 0 24977 MERCK & CO INC COM 58933Y105 1447 17184 SH SOLE 0 0 17184 MICROSOFT CORP COM 594918104 18389 132268 SH SOLE 0 0 132268 MICROCHIP TECHNOLOGY INC COM 595017104 241 2592 SH SOLE 0 0 2592 MONDELEZ INTL INC CL A 609207105 889 16070 SH SOLE 0 0 16070 MOODYS CORP COM 615369105 472 2304 SH SOLE 0 0 2304 NETFLIX INC COM 64110L106 210 784 SH SOLE 0 0 784 NEXTERA ENERGY INC COM 65339F101 458 1966 SH SOLE 0 0 1966 NIKE INC CL B 654106103 368 3922 SH SOLE 0 0 3922 NORFOLK SOUTHERN CORP COM 655844108 378 2105 SH SOLE 0 0 2105 NOVARTIS A G SPONSORED ADR 66987V109 258 2965 SH SOLE 0 0 2965 NVIDIA CORP COM 67066G104 310 1781 SH SOLE 0 0 1781 O REILLY AUTOMOTIVE INC NEW COM 67103H107 695 1743 SH SOLE 0 0 1743 OLD LINE BANCSHARES INC COM 67984M100 389 13425 SH SOLE 0 0 13425 OMNICOM GROUP INC COM 681919106 867 11070 SH SOLE 0 0 11070 ONEOK INC NEW COM 682680103 275 3726 SH SOLE 0 0 3726 ORACLE CORP COM 68389X105 1224 22248 SH SOLE 0 0 22248 PNC FINL SVCS GROUP INC COM 693475105 687 4902 SH SOLE 0 0 4902 PAYPAL HLDGS INC COM 70450Y103 638 6160 SH SOLE 0 0 6160 PEPSICO INC COM 713448108 4520 32970 SH SOLE 0 0 32970 PFIZER INC COM 717081103 898 25000 SH Put SOLE 0 0 25000 PFIZER INC COM 717081103 2603 72435 SH SOLE 0 0 72435 PHILIP MORRIS INTL INC COM 718172109 1282 16883 SH SOLE 0 0 16883 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 224 2205 SH SOLE 0 0 2205 PRICE T ROWE GROUP INC COM 74144T108 7536 65959 SH SOLE 0 0 65959 PROCTER & GAMBLE CO COM 742718109 6085 48922 SH SOLE 0 0 48922 PROS HOLDINGS INC COM 74346Y103 487 8175 SH SOLE 0 0 8175 QUALCOMM INC COM 747525103 488 6396 SH SOLE 0 0 6396 QUANTA SVCS INC COM 74762E102 1733 45849 SH SOLE 0 0 45849 QUEST DIAGNOSTICS INC COM 74834L100 280 2617 SH SOLE 0 0 2617 ROPER TECHNOLOGIES INC COM 776696106 832 2332 SH SOLE 0 0 2332 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 316 5378 SH SOLE 0 0 5378 S&P GLOBAL INC COM 78409V104 836 3411 SH SOLE 0 0 3411 SPDR S&P 500 ETF TR TR UNIT 78462F103 1368 4609 SH SOLE 0 0 4609 SPDR GOLD TRUST GOLD SHS 78463V107 539 3880 SH SOLE 0 0 3880 SPDR SERIES TRUST S&P DIVID ETF 78464A763 614 5985 SH SOLE 0 0 5985 SALESFORCE COM INC COM 79466L302 277 1868 SH SOLE 0 0 1868 SCHLUMBERGER LTD COM 806857108 307 8973 SH SOLE 0 0 8973 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 395 7207 SH SOLE 0 0 7207 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 238 3876 SH SOLE 0 0 3876 SOUTHERN CO COM 842587107 284 4593 SH SOLE 0 0 4593 STARBUCKS CORP COM 855244109 514 5814 SH SOLE 0 0 5814 STATE STR CORP COM 857477103 221 3730 SH SOLE 0 0 3730 STONERIDGE INC COM 86183P102 483 15600 SH SOLE 0 0 15600 STRYKER CORP COM 863667101 441 2038 SH SOLE 0 0 2038 SUPERNUS PHARMACEUTICALS INC COM 868459108 2011 73188 SH SOLE 0 0 73188 SYSCO CORP COM 871829107 358 4503 SH SOLE 0 0 4503 TJX COS INC NEW COM 872540109 313 5610 SH SOLE 0 0 5610 TARGET CORP COM 87612E106 399 3736 SH SOLE 0 0 3736 TELEFLEX INC COM 879369106 287 846 SH SOLE 0 0 846 TESLA INC COM 88160R101 359 1489 SH SOLE 0 0 1489 TEXAS INSTRS INC COM 882508104 512 3961 SH SOLE 0 0 3961 TEXAS PAC LD TR SUB CTF PROP I T 882610108 325 500 SH SOLE 0 0 500 THERMO FISHER SCIENTIFIC INC COM 883556102 1403 4817 SH SOLE 0 0 4817 3M CO COM 88579Y101 3081 18738 SH SOLE 0 0 18738 TRANSDIGM GROUP INC COM 893641100 504 968 SH SOLE 0 0 968 TRAVELERS COMPANIES INC COM 89417E109 562 3779 SH SOLE 0 0 3779 TRIMBLE INC COM 896239100 207 5332 SH SOLE 0 0 5332 TYLER TECHNOLOGIES INC COM 902252105 499 1902 SH SOLE 0 0 1902 US BANCORP DEL COM NEW 902973304 230 4162 SH SOLE 0 0 4162 UBER TECHNOLOGIES INC COM 90353T100 1189 39100 SH Put SOLE 0 0 39100 UNDER ARMOUR INC CL A 904311107 212 10608 SH SOLE 0 0 10608 UNILEVER N V N Y SHS NEW 904784709 247 4120 SH SOLE 0 0 4120 UNION PACIFIC CORP COM 907818108 1256 7756 SH SOLE 0 0 7756 UNITED PARCEL SERVICE INC CL B 911312106 348 2903 SH SOLE 0 0 2903 UNITED TECHNOLOGIES CORP COM 913017109 3169 23216 SH SOLE 0 0 23216 UNITEDHEALTH GROUP INC COM 91324P102 337 1550 SH SOLE 0 0 1550 VANGUARD GROUP DIV APP ETF 921908844 14014 117190 SH SOLE 0 0 117190 VANGUARD STAR FD VG TL INTL STK F 921909768 2495 48290 SH SOLE 0 0 48290 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 246 2911 SH SOLE 0 0 2911 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 781 8797 SH SOLE 0 0 8797 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 440 5885 SH SOLE 0 0 5885 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 881 21883 SH SOLE 0 0 21883 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 873 5208 SH SOLE 0 0 5208 VANGUARD WORLD FDS INF TECH ETF 92204A702 1159 5376 SH SOLE 0 0 5376 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 9862 121672 SH SOLE 0 0 121672 VANGUARD INDEX FDS SM CP VAL ETF 922908611 500 3884 SH SOLE 0 0 3884 VANGUARD INDEX FDS MID CAP ETF 922908629 6990 41709 SH SOLE 0 0 41709 VANGUARD INDEX FDS GROWTH ETF 922908736 713 4286 SH SOLE 0 0 4286 VANGUARD INDEX FDS TOTAL STK MKT 922908769 93876 621693 SH SOLE 0 0 621693 VERIZON COMMUNICATIONS INC COM 92343V104 1071 17738 SH SOLE 0 0 17738 VERISK ANALYTICS INC COM 92345Y106 803 5075 SH SOLE 0 0 5075 VISA INC COM CL A 92826C839 9820 57088 SH SOLE 0 0 57088 VULCAN MATLS CO COM 929160109 498 3293 SH SOLE 0 0 3293 WALMART INC COM 931142103 1224 10315 SH SOLE 0 0 10315 WASTE CONNECTIONS INC COM 94106B101 420 4569 SH SOLE 0 0 4569 WEINGARTEN RLTY INVS SH BEN INT 948741103 2404 82540 SH SOLE 0 0 82540 WELLS FARGO CO NEW COM 949746101 470 9324 SH SOLE 0 0 9324 WORKHORSE GROUP INC COM NEW 98138J206 123 35000 SH SOLE 0 0 35000 WYNDHAM HOTELS & RESORTS INC COM 98311A105 202 3900 SH SOLE 0 0 3900 YUM BRANDS INC COM 988498101 227 2000 SH SOLE 0 0 2000 ALLERGAN PLC SHS G0177J108 834 4958 SH SOLE 0 0 4958 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 661 3438 SH SOLE 0 0 3438 MEDTRONIC PLC SHS G5960L103 457 4208 SH SOLE 0 0 4208 APTIV PLC SHS G6095L109 349 3987 SH SOLE 0 0 3987 SEAGATE TECHNOLOGY PLC SHS G7945M107 279 5196 SH SOLE 0 0 5196 CHUBB LIMITED COM H1467J104 535 3312 SH SOLE 0 0 3312 NYMOX PHARMACEUTICAL CORP COM P73398102 33 18000 SH SOLE 0 0 18000