Chief Compliance Officer

0001480916-16-000010.txt : 20161107 0001480916-16-000010.hdr.sgml : 20161107 20161107124442 ACCESSION NUMBER: 0001480916-16-000010 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161107 DATE AS OF CHANGE: 20161107 EFFECTIVENESS DATE: 20161107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WMS Partners, LLC CENTRAL INDEX KEY: 0001480916 IRS NUMBER: 521852466 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-13659 FILM NUMBER: 161977300 BUSINESS ADDRESS: STREET 1: TOWSON CITY CENTER STREET 2: ONE OLYMPIC PLACE, 8TH FLOOR CITY: TOWSON STATE: MD ZIP: 21204 BUSINESS PHONE: (410)337-7575 MAIL ADDRESS: STREET 1: TOWSON CITY CENTER STREET 2: ONE OLYMPIC PLACE, 8TH FLOOR CITY: TOWSON STATE: MD ZIP: 21204 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false true 0001480916 XXXXXXXX 09-30-2016 09-30-2016 true 1 RESTATEMENT WMS Partners, LLC

TOWSON CITY CENTER ONE OLYMPIC PLACE, 8TH FLOOR TOWSON MD 21204

13F HOLDINGS REPORT 028-13659 N Timothy W. Chase Chief Compliance Officer (410) 337-7575 Timothy W. Chase Towson MD 11-07-2016 0 189 746507 false INFORMATION TABLE 2 WMS13FQ32016XML.xml WMSPARTNERS13F3Q2016 3M CO COM 88579Y101 5424 30776 SH SOLE 0 0 30776 ABBOTT LABS COM 002824100 4438 104946 SH SOLE 0 0 104946 ABBVIE INC COM 00287Y109 595 9441 SH SOLE 0 0 9441 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1274 10427 SH SOLE 0 0 10427 AETNA INC NEW COM 00817Y108 201 1743 SH SOLE 0 0 1743 AFFILIATED MANAGERS GROUP COM 008252108 232 1600 SH SOLE 0 0 1600 AFLAC INC COM 001055102 683 9498 SH SOLE 0 0 9498 ALEXION PHARMACEUTICALS INC COM 015351109 258 2105 SH SOLE 0 0 2105 ALLERGAN PLC SHS G0177J108 201 873 SH SOLE 0 0 873 ALPHABET INC CAP STK CL A 02079K305 13934 17329 SH SOLE 0 0 17329 ALPHABET INC CAP STK CL C 02079K107 12400 15953 SH SOLE 0 0 15953 ALTRIA GROUP INC COM 02209S103 1673 26459 SH SOLE 0 0 26459 AMAZON COM INC COM 023135106 928 1108 SH SOLE 0 0 1108 AMERICAN EXPRESS CO COM 025816109 749 11701 SH SOLE 0 0 11701 AMERICAN TOWER CORP NEW COM 03027X100 14142 124785 SH SOLE 0 0 124785 AMERICAN WTR WKS CO INC NEW COM 030420103 691 9236 SH SOLE 0 0 9236 AMGEN INC COM 031162100 1077 6454 SH SOLE 0 0 6454 APPLE INC COM 037833100 21633 191354 SH SOLE 0 0 191354 ARCH CAP GROUP LTD ORD G0450A105 594 7500 SH SOLE 0 0 7500 ASHFORD HOSPITALITY PRIME I COM 044102101 640 45390 SH SOLE 0 0 45390 ASHFORD HOSPITALITY TR INC COM SHS 044103109 1542 261845 SH SOLE 0 0 261845 AT&T INC COM 00206R102 636 15673 SH SOLE 0 0 15673 AUTOLIV INC COM 052800109 259 2425 SH SOLE 0 0 2425 AUTOMATIC DATA PROCESSING I COM 053015103 262 2973 SH SOLE 0 0 2973 BANK AMER CORP COM 060505104 660 42195 SH SOLE 0 0 42195 BAY BANCORP INC COM 07203T106 235 42593 SH SOLE 0 0 42593 BCE INC COM NEW 05534B760 231 5000 SH SOLE 0 0 5000 BECTON DICKINSON & CO COM 075887109 2035 11325 SH SOLE 0 0 11325 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1733 11996 SH SOLE 0 0 11996 BOEING CO COM 097023105 410 3114 SH SOLE 0 0 3114 BRISTOL MYERS SQUIBB CO COM 110122108 478 8863 SH SOLE 0 0 8863 CANADIAN NATL RY CO COM 136375102 1204 18412 SH SOLE 0 0 18412 CANADIAN PAC RY LTD COM 13645T100 8674 56807 SH SOLE 0 0 56807 CAPITAL ONE FINL CORP COM 14040H105 11707 162986 SH SOLE 0 0 162986 CATERPILLAR INC DEL COM 149123101 5140 57908 SH SOLE 0 0 57908 CELGENE CORP COM 151020104 1014 9701 SH SOLE 0 0 9701 CEPHEID COM 15670R107 14089 267402 SH SOLE 0 0 267402 CERNER CORP COM 156782104 266 4310 SH SOLE 0 0 4310 CHEVRON CORP NEW COM 166764100 8824 85733 SH SOLE 0 0 85733 CISCO SYS INC COM 17275R102 15753 496612 SH SOLE 0 0 496612 CLAYMORE EXCHANGE TRD FD TR GUG BLT2017 HY 18383M399 359 13855 SH SOLE 0 0 13855 CLAYMORE EXCHANGE TRD FD TR GUG BLT2016 HY 18383M415 527 20400 SH SOLE 0 0 20400 COCA COLA CO COM 191216100 1191 28153 SH SOLE 0 0 28153 COLGATE PALMOLIVE CO COM 194162103 523 7058 SH SOLE 0 0 7058 COMCAST CORP NEW CL A 20030N101 244 3677 SH SOLE 0 0 3677 CONOCOPHILLIPS COM 20825C104 337 7760 SH SOLE 0 0 7760 COSTCO WHSL CORP NEW COM 22160K105 439 2880 SH SOLE 0 0 2880 CROWN CASTLE INTL CORP NEW COM 22822V101 276 2926 SH SOLE 0 0 2926 CUMMINS INC COM 231021106 217 1690 SH SOLE 0 0 1690 CVS HEALTH CORP COM 126650100 956 10741 SH SOLE 0 0 10741 DANAHER CORP DEL COM 235851102 2328 29696 SH SOLE 0 0 29696 DEERE & CO COM 244199105 218 2553 SH SOLE 0 0 2553 DELTA AIR LINES INC DEL COM NEW 247361702 331 8408 SH SOLE 0 0 8408 DIAGEO P L C SPON ADR NEW 25243Q205 4146 35726 SH SOLE 0 0 35726 DISNEY WALT CO COM DISNEY 254687106 1490 16045 SH SOLE 0 0 16045 DONALDSON INC COM 257651109 11759 314996 SH SOLE 0 0 314996 DU PONT E I DE NEMOURS & CO COM 263534109 300 4475 SH SOLE 0 0 4475 EAGLE BANCORP INC MD COM 268948106 567 11504 SH SOLE 0 0 11504 EATON CORP PLC SHS G29183103 505 7687 SH SOLE 0 0 7687 ECOLAB INC COM 278865100 24367 200190 SH SOLE 0 0 200190 ENERPLUS CORP COM 292766102 77 12000 SH SOLE 0 0 12000 ENTERPRISE PRODS PARTNERS L COM 293792107 10604 383774 SH SOLE 0 0 383774 EVERSOURCE ENERGY COM 30040W108 420 7758 SH SOLE 0 0 7758 EXPEDITORS INTL WASH INC COM 302130109 335 6511 SH SOLE 0 0 6511 EXPRESS SCRIPTS HLDG CO COM 30219G108 11335 160711 SH SOLE 0 0 160711 EXXON MOBIL CORP COM 30231G102 13334 152778 SH SOLE 0 0 152778 F5 NETWORKS INC COM 315616102 7324 58760 SH SOLE 0 0 58760 FACEBOOK INC CL A 30303M102 752 5862 SH SOLE 0 0 5862 FORTIVE CORP COM 34959J108 756 14846 SH SOLE 0 0 14846 FRP HLDGS INC COM 30292L107 412 13266 SH SOLE 0 0 13266 FS INVT CORP COM 302635107 1432 151250 SH SOLE 0 0 151250 GENERAL ELECTRIC CO COM 369604103 12182 411273 SH SOLE 0 0 411273 GENERAL MLS INC COM 370334104 399 6251 SH SOLE 0 0 6251 GENWORTH FINL INC COM CL A 37247D106 67 13475 SH SOLE 0 0 13475 HOME DEPOT INC COM 437076102 1539 11958 SH SOLE 0 0 11958 HONEYWELL INTL INC COM 438516106 451 3871 SH SOLE 0 0 3871 ILLINOIS TOOL WKS INC COM 452308109 343 2861 SH SOLE 0 0 2861 INTEL CORP COM 458140100 18818 498481 SH SOLE 0 0 498481 INTERNATIONAL BUSINESS MACH COM 459200101 3612 22737 SH SOLE 0 0 22737 INVESCO LTD SHS G491BT108 418 13370 SH SOLE 0 0 13370 ISHARES MSCI AUST ETF 464286103 7868 376450 SH SOLE 0 0 376450 ISHARES TR CORE MSCI EAFE 46432F842 204 3700 SH SOLE 0 0 3700 ISHARES TR NATIONAL MUN ETF 464288414 590 5234 SH SOLE 0 0 5234 ISHARES TR RUS MID-CAP ETF 464287499 305 1750 SH SOLE 0 0 1750 ISHARES TR RUSSELL 2000 ETF 464287655 548 4410 SH SOLE 0 0 4410 ISHARES TR RUS 1000 GRW ETF 464287614 717 6885 SH SOLE 0 0 6885 ISHARES TR RUS 1000 VAL ETF 464287598 314 2975 SH SOLE 0 0 2975 ISHARES TR RUS 1000 ETF 464287622 1762 14630 SH SOLE 0 0 14630 ISHARES TR S&P 500 GRWT ETF 464287309 3037 24961 SH SOLE 0 0 24961 ISHARES TR CORE S&P500 ETF 464287200 4791 22024 SH SOLE 0 0 22024 ISHARES TR S&P 500 VAL ETF 464287408 2307 24293 SH SOLE 0 0 24293 ISHARES TR S&P MC 400GR ETF 464287606 543 3106 SH SOLE 0 0 3106 ISHARES TR CORE S&P MCP ETF 464287507 394 2545 SH SOLE 0 0 2545 ISHARES TR NA TEC-SFTWR ETF 464287515 503 4433 SH SOLE 0 0 4433 ISHARES TR EUROPE ETF 464287861 1750 44449 SH SOLE 0 0 44449 ISHARES TR MSCI EMG MKT ETF 464287234 318 8490 SH SOLE 0 0 8490 JOHNSON & JOHNSON COM 478160104 23514 199053 SH SOLE 0 0 199053 JOHNSON CTLS INTL PLC SHS G51502105 9928 213372 SH SOLE 0 0 213372 JPMORGAN CHASE & CO COM 46625H100 900 13509 SH SOLE 0 0 13509 KIMBERLY CLARK CORP COM 494368103 596 4727 SH SOLE 0 0 4727 KINDER MORGAN INC DEL COM 49456B101 316 13682 SH SOLE 0 0 13682 LAUDER ESTEE COS INC CL A 518439104 584 6593 SH SOLE 0 0 6593 LEGG MASON INC COM 524901105 4796 143240 SH SOLE 0 0 143240 LEXICON PHARMACEUTICALS INC COM NEW 528872302 181 10000 SH SOLE 0 0 10000 LILLY ELI & CO COM 532457108 445 5547 SH SOLE 0 0 5547 LOCKHEED MARTIN CORP COM 539830109 257 1074 SH SOLE 0 0 1074 MAGELLAN MIDSTREAM PRTNRS L COM UNIT RP LP 559080106 297 4200 SH SOLE 0 0 4200 MANULIFE FINL CORP COM 56501R106 339 24054 SH SOLE 0 0 24054 MARRIOTT INTL INC NEW CL A 571903202 428 6364 SH SOLE 0 0 6364 MASTERCARD INCORPORATED CL A 57636Q104 978 9610 SH SOLE 0 0 9610 MCCORMICK & CO INC COM VTG 579780107 4115 41086 SH SOLE 0 0 41086 MCCORMICK & CO INC COM NON VTG 579780206 3442 34446 SH SOLE 0 0 34446 MCDONALDS CORP COM 580135101 4056 35156 SH SOLE 0 0 35156 MEDTRONIC PLC SHS G5960L103 694 8033 SH SOLE 0 0 8033 MERCK & CO INC COM 58933Y105 676 10837 SH SOLE 0 0 10837 MERRIMACK PHARMACEUTICALS I COM 590328100 163 25600 SH SOLE 0 0 25600 MICROCHIP TECHNOLOGY INC COM 595017104 334 5372 SH SOLE 0 0 5372 MICROSOFT CORP COM 594918104 34602 600734 SH SOLE 0 0 600734 MIMEDX GROUP INC COM 602496101 225 26259 SH SOLE 0 0 26259 NEOGEN CORP COM 640491106 27752 496097 SH SOLE 0 0 496097 NETAPP INC COM 64110D104 226 6300 SH SOLE 0 0 6300 NOBLE ENERGY INC COM 655044105 277 7754 SH SOLE 0 0 7754 NORFOLK SOUTHERN CORP COM 655844108 7461 76871 SH SOLE 0 0 76871 NOVO-NORDISK A S ADR 670100205 562 13505 SH SOLE 0 0 13505 O REILLY AUTOMOTIVE INC NEW COM 67103H107 905 3232 SH SOLE 0 0 3232 OMEGA HEALTHCARE INVS INC COM 681936100 18754 529025 SH SOLE 0 0 529025 ORACLE CORP COM 68389X105 5389 137200 SH SOLE 0 0 137200 PARKER HANNIFIN CORP COM 701094104 341 2715 SH SOLE 0 0 2715 PENTAIR PLC SHS G7S00T104 3268 50874 SH SOLE 0 0 50874 PEPSICO INC COM 713448108 4746 43636 SH SOLE 0 0 43636 PFIZER INC COM 717081103 1899 56073 SH SOLE 0 0 56073 PHILIP MORRIS INTL INC COM 718172109 2886 29685 SH SOLE 0 0 29685 PNC FINL SVCS GROUP INC COM 693475105 349 3878 SH SOLE 0 0 3878 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 2672 64400 SH SOLE 0 0 64400 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 433 3647 SH SOLE 0 0 3647 POWERSHS DB US DOLLAR INDEX DOLL INDX BEAR 73936D206 236 10700 SH SOLE 0 0 10700 PRAXAIR INC COM 74005P104 283 2339 SH SOLE 0 0 2339 PRICE T ROWE GROUP INC COM 74144T108 4463 67119 SH SOLE 0 0 67119 PROCTER AND GAMBLE CO COM 742718109 6236 69481 SH SOLE 0 0 69481 QUALCOMM INC COM 747525103 1050 15330 SH SOLE 0 0 15330 QUANTA SVCS INC COM 74762E102 18012 643520 SH SOLE 0 0 643520 QUEST DIAGNOSTICS INC COM 74834L100 208 2462 SH SOLE 0 0 2462 REPUBLIC SVCS INC COM 760759100 284 5639 SH SOLE 0 0 5639 SCHLUMBERGER LTD COM 806857108 582 7395 SH SOLE 0 0 7395 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 373 5283 SH SOLE 0 0 5283 SOUTHERN CO COM 842587107 203 3962 SH SOLE 0 0 3962 SPDR GOLD TRUST GOLD SHS 78463V107 31792 253040 SH SOLE 0 0 253040 SPDR SERIES TRUST S&P DIVID ETF 78464A763 538 6373 SH SOLE 0 0 6373 STARBUCKS CORP COM 855244109 618 11406 SH SOLE 0 0 11406 STATE STR CORP COM 857477103 263 3779 SH SOLE 0 0 3779 STONERIDGE INC COM 86183P102 313 17000 SH SOLE 0 0 17000 STRYKER CORP COM 863667101 298 2563 SH SOLE 0 0 2563 STUDENT TRANSN INC COM 86388A108 4162 694800 SH SOLE 0 0 694800 SYSCO CORP COM 871829107 316 6444 SH SOLE 0 0 6444 TESLA MTRS INC COM 88160R101 267 1310 SH SOLE 0 0 1310 TEXAS INSTRS INC COM 882508104 215 3065 SH SOLE 0 0 3065 TIME WARNER INC COM NEW 887317303 234 2937 SH SOLE 0 0 2937 TJX COS INC NEW COM 872540109 784 10482 SH SOLE 0 0 10482 TRAVELERS COMPANIES INC COM 89417E109 205 1793 SH SOLE 0 0 1793 UNDER ARMOUR INC CL A 904311107 433 11200 SH SOLE 0 0 11200 UNION PAC CORP COM 907818108 661 6779 SH SOLE 0 0 6779 UNITED PARCEL SERVICE INC CL B 911312106 20458 187068 SH SOLE 0 0 187068 UNITED TECHNOLOGIES CORP COM 913017109 3892 38303 SH SOLE 0 0 38303 UNITEDHEALTH GROUP INC COM 91324P102 346 2469 SH SOLE 0 0 2469 VALMONT INDS INC COM 920253101 336 2500 SH SOLE 0 0 2500 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 292 3607 SH SOLE 0 0 3607 VANGUARD INDEX FDS GROWTH ETF 922908736 983 8754 SH SOLE 0 0 8754 VANGUARD INDEX FDS TOTAL STK MKT 922908769 80017 718737 SH SOLE 0 0 718737 VANGUARD INDEX FDS MID CAP ETF 922908629 9843 76045 SH SOLE 0 0 76045 VANGUARD INDEX FDS SM CP VAL ETF 922908611 428 3870 SH SOLE 0 0 3870 VANGUARD INTL EQUITY INDEX FTSE EMR MKT ETF 922042858 624 16570 SH SOLE 0 0 16570 VANGUARD INTL EQUITY INDEX TT WRLD ST ETF 922042742 386 6349 SH SOLE 0 0 6349 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 8701 108023 SH SOLE 0 0 108023 VANGUARD SPECIALIZED PORTFO DIV APP ETF 921908844 12294 146483 SH SOLE 0 0 146483 VANGUARD STAR FD VG TL INTL STK F 921909768 2238 47400 SH SOLE 0 0 47400 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 215 1615 SH SOLE 0 0 1615 VARIAN MED SYS INC COM 92220P105 631 6341 SH SOLE 0 0 6341 VERIZON COMMUNICATIONS INC COM 92343V104 513 9867 SH SOLE 0 0 9867 VISA INC COM CL A 92826C839 14783 178749 SH SOLE 0 0 178749 VMWARE INC CL A COM 928563402 264 3600 SH SOLE 0 0 3600 WALGREENS BOOTS ALLIANCE IN COM 931427108 218 2698 SH SOLE 0 0 2698 WAL-MART STORES INC COM 931142103 605 8394 SH SOLE 0 0 8394 WEINGARTEN RLTY INVS SH BEN INT 948741103 4231 108540 SH SOLE 0 0 108540 WELLS FARGO & CO NEW COM 949746101 10877 245631 SH SOLE 0 0 245631 WEYERHAEUSER CO COM 962166104 9963 311915 SH SOLE 0 0 311915 WHIRLPOOL CORP COM 963320106 419 2581 SH SOLE 0 0 2581 WHITE MTNS INS GROUP LTD COM G9618E107 817 984 SH SOLE 0 0 984 WILLIAMS COS INC DEL COM 969457100 369 12000 SH SOLE 0 0 12000 YUM BRANDS INC COM 988498101 389 4281 SH SOLE 0 0 4281