0001480916-12-000005.txt : 20121025
0001480916-12-000005.hdr.sgml : 20121025
20121025112147
ACCESSION NUMBER: 0001480916-12-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121025
DATE AS OF CHANGE: 20121025
EFFECTIVENESS DATE: 20121025
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WMS Partners, LLC
CENTRAL INDEX KEY: 0001480916
IRS NUMBER: 521852466
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13659
FILM NUMBER: 121160623
BUSINESS ADDRESS:
STREET 1: 305 WASHINGTON AVE.
STREET 2: SUITE 200
CITY: TOWSON
STATE: MD
ZIP: 21204
BUSINESS PHONE: (410)337-7575
MAIL ADDRESS:
STREET 1: 305 WASHINGTON AVE.
STREET 2: SUITE 200
CITY: TOWSON
STATE: MD
ZIP: 21204
13F-HR
1
wmsq3-12.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 9/30/2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: WMS Partners LLC
Address: 305 Washington Ave.,
Suite 200
Towson, MD 21204
13F File Number: 28-13659
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Timothy W. Chase
Title: Managing Partner
Phone: 410-337-7575
Signature, Place, and Date of Signing:
Timothy W. Chase Towson, MD October 25, 2012
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 168
Form 13F Information Table Value Total: $208,884 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3-D SYS CORP DEL COM NEW 88554D205 493 15000 SH SOLE 0 0 15000
3M CO COM 88579Y101 1798 19460 SH SOLE 0 0 19460
ABBOTT LABS COM 002824100 5633 82165 SH SOLE 0 0 82165
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 555 7927 SH SOLE 0 0 7927
AFLAC INC COM 001055102 454 9488 SH SOLE 0 0 9488
ALLIED NEVADA GOLD CORP COM 019344100 742 19000 SH SOLE 0 0 19000
ALTRIA GROUP INC COM 02209S103 478 14313 SH SOLE 0 0 14313
AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 286 11238 SH SOLE 0 0 11238
AMERICAN EXPRESS CO COM 025816109 415 7295 SH SOLE 0 0 7295
AMGEN INC COM 031162100 509 6042 SH SOLE 0 0 6042
ANSYS INC COM 03662Q105 1109 15114 SH SOLE 0 0 15114
APPLE INC COM 037833100 8431 12637 SH SOLE 0 0 12637
ASHFORD HOSPITALITY TR INC COM SHS 044103109 1782 212165 SH SOLE 0 0 212165
AT&T INC COM 00206R102 309 8181 SH SOLE 0 0 8181
BANK OF AMERICA CORPORATION COM 060505104 112 12665 SH SOLE 0 0 12665
BARRETT BILL CORP NOTE 5.000% 3/1 06846NAA2 259 259000 PRN SOLE 0 0 259000
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 765 8674 SH SOLE 0 0 8674
BRISTOL MYERS SQUIBB CO COM 110122108 445 13184 SH SOLE 0 0 13184
CANADIAN NATL RY CO COM 136375102 883 10010 SH SOLE 0 0 10010
CARROLLTON BANCORP COM 145282109 285 60315 SH SOLE 0 0 60315
CATERPILLAR INC DEL COM 149123101 1086 12620 SH SOLE 0 0 12620
CELGENE CORP COM 151020104 287 3750 SH SOLE 0 0 3750
CEL-SCI CORP COM NEW 150837409 6 18400 SH SOLE 0 0 18400
CHEVRON CORP NEW COM 166764100 3445 29557 SH SOLE 0 0 29557
CISCO SYS INC COM 17275R102 1091 57148 SH SOLE 0 0 57148
COCA COLA CO COM 191216100 1040 27402 SH SOLE 0 0 27402
COLGATE PALMOLIVE CO COM 194162103 364 3394 SH SOLE 0 0 3394
CONCHO RES INC COM 20605P101 393 4150 SH SOLE 0 0 4150
CONCUR TECHNOLOGIES INC COM 206708109 402 5450 SH SOLE 0 0 5450
COSTAR GROUP INC COM 22160N109 367 4500 SH SOLE 0 0 4500
COSTCO WHSL CORP NEW COM 22160K105 338 3373 SH SOLE 0 0 3373
CREDIT SUISSE GROUP SPONSORED ADR 225401108 317 15000 SH SOLE 0 0 15000
CVS CAREMARK CORPORATION COM 126650100 372 7674 SH SOLE 0 0 7674
DANAHER CORP DEL COM 235851102 362 6573 SH SOLE 0 0 6573
DEALERTRACK HLDGS INC COM 242309102 338 12150 SH SOLE 0 0 12150
DEERE & CO COM 244199105 219 2647 SH SOLE 0 0 2647
DIAGEO P L C SPON ADR NEW 25243Q205 4485 39787 SH SOLE 0 0 39787
DISNEY WALT CO COM DISNEY 254687106 952 18210 SH SOLE 0 0 18210
DOMINION RES INC VA NEW COM 25746U109 1942 36685 SH SOLE 0 0 36685
E M C CORP MASS COM 268648102 556 20402 SH SOLE 0 0 20402
ECOLAB INC COM 278865100 382 5900 SH SOLE 0 0 5900
ENTERPRISE PRODS PARTNERS L COM 293792107 289 5400 SH SOLE 0 0 5400
EURONET WORLDWIDE INC NOTE 3.500%10/1 298736AF6 115 115000 PRN SOLE 0 0 115000
EXPEDITORS INTL WASH INC COM 302130109 1089 29960 SH SOLE 0 0 29960
EXXON MOBIL CORP COM 30231G102 9421 103021 SH SOLE 0 0 103021
F5 NETWORKS INC COM 315616102 1229 11748 SH SOLE 0 0 11748
FASTENAL CO COM 311900104 1187 27617 SH SOLE 0 0 27617
FIDUCIARY CLAYMORE MLP OPP F COM 31647Q106 631 27490 SH SOLE 0 0 27490
FINANCIAL ENGINES INC COM 317485100 348 14600 SH SOLE 0 0 14600
GARDNER DENVER INC COM 365558105 299 4950 SH SOLE 0 0 4950
GENERAL ELECTRIC CO COM 369604103 2482 109293 SH SOLE 0 0 109293
GENWORTH FINL INC COM CL A 37247D106 68 13000 SH SOLE 0 0 13000
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 253 5459 SH SOLE 0 0 5459
GOLDMAN SACHS GROUP INC COM 38141G104 686 6034 SH SOLE 0 0 6034
GOOGLE INC CL A 38259P508 3865 5122 SH SOLE 0 0 5122
GREENBRIER COS INC NOTE 2.375% 5/1 393657AD3 86 88000 PRN SOLE 0 0 88000
HARMONIC INC COM 413160102 48 10500 SH SOLE 0 0 10500
HOLOGIC INC FRNT 2.000%12/1 436440AA9 208 209000 PRN SOLE 0 0 209000
IDEXX LABS INC COM 45168D104 695 6998 SH SOLE 0 0 6998
II VI INC COM 902104108 222 11670 SH SOLE 0 0 11670
ILLUMINA INC COM 452327109 270 5600 SH SOLE 0 0 5600
INTEL CORP COM 458140100 2124 93769 SH SOLE 0 0 93769
INTERNATIONAL BUSINESS MACHS COM 459200101 7582 36550 SH SOLE 0 0 36550
INTUITIVE SURGICAL INC COM NEW 46120E602 235 474 SH SOLE 0 0 474
ISHARES GOLD TRUST ISHARES 464285105 335 19376 SH SOLE 0 0 19376
ISHARES TR S&P 500 INDEX 464287200 1994 13809 SH SOLE 0 0 13809
ISHARES TR MSCI EMERG MKT 464287234 782 18924 SH SOLE 0 0 18924
ISHARES TR IBOXX INV CPBD 464287242 771 6335 SH SOLE 0 0 6335
ISHARES TR S&P500 GRW 464287309 2940 37768 SH SOLE 0 0 37768
ISHARES TR S&P 500 VALUE 464287408 2465 37475 SH SOLE 0 0 37475
ISHARES TR BARCLYS 1-3 YR 464287457 567 6715 SH SOLE 0 0 6715
ISHARES TR S&P MC 400 GRW 464287606 252 2255 SH SOLE 0 0 2255
ISHARES TR RUSSELL1000GRW 464287614 379 5685 SH SOLE 0 0 5685
ISHARES TR RUSSELL 1000 464287622 1329 16719 SH SOLE 0 0 16719
ISHARES TR HIGH YLD CORP 464288513 244 2641 SH SOLE 0 0 2641
ISHARES TR BARCLYS INTER CR 464288638 799 7175 SH SOLE 0 0 7175
JACOBS ENGR GROUP INC DEL COM 469814107 557 13785 SH SOLE 0 0 13785
JOHNSON & JOHNSON COM 478160104 5826 84550 SH SOLE 0 0 84550
JPMORGAN CHASE & CO COM 46625H100 687 16980 SH SOLE 0 0 16980
KIMBERLY CLARK CORP COM 494368103 334 3888 SH SOLE 0 0 3888
KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 204 2479 SH SOLE 0 0 2479
LEGG MASON INC COM 524901105 3140 127220 SH SOLE 0 0 127220
LILLY ELI & CO COM 532457108 234 4920 SH SOLE 0 0 4920
LIVE NATION ENTERTAINMENT IN NOTE 2.875% 7/1 538034AB5 200 203000 PRN SOLE 0 0 203000
LKQ CORP COM 501889208 384 20800 SH SOLE 0 0 20800
LOCKHEED MARTIN CORP COM 539830109 250 2680 SH SOLE 0 0 2680
LUCENT TECHNOLOGIES INC DBCV 2.875% 6/1 549463AH0 209 214000 PRN SOLE 0 0 214000
MANULIFE FINL CORP COM 56501R106 289 24018 SH SOLE 0 0 24018
MARKEL CORP COM 570535104 468 1020 SH SOLE 0 0 1020
MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 5067 97850 SH SOLE 0 0 97850
MASTERCARD INC CL A 57636Q104 607 1344 SH SOLE 0 0 1344
MCCORMICK & CO INC COM VTG 579780107 3004 49148 SH SOLE 0 0 49148
MCCORMICK & CO INC COM NON VTG 579780206 3067 49438 SH SOLE 0 0 49438
MCDONALDS CORP COM 580135101 5373 58562 SH SOLE 0 0 58562
MICROSOFT CORP COM 594918104 5547 186417 SH SOLE 0 0 186417
MORGAN STANLEY COM NEW 617446448 197 11767 SH SOLE 0 0 11767
NASH FINCH CO FRNT 1.631% 3/1 631158AD4 19 42000 PRN SOLE 0 0 42000
NOBLE ENERGY INC COM 655044105 516 5570 SH SOLE 0 0 5570
NYMOX PHARMACEUTICAL CORP COM 67076P102 150 21800 SH SOLE 0 0 21800
ONEOK INC NEW COM 682680103 238 4936 SH SOLE 0 0 4936
ORACLE CORP COM 68389X105 708 22513 SH SOLE 0 0 22513
PATRIOT TRANSN HLDG INC COM 70337B102 635 22766 SH SOLE 0 0 22766
PEPSICO INC COM 713448108 3323 46958 SH SOLE 0 0 46958
PFIZER INC COM 717081103 1434 57705 SH SOLE 0 0 57705
PFIZER INC PUT 717081953 746 30000 SH Put SOLE 0 0 30000
PHILIP MORRIS INTL INC COM 718172109 2232 24818 SH SOLE 0 0 24818
PNC FINL SVCS GROUP INC COM 693475105 248 3937 SH SOLE 0 0 3937
POTASH CORP SASK INC COM 73755L107 423 9743 SH SOLE 0 0 9743
POWERSHARES ETF TRUST DYNM LRG CP GR 73935X609 195 10310 SH SOLE 0 0 10310
POWERSHS DB US DOLLAR INDEX DOLL INDX BEAR 73936D206 291 10700 SH SOLE 0 0 10700
PRICE T ROWE GROUP INC COM 74144T108 7075 111764 SH SOLE 0 0 111764
PROCTER & GAMBLE CO COM 742718109 4808 69320 SH SOLE 0 0 69320
QUALCOMM INC COM 747525103 1346 21537 SH SOLE 0 0 21537
RAMBUS INC DEL NOTE 5.000% 6/1 750917AC0 147 146000 PRN SOLE 0 0 146000
RANGE RES CORP COM 75281A109 699 10000 SH SOLE 0 0 10000
REALPAGE INC COM 75606N109 249 11000 SH SOLE 0 0 11000
REPUBLIC SVCS INC COM 760759100 304 11050 SH SOLE 0 0 11050
RESMED INC COM 761152107 522 12900 SH SOLE 0 0 12900
ROPER INDS INC NEW COM 776696106 396 3607 SH SOLE 0 0 3607
ROYCE MICRO-CAP TR INC COM 780915104 99 10528 SH SOLE 0 0 10528
SANDISK CORP NOTE 1.000% 5/1 80004CAC5 438 441000 PRN SOLE 0 0 441000
SCHLUMBERGER LTD COM 806857108 900 12456 SH SOLE 0 0 12456
SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 320 5232 SH SOLE 0 0 5232
SEI INVESTMENTS CO COM 784117103 327 15250 SH SOLE 0 0 15250
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 239 3250 SH SOLE 0 0 3250
SOUTHERN CO COM 842587107 437 9492 SH SOLE 0 0 9492
SOUTHWESTERN ENERGY CO COM 845467109 280 8050 SH SOLE 0 0 8050
SPDR GOLD TRUST GOLD SHS 78463V107 9113 53017 SH SOLE 0 0 53017
SPDR S&P 500 ETF TR TR UNIT 78462F103 310 2152 SH SOLE 0 0 2152
SPDR S&P 500 ETF TR PUT 78462F953 3944 27400 SH Put SOLE 0 0 27400
SPDR SERIES TRUST NUVN BR SHT MUNI 78464A425 908 37060 SH SOLE 0 0 37060
STATE STR CORP COM 857477103 206 4900 SH SOLE 0 0 4900
STERICYCLE INC COM 858912108 299 3300 SH SOLE 0 0 3300
SUNCOR ENERGY INC NEW COM 867224107 328 9985 SH SOLE 0 0 9985
SWISHER HYGIENE INC COM 870808102 39 27750 SH SOLE 0 0 27750
SYSCO CORP COM 871829107 229 7350 SH SOLE 0 0 7350
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 300 7245 SH SOLE 0 0 7245
THOMPSON CREEK METALS CO INC COM 884768102 174 61100 SH SOLE 0 0 61100
TIM HORTONS INC COM 88706M103 239 4586 SH SOLE 0 0 4586
TORTOISE ENERGY CAP CORP COM 89147U100 1056 37557 SH SOLE 0 0 37557
TRIMBLE NAVIGATION LTD COM 896239100 548 11502 SH SOLE 0 0 11502
UBS AG SHS NEW H89231338 222 18250 SH SOLE 0 0 18250
UNDER ARMOUR INC CL A 904311107 325 5825 SH SOLE 0 0 5825
UNION PAC CORP COM 907818108 248 2086 SH SOLE 0 0 2086
UNITED TECHNOLOGIES CORP COM 913017109 2199 28083 SH SOLE 0 0 28083
VALASSIS COMMUNICATIONS INC COM 918866104 220 8900 SH SOLE 0 0 8900
VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 1066 13090 SH SOLE 0 0 13090
VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1728 20289 SH SOLE 0 0 20289
VANGUARD INDEX FDS REIT ETF 922908553 355 5464 SH SOLE 0 0 5464
VANGUARD INDEX FDS SM CP VAL ETF 922908611 209 2900 SH SOLE 0 0 2900
VANGUARD INDEX FDS MID CAP ETF 922908629 588 7240 SH SOLE 0 0 7240
VANGUARD INDEX FDS GROWTH ETF 922908736 1742 24051 SH SOLE 0 0 24051
VANGUARD INDEX FDS VALUE ETF 922908744 1500 25551 SH SOLE 0 0 25551
VANGUARD INDEX FDS SMALL CP ETF 922908751 599 7479 SH SOLE 0 0 7479
VANGUARD INDEX FDS TOTAL STK MKT 922908769 350 4750 SH SOLE 0 0 4750
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2624 61082 SH SOLE 0 0 61082
VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 1702 40787 SH SOLE 0 0 40787
VANGUARD SCOTTSDALE FDS SHRT-TERM CORP 92206C409 343 4280 SH SOLE 0 0 4280
VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 9841 164904 SH SOLE 0 0 164904
VANGUARD WORLD FDS INF TECH ETF 92204A702 215 2925 SH SOLE 0 0 2925
VARIAN MED SYS INC COM 92220P105 471 7810 SH SOLE 0 0 7810
VERIZON COMMUNICATIONS INC COM 92343V104 285 6255 SH SOLE 0 0 6255
VISA INC COM CL A 92826C839 2642 19674 SH SOLE 0 0 19674
WAL-MART STORES INC COM 931142103 557 7535 SH SOLE 0 0 7535
WEINGARTEN RLTY INVS SH BEN INT 948741103 3698 131540 SH SOLE 0 0 131540
WELLS FARGO & CO NEW COM 949746101 542 15692 SH SOLE 0 0 15692
WHITE MTNS INS GROUP LTD COM G9618E107 505 984 SH SOLE 0 0 984
WYNN RESORTS LTD COM 983134107 251 2176 SH SOLE 0 0 2176