0001480916-12-000005.txt : 20121025 0001480916-12-000005.hdr.sgml : 20121025 20121025112147 ACCESSION NUMBER: 0001480916-12-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121025 DATE AS OF CHANGE: 20121025 EFFECTIVENESS DATE: 20121025 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WMS Partners, LLC CENTRAL INDEX KEY: 0001480916 IRS NUMBER: 521852466 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13659 FILM NUMBER: 121160623 BUSINESS ADDRESS: STREET 1: 305 WASHINGTON AVE. STREET 2: SUITE 200 CITY: TOWSON STATE: MD ZIP: 21204 BUSINESS PHONE: (410)337-7575 MAIL ADDRESS: STREET 1: 305 WASHINGTON AVE. STREET 2: SUITE 200 CITY: TOWSON STATE: MD ZIP: 21204 13F-HR 1 wmsq3-12.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: WMS Partners LLC Address: 305 Washington Ave., Suite 200 Towson, MD 21204 13F File Number: 28-13659 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Timothy W. Chase Title: Managing Partner Phone: 410-337-7575 Signature, Place, and Date of Signing: Timothy W. Chase Towson, MD October 25, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 168 Form 13F Information Table Value Total: $208,884 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3-D SYS CORP DEL COM NEW 88554D205 493 15000 SH SOLE 0 0 15000 3M CO COM 88579Y101 1798 19460 SH SOLE 0 0 19460 ABBOTT LABS COM 002824100 5633 82165 SH SOLE 0 0 82165 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 555 7927 SH SOLE 0 0 7927 AFLAC INC COM 001055102 454 9488 SH SOLE 0 0 9488 ALLIED NEVADA GOLD CORP COM 019344100 742 19000 SH SOLE 0 0 19000 ALTRIA GROUP INC COM 02209S103 478 14313 SH SOLE 0 0 14313 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 286 11238 SH SOLE 0 0 11238 AMERICAN EXPRESS CO COM 025816109 415 7295 SH SOLE 0 0 7295 AMGEN INC COM 031162100 509 6042 SH SOLE 0 0 6042 ANSYS INC COM 03662Q105 1109 15114 SH SOLE 0 0 15114 APPLE INC COM 037833100 8431 12637 SH SOLE 0 0 12637 ASHFORD HOSPITALITY TR INC COM SHS 044103109 1782 212165 SH SOLE 0 0 212165 AT&T INC COM 00206R102 309 8181 SH SOLE 0 0 8181 BANK OF AMERICA CORPORATION COM 060505104 112 12665 SH SOLE 0 0 12665 BARRETT BILL CORP NOTE 5.000% 3/1 06846NAA2 259 259000 PRN SOLE 0 0 259000 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 765 8674 SH SOLE 0 0 8674 BRISTOL MYERS SQUIBB CO COM 110122108 445 13184 SH SOLE 0 0 13184 CANADIAN NATL RY CO COM 136375102 883 10010 SH SOLE 0 0 10010 CARROLLTON BANCORP COM 145282109 285 60315 SH SOLE 0 0 60315 CATERPILLAR INC DEL COM 149123101 1086 12620 SH SOLE 0 0 12620 CELGENE CORP COM 151020104 287 3750 SH SOLE 0 0 3750 CEL-SCI CORP COM NEW 150837409 6 18400 SH SOLE 0 0 18400 CHEVRON CORP NEW COM 166764100 3445 29557 SH SOLE 0 0 29557 CISCO SYS INC COM 17275R102 1091 57148 SH SOLE 0 0 57148 COCA COLA CO COM 191216100 1040 27402 SH SOLE 0 0 27402 COLGATE PALMOLIVE CO COM 194162103 364 3394 SH SOLE 0 0 3394 CONCHO RES INC COM 20605P101 393 4150 SH SOLE 0 0 4150 CONCUR TECHNOLOGIES INC COM 206708109 402 5450 SH SOLE 0 0 5450 COSTAR GROUP INC COM 22160N109 367 4500 SH SOLE 0 0 4500 COSTCO WHSL CORP NEW COM 22160K105 338 3373 SH SOLE 0 0 3373 CREDIT SUISSE GROUP SPONSORED ADR 225401108 317 15000 SH SOLE 0 0 15000 CVS CAREMARK CORPORATION COM 126650100 372 7674 SH SOLE 0 0 7674 DANAHER CORP DEL COM 235851102 362 6573 SH SOLE 0 0 6573 DEALERTRACK HLDGS INC COM 242309102 338 12150 SH SOLE 0 0 12150 DEERE & CO COM 244199105 219 2647 SH SOLE 0 0 2647 DIAGEO P L C SPON ADR NEW 25243Q205 4485 39787 SH SOLE 0 0 39787 DISNEY WALT CO COM DISNEY 254687106 952 18210 SH SOLE 0 0 18210 DOMINION RES INC VA NEW COM 25746U109 1942 36685 SH SOLE 0 0 36685 E M C CORP MASS COM 268648102 556 20402 SH SOLE 0 0 20402 ECOLAB INC COM 278865100 382 5900 SH SOLE 0 0 5900 ENTERPRISE PRODS PARTNERS L COM 293792107 289 5400 SH SOLE 0 0 5400 EURONET WORLDWIDE INC NOTE 3.500%10/1 298736AF6 115 115000 PRN SOLE 0 0 115000 EXPEDITORS INTL WASH INC COM 302130109 1089 29960 SH SOLE 0 0 29960 EXXON MOBIL CORP COM 30231G102 9421 103021 SH SOLE 0 0 103021 F5 NETWORKS INC COM 315616102 1229 11748 SH SOLE 0 0 11748 FASTENAL CO COM 311900104 1187 27617 SH SOLE 0 0 27617 FIDUCIARY CLAYMORE MLP OPP F COM 31647Q106 631 27490 SH SOLE 0 0 27490 FINANCIAL ENGINES INC COM 317485100 348 14600 SH SOLE 0 0 14600 GARDNER DENVER INC COM 365558105 299 4950 SH SOLE 0 0 4950 GENERAL ELECTRIC CO COM 369604103 2482 109293 SH SOLE 0 0 109293 GENWORTH FINL INC COM CL A 37247D106 68 13000 SH SOLE 0 0 13000 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 253 5459 SH SOLE 0 0 5459 GOLDMAN SACHS GROUP INC COM 38141G104 686 6034 SH SOLE 0 0 6034 GOOGLE INC CL A 38259P508 3865 5122 SH SOLE 0 0 5122 GREENBRIER COS INC NOTE 2.375% 5/1 393657AD3 86 88000 PRN SOLE 0 0 88000 HARMONIC INC COM 413160102 48 10500 SH SOLE 0 0 10500 HOLOGIC INC FRNT 2.000%12/1 436440AA9 208 209000 PRN SOLE 0 0 209000 IDEXX LABS INC COM 45168D104 695 6998 SH SOLE 0 0 6998 II VI INC COM 902104108 222 11670 SH SOLE 0 0 11670 ILLUMINA INC COM 452327109 270 5600 SH SOLE 0 0 5600 INTEL CORP COM 458140100 2124 93769 SH SOLE 0 0 93769 INTERNATIONAL BUSINESS MACHS COM 459200101 7582 36550 SH SOLE 0 0 36550 INTUITIVE SURGICAL INC COM NEW 46120E602 235 474 SH SOLE 0 0 474 ISHARES GOLD TRUST ISHARES 464285105 335 19376 SH SOLE 0 0 19376 ISHARES TR S&P 500 INDEX 464287200 1994 13809 SH SOLE 0 0 13809 ISHARES TR MSCI EMERG MKT 464287234 782 18924 SH SOLE 0 0 18924 ISHARES TR IBOXX INV CPBD 464287242 771 6335 SH SOLE 0 0 6335 ISHARES TR S&P500 GRW 464287309 2940 37768 SH SOLE 0 0 37768 ISHARES TR S&P 500 VALUE 464287408 2465 37475 SH SOLE 0 0 37475 ISHARES TR BARCLYS 1-3 YR 464287457 567 6715 SH SOLE 0 0 6715 ISHARES TR S&P MC 400 GRW 464287606 252 2255 SH SOLE 0 0 2255 ISHARES TR RUSSELL1000GRW 464287614 379 5685 SH SOLE 0 0 5685 ISHARES TR RUSSELL 1000 464287622 1329 16719 SH SOLE 0 0 16719 ISHARES TR HIGH YLD CORP 464288513 244 2641 SH SOLE 0 0 2641 ISHARES TR BARCLYS INTER CR 464288638 799 7175 SH SOLE 0 0 7175 JACOBS ENGR GROUP INC DEL COM 469814107 557 13785 SH SOLE 0 0 13785 JOHNSON & JOHNSON COM 478160104 5826 84550 SH SOLE 0 0 84550 JPMORGAN CHASE & CO COM 46625H100 687 16980 SH SOLE 0 0 16980 KIMBERLY CLARK CORP COM 494368103 334 3888 SH SOLE 0 0 3888 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 204 2479 SH SOLE 0 0 2479 LEGG MASON INC COM 524901105 3140 127220 SH SOLE 0 0 127220 LILLY ELI & CO COM 532457108 234 4920 SH SOLE 0 0 4920 LIVE NATION ENTERTAINMENT IN NOTE 2.875% 7/1 538034AB5 200 203000 PRN SOLE 0 0 203000 LKQ CORP COM 501889208 384 20800 SH SOLE 0 0 20800 LOCKHEED MARTIN CORP COM 539830109 250 2680 SH SOLE 0 0 2680 LUCENT TECHNOLOGIES INC DBCV 2.875% 6/1 549463AH0 209 214000 PRN SOLE 0 0 214000 MANULIFE FINL CORP COM 56501R106 289 24018 SH SOLE 0 0 24018 MARKEL CORP COM 570535104 468 1020 SH SOLE 0 0 1020 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 5067 97850 SH SOLE 0 0 97850 MASTERCARD INC CL A 57636Q104 607 1344 SH SOLE 0 0 1344 MCCORMICK & CO INC COM VTG 579780107 3004 49148 SH SOLE 0 0 49148 MCCORMICK & CO INC COM NON VTG 579780206 3067 49438 SH SOLE 0 0 49438 MCDONALDS CORP COM 580135101 5373 58562 SH SOLE 0 0 58562 MICROSOFT CORP COM 594918104 5547 186417 SH SOLE 0 0 186417 MORGAN STANLEY COM NEW 617446448 197 11767 SH SOLE 0 0 11767 NASH FINCH CO FRNT 1.631% 3/1 631158AD4 19 42000 PRN SOLE 0 0 42000 NOBLE ENERGY INC COM 655044105 516 5570 SH SOLE 0 0 5570 NYMOX PHARMACEUTICAL CORP COM 67076P102 150 21800 SH SOLE 0 0 21800 ONEOK INC NEW COM 682680103 238 4936 SH SOLE 0 0 4936 ORACLE CORP COM 68389X105 708 22513 SH SOLE 0 0 22513 PATRIOT TRANSN HLDG INC COM 70337B102 635 22766 SH SOLE 0 0 22766 PEPSICO INC COM 713448108 3323 46958 SH SOLE 0 0 46958 PFIZER INC COM 717081103 1434 57705 SH SOLE 0 0 57705 PFIZER INC PUT 717081953 746 30000 SH Put SOLE 0 0 30000 PHILIP MORRIS INTL INC COM 718172109 2232 24818 SH SOLE 0 0 24818 PNC FINL SVCS GROUP INC COM 693475105 248 3937 SH SOLE 0 0 3937 POTASH CORP SASK INC COM 73755L107 423 9743 SH SOLE 0 0 9743 POWERSHARES ETF TRUST DYNM LRG CP GR 73935X609 195 10310 SH SOLE 0 0 10310 POWERSHS DB US DOLLAR INDEX DOLL INDX BEAR 73936D206 291 10700 SH SOLE 0 0 10700 PRICE T ROWE GROUP INC COM 74144T108 7075 111764 SH SOLE 0 0 111764 PROCTER & GAMBLE CO COM 742718109 4808 69320 SH SOLE 0 0 69320 QUALCOMM INC COM 747525103 1346 21537 SH SOLE 0 0 21537 RAMBUS INC DEL NOTE 5.000% 6/1 750917AC0 147 146000 PRN SOLE 0 0 146000 RANGE RES CORP COM 75281A109 699 10000 SH SOLE 0 0 10000 REALPAGE INC COM 75606N109 249 11000 SH SOLE 0 0 11000 REPUBLIC SVCS INC COM 760759100 304 11050 SH SOLE 0 0 11050 RESMED INC COM 761152107 522 12900 SH SOLE 0 0 12900 ROPER INDS INC NEW COM 776696106 396 3607 SH SOLE 0 0 3607 ROYCE MICRO-CAP TR INC COM 780915104 99 10528 SH SOLE 0 0 10528 SANDISK CORP NOTE 1.000% 5/1 80004CAC5 438 441000 PRN SOLE 0 0 441000 SCHLUMBERGER LTD COM 806857108 900 12456 SH SOLE 0 0 12456 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 320 5232 SH SOLE 0 0 5232 SEI INVESTMENTS CO COM 784117103 327 15250 SH SOLE 0 0 15250 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 239 3250 SH SOLE 0 0 3250 SOUTHERN CO COM 842587107 437 9492 SH SOLE 0 0 9492 SOUTHWESTERN ENERGY CO COM 845467109 280 8050 SH SOLE 0 0 8050 SPDR GOLD TRUST GOLD SHS 78463V107 9113 53017 SH SOLE 0 0 53017 SPDR S&P 500 ETF TR TR UNIT 78462F103 310 2152 SH SOLE 0 0 2152 SPDR S&P 500 ETF TR PUT 78462F953 3944 27400 SH Put SOLE 0 0 27400 SPDR SERIES TRUST NUVN BR SHT MUNI 78464A425 908 37060 SH SOLE 0 0 37060 STATE STR CORP COM 857477103 206 4900 SH SOLE 0 0 4900 STERICYCLE INC COM 858912108 299 3300 SH SOLE 0 0 3300 SUNCOR ENERGY INC NEW COM 867224107 328 9985 SH SOLE 0 0 9985 SWISHER HYGIENE INC COM 870808102 39 27750 SH SOLE 0 0 27750 SYSCO CORP COM 871829107 229 7350 SH SOLE 0 0 7350 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 300 7245 SH SOLE 0 0 7245 THOMPSON CREEK METALS CO INC COM 884768102 174 61100 SH SOLE 0 0 61100 TIM HORTONS INC COM 88706M103 239 4586 SH SOLE 0 0 4586 TORTOISE ENERGY CAP CORP COM 89147U100 1056 37557 SH SOLE 0 0 37557 TRIMBLE NAVIGATION LTD COM 896239100 548 11502 SH SOLE 0 0 11502 UBS AG SHS NEW H89231338 222 18250 SH SOLE 0 0 18250 UNDER ARMOUR INC CL A 904311107 325 5825 SH SOLE 0 0 5825 UNION PAC CORP COM 907818108 248 2086 SH SOLE 0 0 2086 UNITED TECHNOLOGIES CORP COM 913017109 2199 28083 SH SOLE 0 0 28083 VALASSIS COMMUNICATIONS INC COM 918866104 220 8900 SH SOLE 0 0 8900 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 1066 13090 SH SOLE 0 0 13090 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1728 20289 SH SOLE 0 0 20289 VANGUARD INDEX FDS REIT ETF 922908553 355 5464 SH SOLE 0 0 5464 VANGUARD INDEX FDS SM CP VAL ETF 922908611 209 2900 SH SOLE 0 0 2900 VANGUARD INDEX FDS MID CAP ETF 922908629 588 7240 SH SOLE 0 0 7240 VANGUARD INDEX FDS GROWTH ETF 922908736 1742 24051 SH SOLE 0 0 24051 VANGUARD INDEX FDS VALUE ETF 922908744 1500 25551 SH SOLE 0 0 25551 VANGUARD INDEX FDS SMALL CP ETF 922908751 599 7479 SH SOLE 0 0 7479 VANGUARD INDEX FDS TOTAL STK MKT 922908769 350 4750 SH SOLE 0 0 4750 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2624 61082 SH SOLE 0 0 61082 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 1702 40787 SH SOLE 0 0 40787 VANGUARD SCOTTSDALE FDS SHRT-TERM CORP 92206C409 343 4280 SH SOLE 0 0 4280 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 9841 164904 SH SOLE 0 0 164904 VANGUARD WORLD FDS INF TECH ETF 92204A702 215 2925 SH SOLE 0 0 2925 VARIAN MED SYS INC COM 92220P105 471 7810 SH SOLE 0 0 7810 VERIZON COMMUNICATIONS INC COM 92343V104 285 6255 SH SOLE 0 0 6255 VISA INC COM CL A 92826C839 2642 19674 SH SOLE 0 0 19674 WAL-MART STORES INC COM 931142103 557 7535 SH SOLE 0 0 7535 WEINGARTEN RLTY INVS SH BEN INT 948741103 3698 131540 SH SOLE 0 0 131540 WELLS FARGO & CO NEW COM 949746101 542 15692 SH SOLE 0 0 15692 WHITE MTNS INS GROUP LTD COM G9618E107 505 984 SH SOLE 0 0 984 WYNN RESORTS LTD COM 983134107 251 2176 SH SOLE 0 0 2176