0001567619-18-004105.txt : 20181015 0001567619-18-004105.hdr.sgml : 20181015 20181015132304 ACCESSION NUMBER: 0001567619-18-004105 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181015 DATE AS OF CHANGE: 20181015 EFFECTIVENESS DATE: 20181015 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nikko Asset Management Americas, Inc. CENTRAL INDEX KEY: 0001480751 IRS NUMBER: 941302123 STATE OF INCORPORATION: DE FISCAL YEAR END: 0310 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13674 FILM NUMBER: 181121848 BUSINESS ADDRESS: STREET 1: 535 MADISON AVENUE STREET 2: SUITE 2500 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-610-6100 MAIL ADDRESS: STREET 1: 535 MADISON AVENUE STREET 2: SUITE 2500 CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001480751 XXXXXXXX 09-30-2018 09-30-2018 Nikko Asset Management Americas, Inc.

535 MADISON AVENUE SUITE 2500 NEW YORK NY 10022

13F HOLDINGS REPORT 028-13674 N /s/ Gary Beckham 212-610-6100 /s/ Gary Beckham New York NY 10-10-2018 0 154 3596366 false INFORMATION TABLE 2 form13fInfoTable.xml Aerojet Rocketdyne Holdings In COM 007800105 14 423 SH SOLE 0 0 423 Aerovironment Inc COM 008073108 27191 244261 SH SOLE 0 0 244261 Agnico Eagle Mines Ltd COM 008474108 5427 157858 SH SOLE 157858 0 0 Alamos Gold Inc COM 011532108 5297 1164073 SH SOLE 1164073 0 0 Albemarle Corp COM 012653101 11529 114656 SH SOLE 49423 0 65233 Alcoa Corp COM 013872106 3325 82068 SH SOLE 82068 0 0 Alibaba Group Holding Ltd COM 01609W102 99521 604917 SH SOLE 0 0 604917 Alphabet Inc COM 02079K107 43333 35947 SH SOLE 0 0 35947 Amazon.com Inc COM 023135106 198266 97946 SH SOLE 20 0 97926 Anadarko Petroleum Corp COM 032511107 5202 76087 SH SOLE 74659 0 1428 AngloGold Ashanti Ltd COM 035128206 6227 722440 SH SOLE 722440 0 0 ANSYS Inc COM 03662Q105 6483 34479 SH SOLE 0 0 34479 Apple Inc COM 037833100 148731 649566 SH SOLE 98 0 649468 Aptiv PLC COM G6095L109 33275 392389 SH SOLE 528 0 391861 Archer-Daniels-Midland Co COM 039483102 11124 220625 SH SOLE 220625 0 0 Autodesk Inc COM 052769106 49 313 SH SOLE 0 0 313 B2Gold Corp COM 11777Q209 5339 2321138 SH SOLE 2321138 0 0 Baidu Inc COM 056752108 157927 686609 SH SOLE 377 0 686232 Baker Hughes a GE Co COM 05722G100 7626 224952 SH SOLE 222702 0 2250 Banco Bradesco SA COM 059460303 337 47735 SH SOLE 0 0 47735 Barrick Gold Corp COM 067901108 6491 584268 SH SOLE 584268 0 0 BHP Billiton PLC COM 05545E209 37128 845931 SH SOLE 845931 0 0 Bluebird Bio Inc COM 09609G100 44 304 SH SOLE 304 0 0 Boeing Co/The COM 097023105 37 99 SH SOLE 0 0 99 BP PLC COM 055622104 16847 360323 SH SOLE 360323 0 0 Bunge Ltd COM G16962105 7399 108363 SH SOLE 108363 0 0 Cabot Oil & Gas Corp COM 127097103 6774 302131 SH SOLE 296388 0 5743 Callon Petroleum Co COM 13123X102 4716 386519 SH SOLE 386519 0 0 Canadian Natural Resources Ltd COM 136385101 5986 180235 SH SOLE 180235 0 0 Cemex SAB de CV COM 151290889 4454 614774 SH SOLE 614774 0 0 Cerus Corp COM 157085101 44 6129 SH SOLE 6129 0 0 CF Industries Holdings Inc COM 125269100 3932 72235 SH SOLE 72235 0 0 Charles Schwab Corp/The COM 808513105 40271 811581 SH SOLE 0 0 811581 Chevron Corp COM 166764100 16187 130139 SH SOLE 128576 0 1563 China Petroleum & Chemical Cor COM 16941R108 4021 39740 SH SOLE 39740 0 0 CNOOC Ltd COM 126132109 3238 16310 SH SOLE 16310 0 0 Compugen Ltd COM M25722105 24 6288 SH SOLE 6288 0 0 Concho Resources Inc COM 20605P101 8978 58863 SH SOLE 57762 0 1101 ConocoPhillips COM 20825C104 4234 53730 SH SOLE 53730 0 0 CRISPR Therapeutics AG COM H17182108 50 1124 SH SOLE 1124 0 0 Deere & Co COM 244199105 19661 130285 SH SOLE 0 0 130285 Diamondback Energy Inc COM 25278X109 6993 50982 SH SOLE 50982 0 0 Domino's Pizza Inc COM 25754A201 5946 20573 SH SOLE 0 0 20573 DowDuPont Inc COM 26078J100 12137 185218 SH SOLE 185218 0 0 Dril-Quip Inc COM 262037104 2737 52267 SH SOLE 52267 0 0 Ebix Inc COM 278715206 30610 391967 SH SOLE 0 0 391967 Editas Medicine Inc COM 28106W103 64 2018 SH SOLE 2018 0 0 Elbit Systems Ltd COM M3760D101 2590 20595 SH SOLE 0 0 20595 EOG Resources Inc COM 26875P101 4987 38800 SH SOLE 37957 0 843 EQT Corp COM 26884L109 5733 129174 SH SOLE 127163 0 2011 ExOne Co/The COM 302104104 14 1477 SH SOLE 1477 0 0 Exxon Mobil Corp COM 30231G102 25403 296665 SH SOLE 294090 0 2575 Fiserv Inc COM 337738108 32842 398032 SH SOLE 0 0 398032 Freeport-McMoRan Inc COM 35671D857 12246 888057 SH SOLE 888057 0 0 Garmin Ltd COM H2906T109 10 142 SH SOLE 0 0 142 General Motors Co COM 37045V100 11868 346829 SH SOLE 0 0 346829 Goldcorp Inc COM 380956409 2186 213936 SH SOLE 213936 0 0 Guidewire Software Inc COM 40171V100 80101 798857 SH SOLE 0 0 798857 Halliburton Co COM 406216101 18900 464256 SH SOLE 461591 0 2665 Harris Corp COM 413875105 48 283 SH SOLE 0 0 283 HDFC Bank Ltd COM 40415F101 27508 290538 SH SOLE 0 0 290538 HEICO Corp COM 422806109 30 319 SH SOLE 0 0 319 Hess Corp COM 42809H107 4446 61313 SH SOLE 61313 0 0 Illumina Inc COM 452327109 62 168 SH SOLE 168 0 0 Intellia Therapeutics Inc COM 45826J105 141 4985 SH SOLE 4985 0 0 Interactive Brokers Group Inc COM 45841N107 73471 1318110 SH SOLE 0 0 1318110 Intercontinental Exchange Inc COM 45866F104 38962 520817 SH SOLE 0 0 520817 International Paper Co COM 460146103 14030 282061 SH SOLE 282061 0 0 Intuit Inc COM 461202103 66138 290232 SH SOLE 0 0 290232 Invitae Corp COM 46185L103 136 7812 SH SOLE 7812 0 0 Iridium Communications Inc COM 46269C102 59 2539 SH SOLE 0 0 2539 Jagged Peak Energy Inc COM 47009K107 4874 347913 SH SOLE 347913 0 0 JD.com Inc COM 47215P106 81226 3116892 SH SOLE 2235 0 3114657 Kratos Defense & Security Solu COM 50077B207 3470 233534 SH SOLE 0 0 233534 LendingClub Corp COM 52603A109 83979 21153344 SH SOLE 14039 0 21139305 LendingTree Inc COM 52603B107 129231 561873 SH SOLE 87 0 561786 Lockheed Martin Corp COM 539830109 46 132 SH SOLE 0 0 132 Magna International Inc COM 559222401 7572 136480 SH SOLE 0 0 136480 Marathon Petroleum Corp COM 56585A102 3018 36937 SH SOLE 36937 0 0 Materialise NV COM 57667T100 35 2473 SH SOLE 2473 0 0 Medidata Solutions Inc COM 58471A105 52188 717367 SH SOLE 503 0 716864 MercadoLibre Inc COM 58733R102 104823 300657 SH SOLE 66 0 300591 Mosaic Co/The COM 61945C103 6149 188316 SH SOLE 188316 0 0 MSCI Inc COM 55354G100 30493 170617 SH SOLE 0 0 170617 Teradyne Inc COM 880770102 11881 317510 SH SOLE 1542 0 315968 NanoString Technologies Inc COM 63009R109 66 3723 SH SOLE 3723 0 0 Nasdaq Inc COM 631103108 42776 493317 SH SOLE 0 0 493317 Netflix Inc COM 64110L106 9930 25886 SH SOLE 143 0 25743 Newmont Mining Corp COM 651639106 2880 95192 SH SOLE 95192 0 0 Noble Energy Inc COM 655044105 6535 206279 SH SOLE 201674 0 4605 Nucor Corp COM 670346105 11035 172779 SH SOLE 172779 0 0 Nutrien Ltd COM 67077M108 32492 557320 SH SOLE 557320 0 0 NVIDIA Corp COM 67066G104 116148 404782 SH SOLE 157 0 404625 NXP Semiconductors NV COM N6596X109 6851 78820 SH SOLE 0 0 78820 Occidental Petroleum Corp COM 674599105 9392 113646 SH SOLE 111968 0 1678 Oceaneering International Inc COM 675232102 4109 148168 SH SOLE 147540 0 628 Oil States International Inc COM 678026105 5829 174104 SH SOLE 172000 0 2104 ONEOK Inc COM 682680103 3107 45518 SH SOLE 43544 0 1974 Organovo Holdings Inc COM 68620A104 17 14301 SH SOLE 14301 0 0 PACCAR Inc COM 693718108 7457 107639 SH SOLE 0 0 107639 Pacific Biosciences of Califor COM 69404D108 36 6478 SH SOLE 6478 0 0 Packaging Corp of America COM 695156109 4963 45165 SH SOLE 45165 0 0 Patterson-UTI Energy Inc COM 703481101 6593 377479 SH SOLE 373598 0 3881 PayPal Holdings Inc COM 70450Y103 86482 980633 SH SOLE 0 0 980633 PetroChina Co Ltd COM 71646E100 3629 44133 SH SOLE 44133 0 0 Petroleo Brasileiro SA COM 71654V408 3754 308808 SH SOLE 308808 0 0 Phillips 66 COM 718546104 3112 27266 SH SOLE 27266 0 0 Pioneer Natural Resources Co COM 723787107 4344 24744 SH SOLE 24067 0 677 Praxair Inc COM 74005P104 3349 19988 SH SOLE 19988 0 0 Proto Labs Inc COM 743713109 17 104 SH SOLE 0 0 104 Raven Industries Inc COM 754212108 11 234 SH SOLE 0 0 234 Red Hat Inc COM 756577102 56304 413699 SH SOLE 287 0 413412 Redfin Corp COM 75737F108 43783 2333868 SH SOLE 0 0 2333868 Rio Tinto PLC COM 767204100 26481 522420 SH SOLE 522420 0 0 Rowan Cos Plc COM G7665A101 3103 163894 SH SOLE 162376 0 1518 Royal Dutch Shell PLC COM 780259206 22004 319427 SH SOLE 319427 0 0 RPC Inc COM 749660106 6382 411213 SH SOLE 408135 0 3078 salesforce.com Inc COM 79466L302 65808 412070 SH SOLE 140 0 411930 Schlumberger Ltd COM 806857108 22009 357986 SH SOLE 355607 0 2379 Seres Therapeutics Inc COM 81750R102 25 3317 SH SOLE 3317 0 0 Shopify Inc COM 82509L107 75382 457776 SH SOLE 0 0 457776 Sirius XM Holdings Inc COM 82968B103 15 2379 SH SOLE 0 0 2379 Southern Copper Corp COM 84265V105 4650 108179 SH SOLE 108179 0 0 Spirit AeroSystems Holdings In COM 848574109 37 400 SH SOLE 0 0 400 Splunk Inc COM 848637104 86977 727110 SH SOLE 184 0 726926 Spotify Technology SA COM L8681T102 5854 32107 SH SOLE 176 0 31931 Square Inc COM 852234103 290190 2917067 SH SOLE 677 0 2916390 Starbucks Corp COM 855244109 49281 878442 SH SOLE 0 0 878442 Steel Dynamics Inc COM 858119100 10054 220617 SH SOLE 220617 0 0 Stratasys Ltd COM M85548101 169 7235 SH SOLE 5968 0 1267 Suncor Energy Inc COM 867224107 8374 212043 SH SOLE 209322 0 2721 Superior Energy Services Inc COM 868157108 7166 714417 SH SOLE 708792 0 5625 Syros Pharmaceuticals Inc COM 87184Q107 25 2050 SH SOLE 2050 0 0 Taiwan Semiconductor Manufactu COM 874039100 96386 2159904 SH SOLE 585 0 2159319 Tata Motors Ltd COM 876568502 7926 505476 SH SOLE 0 0 505476 TechnipFMC PLC COM G87110105 9679 309720 SH SOLE 306933 0 2787 Teck Resources Ltd COM 878742204 6068 246773 SH SOLE 246773 0 0 Teledyne Technologies Inc COM 879360105 23 92 SH SOLE 0 0 92 Tesla Inc COM 88160R101 54553 176154 SH SOLE 683 0 175471 TOTAL SA COM 89151E109 22242 340510 SH SOLE 340510 0 0 TransUnion COM 89400J107 39170 530896 SH SOLE 0 0 530896 Trimble Inc COM 896239100 24380 559435 SH SOLE 0 0 559435 Twitter Inc COM 90184L102 7043 246777 SH SOLE 3116 0 243661 Univar Inc COM 91336L107 3510 114580 SH SOLE 114580 0 0 Valero Energy Corp COM 91913Y100 77 669 SH SOLE 0 0 669 Veoneer Inc COM 92336X109 7478 133939 SH SOLE 0 0 133939 Veracyte Inc COM 92337F107 24 2602 SH SOLE 2602 0 0 Verisk Analytics Inc COM 92345Y106 47569 392648 SH SOLE 0 0 392648 Visa Inc COM 92826C839 37853 250336 SH SOLE 0 0 250336 Weyerhaeuser Co COM 962166104 10641 330170 SH SOLE 330170 0 0 Williams Cos Inc/The COM 969457100 3345 122111 SH SOLE 122111 0 0 Workday Inc COM 98138H101 42363 287421 SH SOLE 0 0 287421 Xilinx Inc COM 983919101 17574 218420 SH SOLE 389 0 218031 Zillow Group Inc COM 98954M200 33361 752301 SH SOLE 697 0 751604