0001140361-15-037644.txt : 20151015
0001140361-15-037644.hdr.sgml : 20151015
20151014175422
ACCESSION NUMBER: 0001140361-15-037644
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20151015
DATE AS OF CHANGE: 20151014
EFFECTIVENESS DATE: 20151015
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Nikko Asset Management Americas, Inc.
CENTRAL INDEX KEY: 0001480751
IRS NUMBER: 941302123
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0310
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13674
FILM NUMBER: 151158830
BUSINESS ADDRESS:
STREET 1: 535 MADISON AVENUE
STREET 2: SUITE 2500
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-610-6100
MAIL ADDRESS:
STREET 1: 535 MADISON AVENUE
STREET 2: SUITE 2500
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001480751
XXXXXXXX
09-30-2015
09-30-2015
Nikko Asset Management Americas, Inc.
535 Madison Avenue
Suite 2500
New York
NY
10022
13F HOLDINGS REPORT
028-13674
N
/s/ Gary Beckham
Chief Compliance Officer
212-610-6100
/s/ Gary Beckham
New York
NY
10-13-2015
0
183
967969
false
INFORMATION TABLE
2
form13fInfoTable.xml
3M CO
COM
88579Y101
524
3700
SH
SOLE
0
0
3700
ABBOTT LABORATORIES
COM
002824100
359
9100
SH
SOLE
0
0
9100
ABBVIE INC
COM
00287Y109
1277
24200
SH
SOLE
15100
0
9100
ACCENTURE PLC-CL A
COM
G1151C101
328
3400
SH
SOLE
0
0
3400
AETNA INC
COM
00817Y108
2084
19600
SH
SOLE
0
0
19600
AGRIUM INC
COM
008916108
15287
173326
SH
SOLE
173326
0
0
ALCOA INC
COM
013817101
5118
541600
SH
SOLE
541600
0
0
ALLERGAN PLC
COM
G0177J108
529
2100
SH
SOLE
0
0
2100
ALLY FINANCIAL INC
COM
02005N100
1871
93900
SH
SOLE
0
0
93900
ALTRIA GROUP INC
COM
02209S103
1047
19300
SH
SOLE
19300
0
0
AMAZON.COM INC
COM
023135106
1141
2300
SH
SOLE
0
0
2300
AMERICAN EXPRESS CO
COM
025816109
446
6100
SH
SOLE
0
0
6100
AMERICAN INTERNATIONAL GROUP
COM
026874784
446
8000
SH
SOLE
0
0
8000
AMERICAN TOWER CORP
COM
03027X100
418
4800
SH
SOLE
0
0
4800
AMGEN INC
COM
031162100
562
4200
SH
SOLE
0
0
4200
ANADARKO PETROLEUM CORP
COM
032511107
17726
300236
SH
SOLE
297036
0
3200
ANGLOGOLD ASHANTI-SPON ADR
COM
035128206
6387
829500
SH
SOLE
829500
0
0
APPLE INC
COM
037833100
5061
46400
SH
SOLE
1400
0
45000
ARCHER-DANIELS-MIDLAND CO
COM
039483102
33611
819387
SH
SOLE
813187
0
6200
AT&T INC
COM
00206R102
2892
90200
SH
SOLE
54800
0
35400
AXIALL CORP
COM
05463D100
5550
352142
SH
SOLE
352142
0
0
BAKER HUGHES INC
COM
057224107
14167
280700
SH
SOLE
280700
0
0
BANCO BRADESCO-ADR
COM
059460303
196
38120
SH
SOLE
0
0
38120
BANK OF AMERICA CORP
COM
060505104
880
57300
SH
SOLE
0
0
57300
BANK OF NEW YORK MELLON CORP
COM
064058100
304
7900
SH
SOLE
0
0
7900
BANK OF NOVA SCOTIA
COM
064149107
388
6700
SH
SOLE
0
0
6700
BARRICK GOLD CORP
COM
067901108
6634
1068300
SH
SOLE
1068300
0
0
BERKSHIRE HATHAWAY INC-CL B
COM
084670702
2692
20900
SH
SOLE
0
0
20900
BHP BILLITON PLC-ADR
COM
05545E209
42251
1417818
SH
SOLE
1417818
0
0
BIOGEN INC
COM
09062X103
362
1300
SH
SOLE
0
0
1300
BLACKROCK INC
COM
09247X101
205
700
SH
SOLE
0
0
700
BP PLC-SPONS ADR
COM
055622104
23363
788500
SH
SOLE
788500
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
554
9400
SH
SOLE
0
0
9400
BROOKDALE SENIOR LIVING INC
COM
112463104
1448
65500
SH
SOLE
0
0
65500
CABOT OIL & GAS CORP
COM
127097103
11237
521680
SH
SOLE
521680
0
0
CANADIAN NATL RAILWAY CO
COM
136375102
334
4500
SH
SOLE
0
0
4500
CANADIAN NATURAL RESOURCES
COM
136385101
10159
519930
SH
SOLE
519930
0
0
CAPITAL ONE FINANCIAL CORP
COM
14040H105
1753
24500
SH
SOLE
0
0
24500
CELGENE CORP
COM
151020104
485
4600
SH
SOLE
0
0
4600
CF INDUSTRIES HOLDINGS INC
COM
125269100
6637
150200
SH
SOLE
150200
0
0
CHEVRON CORP
COM
166764100
34430
451536
SH
SOLE
441236
0
10300
CHINA PETROLEUM & CHEM-ADR
COM
16941R108
4903
82590
SH
SOLE
82590
0
0
CIGNA CORP
COM
125509109
146
1100
SH
SOLE
1100
0
0
CISCO SYSTEMS INC
COM
17275R102
1939
75600
SH
SOLE
48700
0
26900
CITIGROUP INC
COM
172967424
2626
53600
SH
SOLE
0
0
53600
CNOOC LTD-SPON ADR
COM
126132109
5089
51452
SH
SOLE
51452
0
0
COBALT INTERNATIONAL ENERGY
COM
19075F106
4352
640012
SH
SOLE
640012
0
0
COCA-COLA CO/THE
COM
191216100
1115
28100
SH
SOLE
6700
0
21400
COGNIZANT TECH SOLUTIONS-A
COM
192446102
582
9608
SH
SOLE
0
0
9608
COLGATE-PALMOLIVE CO
COM
194162103
328
5200
SH
SOLE
0
0
5200
COMCAST CORP-CLASS A
COM
20030N101
667
12100
SH
SOLE
0
0
12100
CONCHO RESOURCES INC
COM
20605P101
9032
93500
SH
SOLE
93500
0
0
CONOCOPHILLIPS
COM
20825C104
7432
159600
SH
SOLE
153000
0
6600
COSTCO WHOLESALE CORP
COM
22160K105
388
2700
SH
SOLE
0
0
2700
CVS HEALTH CORP
COM
126650100
2330
24500
SH
SOLE
0
0
24500
DIAMONDBACK ENERGY INC
COM
25278X109
7680
121900
SH
SOLE
121900
0
0
DOMINION RESOURCES INC/VA
COM
25746U109
229
3300
SH
SOLE
0
0
3300
DOW CHEMICAL CO/THE
COM
260543103
17193
423900
SH
SOLE
416900
0
7000
DRIL-QUIP INC
COM
262037104
7472
127536
SH
SOLE
127536
0
0
DU PONT (E.I.) DE NEMOURS
COM
263534109
257
5400
SH
SOLE
0
0
5400
DUKE ENERGY CORP
COM
26441C204
502
7100
SH
SOLE
0
0
7100
ELDORADO GOLD CORP
COM
284902103
6209
2062736
SH
SOLE
2062736
0
0
ELI LILLY & CO
COM
532457108
434
5400
SH
SOLE
0
0
5400
EMC CORP/MA
COM
268648102
243
10500
SH
SOLE
0
0
10500
EOG RESOURCES INC
COM
26875P101
10085
143800
SH
SOLE
136900
0
6900
EQT CORP
COM
26884L109
9444
145164
SH
SOLE
145164
0
0
EXPRESS SCRIPTS HOLDING CO
COM
30219G108
388
4800
SH
SOLE
0
0
4800
EXXON MOBIL CORP
COM
30231G102
47019
644372
SH
SOLE
621400
0
22972
FACEBOOK INC-A
COM
30303M102
945
10900
SH
SOLE
0
0
10900
FEDEX CORP
COM
31428X106
255
1800
SH
SOLE
0
0
1800
FMC TECHNOLOGIES INC
COM
30249U101
7851
248832
SH
SOLE
248832
0
0
FORD MOTOR CO
COM
345370860
263
20000
SH
SOLE
0
0
20000
FREEPORT-MCMORAN INC
COM
35671D857
16155
1773300
SH
SOLE
1773300
0
0
FRONTIER COMMUNICATIONS CORP
COM
35906A108
0
1
SH
SOLE
0
0
1
GENERAL ELECTRIC CO
COM
369604103
3319
135100
SH
SOLE
0
0
135100
GENERAL MOTORS CO
COM
37045V100
239
8200
SH
SOLE
0
0
8200
GILEAD SCIENCES INC
COM
375558103
845
8800
SH
SOLE
0
0
8800
GOLDCORP INC
COM
380956409
10959
897563
SH
SOLE
897563
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
361
2100
SH
SOLE
0
0
2100
GOOGLE INC-CL A
COM
38259P508
1121
1800
SH
SOLE
0
0
1800
GOOGLE INC-CL C
COM
38259P706
1073
1804
SH
SOLE
0
0
1804
GULFPORT ENERGY CORP
COM
402635304
6664
227600
SH
SOLE
227600
0
0
HALLIBURTON CO
COM
406216101
10647
307000
SH
SOLE
307000
0
0
HCA HOLDINGS INC
COM
40412C101
326
4400
SH
SOLE
0
0
4400
HESS CORP
COM
42809H107
7028
145570
SH
SOLE
145570
0
0
HEWLETT-PACKARD CO
COM
428236103
2066
83800
SH
SOLE
0
0
83800
HOLLYFRONTIER CORP
COM
436106108
7039
150500
SH
SOLE
150500
0
0
HOME DEPOT INC
COM
437076102
881
7800
SH
SOLE
0
0
7800
INTEL CORP
COM
458140100
1500
51300
SH
SOLE
25000
0
26300
INTERNATIONAL PAPER CO
COM
460146103
24748
661900
SH
SOLE
661900
0
0
INTL BUSINESS MACHINES CORP
COM
459200101
769
5400
SH
SOLE
0
0
5400
ISRAEL CHEMICALS LTD
COM
M5920A109
4193
850483
SH
SOLE
850483
0
0
JOHNSON & JOHNSON
COM
478160104
2996
32200
SH
SOLE
16500
0
15700
JPMORGAN CHASE & CO
COM
46625H100
1206
20149
SH
SOLE
0
0
20149
KINDER MORGAN INC
COM
49456B101
4429
169300
SH
SOLE
159500
0
9800
LA-Z-BOY INC
COM
505336107
771
29100
SH
SOLE
0
0
29100
LEGGETT & PLATT INC
COM
524660107
338
8300
SH
SOLE
8300
0
0
LIBERTY INTERACTIVE CORP Q-A
COM
53071M104
1542
59100
SH
SOLE
0
0
59100
LOWE'S COS INC
COM
548661107
447
6700
SH
SOLE
0
0
6700
LYONDELLBASELL INDU-CL A
COM
N53745100
453
5600
SH
SOLE
5600
0
0
MARATHON OIL CORP
COM
565849106
8784
586780
SH
SOLE
586780
0
0
MARTIN MARIETTA MATERIALS
COM
573284106
12270
82700
SH
SOLE
82700
0
0
MASTERCARD INC-CLASS A
COM
57636Q104
497
5600
SH
SOLE
0
0
5600
MCDONALD'S CORP
COM
580135101
731
7500
SH
SOLE
1700
0
5800
MCKESSON CORP
COM
58155Q103
222
1200
SH
SOLE
0
0
1200
MEDTRONIC PLC
COM
G5960L103
524
7900
SH
SOLE
0
0
7900
MERCK & CO. INC.
COM
58933Y105
2072
42600
SH
SOLE
26500
0
16100
METLIFE INC
COM
59156R108
253
5460
SH
SOLE
0
0
5460
MICROSOFT CORP
COM
594918104
4031
92800
SH
SOLE
0
0
92800
MONDELEZ INTERNATIONAL INC-A
COM
609207105
392
9600
SH
SOLE
0
0
9600
MONSANTO CO
COM
61166W101
26409
315900
SH
SOLE
313000
0
2900
MORGAN STANLEY
COM
617446448
288
9300
SH
SOLE
0
0
9300
MOSAIC CO/THE
COM
61945C103
23362
752629
SH
SOLE
752629
0
0
NETFLIX INC
COM
64110L106
128
1300
SH
SOLE
0
0
1300
NEXTERA ENERGY INC
COM
65339F101
242
2500
SH
SOLE
0
0
2500
NIKE INC -CL B
COM
654106103
479
4000
SH
SOLE
0
0
4000
NOBLE ENERGY INC
COM
655044105
9587
322800
SH
SOLE
322800
0
0
NUCOR CORP
COM
670346105
16116
433700
SH
SOLE
433700
0
0
OCCIDENTAL PETROLEUM CORP
COM
674599105
17227
267200
SH
SOLE
262500
0
4700
OCEANEERING INTL INC
COM
675232102
8564
218200
SH
SOLE
218200
0
0
ORACLE CORP
COM
68389X105
710
20000
SH
SOLE
0
0
20000
PACKAGING CORP OF AMERICA
COM
695156109
214
3600
SH
SOLE
3600
0
0
PAYCHEX INC
COM
704326107
170
3700
SH
SOLE
3700
0
0
PEPSICO INC
COM
713448108
828
8900
SH
SOLE
0
0
8900
PETROCHINA CO LTD -ADR
COM
71646E100
5946
87836
SH
SOLE
87836
0
0
PETROLEO BRASILEIRO-SPON ADR
COM
71654V408
3210
825100
SH
SOLE
825100
0
0
PFIZER INC
COM
717081103
2781
89641
SH
SOLE
54600
0
35041
PHILLIPS 66
COM
718546104
6766
90800
SH
SOLE
90800
0
0
PIONEER NATURAL RESOURCES CO
COM
723787107
13705
115700
SH
SOLE
115700
0
0
PNC FINANCIAL SERVICES GROUP
COM
693475105
264
3000
SH
SOLE
0
0
3000
POSCO- SPON ADR
COM
693483109
3776
109000
SH
SOLE
109000
0
0
POTASH CORP OF SASKATCHEWAN
COM
73755L107
24319
1195215
SH
SOLE
1195215
0
0
PRICELINE GROUP INC/THE
COM
741503403
360
300
SH
SOLE
0
0
300
PROCTER & GAMBLE CO/THE
COM
742718109
1069
14788
SH
SOLE
0
0
14788
PUBLIC SERVICE ENTERPRISE GP
COM
744573106
123
3000
SH
SOLE
3000
0
0
QUALCOMM INC
COM
747525103
467
8900
SH
SOLE
0
0
8900
QUANTA SERVICES INC
COM
74762E102
1887
79100
SH
SOLE
0
0
79100
RANDGOLD RESOURCES LTD-ADR
COM
752344309
9946
172322
SH
SOLE
172322
0
0
RICE ENERGY INC
COM
762760106
4842
307800
SH
SOLE
307800
0
0
RIO TINTO PLC-SPON ADR
COM
767204100
33259
1018647
SH
SOLE
1018647
0
0
ROGERS COMMUNICATIONS INC-B
COM
775109200
268
5800
SH
SOLE
5800
0
0
ROWAN COMPANIES PLC-A
COM
G7665A101
4450
274200
SH
SOLE
274200
0
0
ROYAL BANK OF CANADA
COM
780087102
618
8600
SH
SOLE
0
0
8600
ROYAL DUTCH SHELL-SPON ADR-A
COM
780259206
31761
682305
SH
SOLE
682305
0
0
SCANA CORP
COM
80589M102
394
7200
SH
SOLE
7200
0
0
SCHLUMBERGER LTD
COM
806857108
16680
241384
SH
SOLE
241384
0
0
SIMON PROPERTY GROUP INC
COM
828806109
328
1800
SH
SOLE
0
0
1800
SM ENERGY CO
COM
78454L100
6696
223207
SH
SOLE
223207
0
0
SOUTHERN CO/THE
COM
842587107
226
5100
SH
SOLE
0
0
5100
SOUTHERN COPPER CORP
COM
84265V105
15418
590943
SH
SOLE
590943
0
0
SPECTRA ENERGY CORP
COM
847560109
380
15000
SH
SOLE
15000
0
0
STARBUCKS CORP
COM
855244109
479
8600
SH
SOLE
0
0
8600
STEEL DYNAMICS INC
COM
858119100
4798
285100
SH
SOLE
285100
0
0
STEELCASE INC-CL A
COM
858155203
2097
116440
SH
SOLE
0
0
116440
SUNCOR ENERGY INC
COM
867224107
436
12300
SH
SOLE
2900
0
9400
SUPERIOR ENERGY SERVICES INC
COM
868157108
7342
563492
SH
SOLE
563492
0
0
SYNGENTA AG-ADR
COM
87160A100
15558
247423
SH
SOLE
247423
0
0
TAHOE RESOURCES INC
COM
873868103
5304
696000
SH
SOLE
696000
0
0
TECK RESOURCES LTD-CLS B
COM
878742204
4979
1057111
SH
SOLE
1057111
0
0
TEXAS INSTRUMENTS INC
COM
882508104
323
6800
SH
SOLE
0
0
6800
THERMO FISHER SCIENTIFIC INC
COM
883556102
779
6500
SH
SOLE
0
0
6500
TIFFANY & CO
COM
886547108
996
13247
SH
SOLE
0
0
13247
TIME WARNER INC
COM
887317303
1279
19200
SH
SOLE
0
0
19200
TORONTO-DOMINION BANK
COM
891160509
565
11000
SH
SOLE
0
0
11000
TOTAL SA-SPON ADR
COM
89151E109
31104
707717
SH
SOLE
707717
0
0
TRANSCANADA CORP
COM
89353D107
546
13200
SH
SOLE
13200
0
0
TWENTY-FIRST CENTURY FOX-A
COM
90130A101
224
8700
SH
SOLE
0
0
8700
TYSON FOODS INC-CL A
COM
902494103
2300
55000
SH
SOLE
0
0
55000
UNION PACIFIC CORP
COM
907818108
450
5200
SH
SOLE
0
0
5200
UNITED PARCEL SERVICE-CL B
COM
911312106
432
4400
SH
SOLE
0
0
4400
UNITEDHEALTH GROUP INC
COM
91324P102
685
6000
SH
SOLE
0
0
6000
US BANCORP
COM
902973304
431
10600
SH
SOLE
0
0
10600
VALEANT PHARMACEUTICALS INTE
COM
91911K102
360
1700
SH
SOLE
0
0
1700
VERIZON COMMUNICATIONS INC
COM
92343V104
988
22700
SH
SOLE
0
0
22700
VISA INC-CLASS A SHARES
COM
92826C839
768
11200
SH
SOLE
0
0
11200
WALGREENS BOOTS ALLIANCE INC
COM
931427108
443
5400
SH
SOLE
0
0
5400
WAL-MART STORES INC
COM
931142103
609
9549
SH
SOLE
0
0
9549
WALT DISNEY CO/THE
COM
254687106
925
9300
SH
SOLE
0
0
9300
WEATHERFORD INTERNATIONAL PL
COM
H27013103
3449
413000
SH
SOLE
413000
0
0
WELLS FARGO & CO
COM
949746101
1410
27700
SH
SOLE
0
0
27700
WESTROCK CO
COM
96145D105
1719
34000
SH
SOLE
0
0
34000
WEYERHAEUSER CO
COM
962166104
19658
726443
SH
SOLE
726443
0
0
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
1838
19600
SH
SOLE
0
0
19600