0001398344-13-002070.txt : 20130425
0001398344-13-002070.hdr.sgml : 20130425
20130425102015
ACCESSION NUMBER: 0001398344-13-002070
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130425
DATE AS OF CHANGE: 20130425
EFFECTIVENESS DATE: 20130425
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Evanston Investments, Inc., dba Evanston Advisors
CENTRAL INDEX KEY: 0001480535
IRS NUMBER: 621128042
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13844
FILM NUMBER: 13781323
BUSINESS ADDRESS:
STREET 1: 1300 E. WOODFIELD RD.
STREET 2: SUITE 300
CITY: SCHAUMBURG
STATE: IL
ZIP: 60173
BUSINESS PHONE: 8473973000
MAIL ADDRESS:
STREET 1: 1300 E. WOODFIELD RD.
STREET 2: SUITE 300
CITY: SCHAUMBURG
STATE: IL
ZIP: 60173
13F-HR
1
fp0007091_13fhr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2013
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Evanston Investments, Inc. d/b/a Evanston Advisors
Address: 1300 E. Woodfield Rd.
Ste 300
Schaumburg, IL 60173
Form 13F File Number: 028-13844
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Nathan K. Snodgrass
Title: Vice-President, Chief Compliance Officer
Phone: 847-397-8630
Signature, Place, and Date of Signing:
/s/ Nathan K. Snodgrass Schaumburg, Il April 25, 2013
----------------------- -------------- --------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
-----------
Form 13F Information Table Entry Total: 54
-----------
Form 13F Information Table Value Total: $ 222,625
-----------
(thousands)
List of Other Included Managers:
Provide a numbered list of the names(s) and Form 13F file numbers(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
NONE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-------------------------------------- -------- --------- ----------- -------------------- ---------- -------- ---------------------
VOTING AUTHORITY
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------------------------------- -------- --------- ----------- ----------- --- ---- ---------- -------- ------ ------ -------
Aflac Inc. 001055102 4,524 86,964 11,168 75,796
Alliant Energy Corp 018802108 4,753 94,712 11,851 82,861
Applied Materials 38222105 1,619 120,094 16,648 103,446
BALL CORPORATION 058498106 4,782 100,513 12,668 87,845
Berkshire Hathaway Cl A 084670108 313 2 0 2
Boeing Co 097023105 4,675 54,459 6,850 47,609
Cardinal Health Inc 14149Y108 4,100 98,507 12,300 86,207
Chevrontexaco Corp 166764100 4,434 37,318 4,674 32,644
Cisco Systems Inc 17275R102 4,490 214,867 26,677 188,190
Coca Cola Company 191216100 204 5,044 0 5,044
Commerce Bancshares Inc 200525103 4,689 114,852 14,294 100,558
Conagra Incorporated 205887102 4,669 130,369 16,768 113,601
Exxon Mobil Corporation 30231G102 4,410 48,945 6,119 42,826
Garmin Ltd H2906T109 221 6,700 0 6,700
Goodyear Tire & Rubber 382550101 4,388 348,078 44,073 304,005
Guggenheim Bulletshares 2013 C 18383M589 6,238 299,057 36,289 262,768
Guggenheim Bulletshares 2014 C 18383M571 11,208 525,963 71,401 454,562
Guggenheim Bulletshares 2015 C 18383M563 8,709 398,384 61,185 337,199
Guggenheim Bulletshares 2016 C 18383M555 11,971 536,114 66,419 469,695
Guggenheim Bulletshares 2017 C 18383M548 12,011 524,250 69,360 454,890
Guggenheim Bulletshares 2018 C 18383M530 4,588 216,292 28,396 187,896
HollyFrontier Corporation 436106108 4,160 80,853 10,270 70,583
Hologic Inc 436440101 1,594 70,524 9,600 60,924
Huntington Bancshs Inc 446150104 1,649 223,731 30,094 193,637
Intel Corp 458140100 4,623 211,710 26,585 185,125
Intl Business Machines 459200101 4,521 21,194 2,768 18,426
Ishares Silver Trust 46428Q109 775 28,258 4,785 23,473
Jarden Corp 471109108 4,459 104,068 12,964 91,104
Kroger Company 501044101 5,034 151,902 19,827 132,075
Liberty Interactive Hldg Cp A 53071M104 1,620 75,823 10,015 65,808
MARATHON PETE CORP 56585A102 4,688 52,325 6,811 45,514
Medtronic 585055106 4,552 96,934 12,305 84,629
Omnicom Group 681919106 4,593 77,983 10,019 67,964
Oracle Corporation 68389X105 4,194 129,722 16,015 113,707
Packaging Corp Amer 695156109 1,788 39,838 5,545 34,293
Pfizer Incorporated 717081103 4,832 167,420 20,321 147,099
Powershares Db Commodity Index 73935S105 597 21,856 1,239 20,617
Powershs Agriculture ETF 73936B408 4,055 156,579 28,263 128,316
Powershs Base Metals ETF 73936B705 3,215 183,300 33,578 149,722
Powershs Energy ETF 73936B101 5,927 203,596 36,641 166,955
Reinsurance Gp Amer New 759351604 4,566 76,520 9,644 66,876
Service Corp Intl 817565104 1,792 107,120 15,195 91,925
Slm Corporation 78442P106 4,742 231,309 29,254 202,055
SPDR Gold Trust 78463V107 2,568 16,622 2,991 13,631
Sprint Nextel 852061100 1,691 272,293 36,510 235,783
Symantec Corp 871503108 4,714 191,003 24,442 166,561
U G I Corporation New 902681105 1,785 46,498 6,452 40,046
United Parcel Service B 911312106 4,648 54,112 6,732 47,380
Verizon Communications 92343V104 4,712 95,876 12,263 83,613
Walgreen Company 931422109 4,892 102,598 13,552 89,046
Waste Connections Inc 941053100 1,651 45,875 6,281 39,594
Xcel Energy Inc Com 98389B100 1,683 56,650 7,571 49,079
Xerox Corp 984121103 4,784 556,276 70,565 485,711
Zimmer Holdings Inc 98956P102 4,527 60,178 7,484 52,694