0001398344-13-002070.txt : 20130425 0001398344-13-002070.hdr.sgml : 20130425 20130425102015 ACCESSION NUMBER: 0001398344-13-002070 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130425 DATE AS OF CHANGE: 20130425 EFFECTIVENESS DATE: 20130425 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Evanston Investments, Inc., dba Evanston Advisors CENTRAL INDEX KEY: 0001480535 IRS NUMBER: 621128042 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13844 FILM NUMBER: 13781323 BUSINESS ADDRESS: STREET 1: 1300 E. WOODFIELD RD. STREET 2: SUITE 300 CITY: SCHAUMBURG STATE: IL ZIP: 60173 BUSINESS PHONE: 8473973000 MAIL ADDRESS: STREET 1: 1300 E. WOODFIELD RD. STREET 2: SUITE 300 CITY: SCHAUMBURG STATE: IL ZIP: 60173 13F-HR 1 fp0007091_13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Evanston Investments, Inc. d/b/a Evanston Advisors Address: 1300 E. Woodfield Rd. Ste 300 Schaumburg, IL 60173 Form 13F File Number: 028-13844 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Nathan K. Snodgrass Title: Vice-President, Chief Compliance Officer Phone: 847-397-8630 Signature, Place, and Date of Signing: /s/ Nathan K. Snodgrass Schaumburg, Il April 25, 2013 ----------------------- -------------- -------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 54 ----------- Form 13F Information Table Value Total: $ 222,625 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the names(s) and Form 13F file numbers(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------------------------- -------- --------- ----------- -------------------- ---------- -------- --------------------- VOTING AUTHORITY TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER --------------------- NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------------------------------- -------- --------- ----------- ----------- --- ---- ---------- -------- ------ ------ ------- Aflac Inc. 001055102 4,524 86,964 11,168 75,796 Alliant Energy Corp 018802108 4,753 94,712 11,851 82,861 Applied Materials 38222105 1,619 120,094 16,648 103,446 BALL CORPORATION 058498106 4,782 100,513 12,668 87,845 Berkshire Hathaway Cl A 084670108 313 2 0 2 Boeing Co 097023105 4,675 54,459 6,850 47,609 Cardinal Health Inc 14149Y108 4,100 98,507 12,300 86,207 Chevrontexaco Corp 166764100 4,434 37,318 4,674 32,644 Cisco Systems Inc 17275R102 4,490 214,867 26,677 188,190 Coca Cola Company 191216100 204 5,044 0 5,044 Commerce Bancshares Inc 200525103 4,689 114,852 14,294 100,558 Conagra Incorporated 205887102 4,669 130,369 16,768 113,601 Exxon Mobil Corporation 30231G102 4,410 48,945 6,119 42,826 Garmin Ltd H2906T109 221 6,700 0 6,700 Goodyear Tire & Rubber 382550101 4,388 348,078 44,073 304,005 Guggenheim Bulletshares 2013 C 18383M589 6,238 299,057 36,289 262,768 Guggenheim Bulletshares 2014 C 18383M571 11,208 525,963 71,401 454,562 Guggenheim Bulletshares 2015 C 18383M563 8,709 398,384 61,185 337,199 Guggenheim Bulletshares 2016 C 18383M555 11,971 536,114 66,419 469,695 Guggenheim Bulletshares 2017 C 18383M548 12,011 524,250 69,360 454,890 Guggenheim Bulletshares 2018 C 18383M530 4,588 216,292 28,396 187,896 HollyFrontier Corporation 436106108 4,160 80,853 10,270 70,583 Hologic Inc 436440101 1,594 70,524 9,600 60,924 Huntington Bancshs Inc 446150104 1,649 223,731 30,094 193,637 Intel Corp 458140100 4,623 211,710 26,585 185,125 Intl Business Machines 459200101 4,521 21,194 2,768 18,426 Ishares Silver Trust 46428Q109 775 28,258 4,785 23,473 Jarden Corp 471109108 4,459 104,068 12,964 91,104 Kroger Company 501044101 5,034 151,902 19,827 132,075 Liberty Interactive Hldg Cp A 53071M104 1,620 75,823 10,015 65,808 MARATHON PETE CORP 56585A102 4,688 52,325 6,811 45,514 Medtronic 585055106 4,552 96,934 12,305 84,629 Omnicom Group 681919106 4,593 77,983 10,019 67,964 Oracle Corporation 68389X105 4,194 129,722 16,015 113,707 Packaging Corp Amer 695156109 1,788 39,838 5,545 34,293 Pfizer Incorporated 717081103 4,832 167,420 20,321 147,099 Powershares Db Commodity Index 73935S105 597 21,856 1,239 20,617 Powershs Agriculture ETF 73936B408 4,055 156,579 28,263 128,316 Powershs Base Metals ETF 73936B705 3,215 183,300 33,578 149,722 Powershs Energy ETF 73936B101 5,927 203,596 36,641 166,955 Reinsurance Gp Amer New 759351604 4,566 76,520 9,644 66,876 Service Corp Intl 817565104 1,792 107,120 15,195 91,925 Slm Corporation 78442P106 4,742 231,309 29,254 202,055 SPDR Gold Trust 78463V107 2,568 16,622 2,991 13,631 Sprint Nextel 852061100 1,691 272,293 36,510 235,783 Symantec Corp 871503108 4,714 191,003 24,442 166,561 U G I Corporation New 902681105 1,785 46,498 6,452 40,046 United Parcel Service B 911312106 4,648 54,112 6,732 47,380 Verizon Communications 92343V104 4,712 95,876 12,263 83,613 Walgreen Company 931422109 4,892 102,598 13,552 89,046 Waste Connections Inc 941053100 1,651 45,875 6,281 39,594 Xcel Energy Inc Com 98389B100 1,683 56,650 7,571 49,079 Xerox Corp 984121103 4,784 556,276 70,565 485,711 Zimmer Holdings Inc 98956P102 4,527 60,178 7,484 52,694