0001398344-11-000826.txt : 20110414
0001398344-11-000826.hdr.sgml : 20110414
20110414094450
ACCESSION NUMBER: 0001398344-11-000826
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110414
DATE AS OF CHANGE: 20110414
EFFECTIVENESS DATE: 20110414
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Evanston Investments, Inc., dba Evanston Advisors
CENTRAL INDEX KEY: 0001480535
IRS NUMBER: 621128042
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13844
FILM NUMBER: 11758612
BUSINESS ADDRESS:
STREET 1: 1827 WALDEN OFFICE SQUARE
STREET 2: SUITE 104
CITY: SCHAUMBURG
STATE: IL
ZIP: 60173
BUSINESS PHONE: 8473973000
MAIL ADDRESS:
STREET 1: 1827 WALDEN OFFICE SQUARE
STREET 2: SUITE 104
CITY: SCHAUMBURG
STATE: IL
ZIP: 60173
13F-HR
1
fp0002771_13fhr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Evanston Investments, Inc. d/b/a Evanston Advisors
Address: 1827 Walden Office Sq.
Suite 104
Schaumburg, IL 60173
Form 13F File Number: 028-13844
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Nathan K. Snodgrass
Title: Vice-President, Chief Compliance Officer
Phone: 847/397-8630
Signature, Place, and Date of Signing:
/s/ Nathan K. Snodgrass Schaumburg, Il 04/12/2011
----------------------- -------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
-----------
Form 13F Information Table Entry Total: 46
-----------
Form 13F Information Table Value Total: $ 142,217
-----------
(thousands)
List of Other Included Managers:
Provide a numbered list of the names(s) and Form 13F file numbers(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
NONE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------- -------------- --------- -------- ------------------- ---------- -------- --------------------------
VOTING AUTHORITY
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER --------------------------
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- --------
Aecom Technology Corp COM 00766T100 1,045 37,698 SOLE 5,397 32,301
Aeropostale Inc COM 007865108 968 39,792 SOLE 5,160 34,632
Altera Corporation COM 021441100 1,407 31,955 SOLE 4,400 27,555
Arch Coal Inc COM 039380100 4,318 119,811 SOLE 15,254 104,557
Avnet Inc COM 053807103 1,127 33,047 SOLE 4,621 28,426
Bb&T Corporation COM 054937107 4,276 155,761 SOLE 21,473 134,288
Berkshire Hathaway Cl A COM 084670108 1,253 10 SOLE 3 7
Berkshire Hathaway Cl B COM 084670702 2,838 33,939 SOLE 2,251 31,688
Chevrontexaco Corp COM 166764100 4,656 43,319 SOLE 5,648 37,671
Cliffs Natural Res Inc COM 18683K101 1,381 14,049 SOLE 1,990 12,059
Coca Cola Company COM 191216100 267 4,020 SOLE 0 4,020
Corning Inc COM 219350105 3,933 190,643 SOLE 25,653 164,990
CSX Corp COM 126408103 4,502 57,283 SOLE 7,528 49,755
Cummins Inc COM 231021106 4,280 39,041 SOLE 4,934 34,107
Eastman Chemical Company COM 277432100 4,491 45,216 SOLE 6,173 39,043
Endo Pharmaceuticals
Holdings COM 29264F205 1,101 28,864 SOLE 4,254 24,610
Express Scripts COM 302182100 4,095 73,632 SOLE 9,809 63,823
Exxon Mobil Corporation COM 30231G102 4,426 52,613 SOLE 6,914 45,699
Family Dollar Stores Inc COM 307000109 4,251 82,827 SOLE 10,897 71,930
Fiserv Inc COM 337738108 4,083 65,101 SOLE 8,454 56,647
Flextronics Intl Ltd COM Y2573F102 4,132 553,116 SOLE 75,585 477,531
Franklin Resources Inc COM 354613101 3,989 31,890 SOLE 4,167 27,723
Gamestop Corp Cl A New COM 36467W109 1,161 51,547 SOLE 6,742 44,805
Gilead Sciences Inc COM 375558103 1,119 26,345 SOLE 3,919 22,426
Hewlett-Packard Company COM 428236103 3,647 89,022 SOLE 11,197 77,825
Intel Corp COM 458140100 3,695 183,079 SOLE 23,580 159,499
ITT Corp COM 450911102 4,541 75,615 SOLE 10,365 65,250
Life Technologies Corp COM 53217V109 3,845 73,351 SOLE 9,683 63,668
Loews COM 540424108 4,063 94,299 SOLE 12,531 81,768
Medcohealth Solutions COM 58405U102 3,789 67,464 SOLE 8,790 58,674
Metro Pcs Group COM 591708102 1,332 81,990 SOLE 11,528 70,462
Minnesota Mining & Mfg COM 88579Y101 4,044 43,253 SOLE 5,719 37,534
Nice Systems Ltd Adr COM 653656108 1,176 31,826 SOLE 4,420 27,406
Oracle Corporation COM 68389X105 4,200 125,623 SOLE 16,159 109,464
Perrigo Co COM 714290103 4,386 55,161 SOLE 7,051 48,110
Powershares Db Commodity
Index COM 73935S105 415 13,615 SOLE 1,064 12,551
Powershs Agriculture ETF COM 73936B408 3,008 87,876 SOLE 17,017 70,859
Powershs Base Metals ETF COM 73936B705 2,193 89,807 SOLE 17,456 72,351
Powershs Energy ETF COM 73936B101 4,642 147,596 SOLE 28,643 118,953
Southwest Airlines Co COM 844741108 1,067 84,499 SOLE 12,537 71,962
Teco Energy Inc COM 872375100 4,050 215,885 SOLE 28,012 187,873
Tupperware Corporation COM 899896104 4,553 76,259 SOLE 10,291 65,968
United Parcel Service B COM 911312106 4,701 63,256 SOLE 7,123 56,133
V F Corp COM 918204108 4,412 44,774 SOLE 5,880 38,894
Wolverine World Wide Inc COM 978097103 1,211 32,489 SOLE 4,209 28,280
Zimmer Holdings Inc COM 98956P102 4,149 68,546 SOLE 9,295 59,251