-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OvTLCW6tHioide8iipyfmjsI05NSQBNE2KurZIzk8ffMRJ5jeYY9pz1G7RZfTpqh sFKZxm4CLL4oPbwpkXZfjw== 0001095449-10-000155.txt : 20101104 0001095449-10-000155.hdr.sgml : 20101104 20101103192132 ACCESSION NUMBER: 0001095449-10-000155 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101104 DATE AS OF CHANGE: 20101103 EFFECTIVENESS DATE: 20101104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Voleon Capital Management LP CENTRAL INDEX KEY: 0001479847 IRS NUMBER: 262569235 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13764 FILM NUMBER: 101162753 BUSINESS ADDRESS: STREET 1: 2131 UNIVERSITY AVENUE STREET 2: SUITE 324 CITY: BERKELEY STATE: CA ZIP: 94704 BUSINESS PHONE: (510) 704-9870 MAIL ADDRESS: STREET 1: 2131 UNIVERSITY AVENUE STREET 2: SUITE 324 CITY: BERKELEY STATE: CA ZIP: 94704 13F-HR 1 f13f2010-09.txt FORM 13F FOR JUNE 30, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Voleon Capital Management LP Address: 2131 University Avenue, Suite 324 Berkeley, CA 94704 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: HEATHER A. BRIEN Title: Chief Operating Officer Phone: (510) 704-9870 Signature, Place, and Date of Signing: /s/ HEATHER A. BRIEN Berkeley, CA Date November 1, 2010 - ------------------------------------------------------------------------------- Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 204 Form 13F Information Table Value Total: $61,573,000 List of Other Included Managers: No. 13F File Number Name NONE FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- --------- --------- -------- ---------------------- -------------- --------- --------------------- VOTING AUTHORITY TITLE OF VALUE SH OR PRN SH / PUT / INVESTMENT OTHER --------------------- NAME OF ISSUER CLASS CUSIP (X$1000) AMOUNT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- --------- --------- -------- ----------- ---- ----- -------------- --------- ------- ----------- ---- ABM INDUSTRIES INC Common 000957100 205 9,500 SH SOLE * 9,500 ADVANCED MICRO DEVICES Common 007903107 101 14,200 SH SOLE * 14,200 AGCO CORP Common 001084102 394 10,100 SH SOLE * 10,100 AIRCASTLE LTD Common G0129K104 260 30,700 SH SOLE * 30,700 AMERICAN TOWER CORP Common 029912201 272 5,300 SH SOLE * 5,300 AMERIGROUP CORP Common 03073T102 238 5,600 SH SOLE * 5,600 AMYLIN PHARMACEUTICALS INC Common 032346108 223 10,700 SH SOLE * 10,700 ANSYS INC Common 03662Q105 237 5,600 SH SOLE * 5,600 APACHE CORP Common 037411105 528 5,400 SH SOLE * 5,400 APPLE INC Common 037833100 653 2,300 SH SOLE * 2,300 APPLIED INDUSTRIAL TECH INC Common 03820C105 376 12,300 SH SOLE * 12,300 APPLIED MATERIALS INC Common 038222105 453 38,800 SH SOLE * 38,800 APPLIED MICRO CIRCUITS CORP Common 03822W406 239 23,900 SH SOLE * 23,900 ARCHER-DANIELS-MIDLAND CO Common 039483102 922 28,900 SH SOLE * 28,900 ATLAS AIR WORLDWIDE HLDG INC Common 049164205 216 4,300 SH SOLE * 4,300 AUTODESK INC Common 052769106 320 10,000 SH SOLE * 10,000 AUTOMATIC DATA PROCESSING Common 053015103 403 9,600 SH SOLE * 9,600 AVERY DENNISON CORP Common 053611109 304 8,200 SH SOLE * 8,200 BALL CORP Common 058498106 341 5,800 SH SOLE * 5,800 BAT-BRITISH AMER TOBACCO PLC Common 110448107 284 3,800 SH SOLE * 3,800 BED BATH & BEYOND INC Common 075896100 412 9,500 SH SOLE * 9,500 BEST BUY CO INC Common 086516101 674 16,500 SH SOLE * 16,500 BIG LOTS INC Common 089302103 276 8,300 SH SOLE * 8,300 BIO-RAD LABORATORIES INC Common 090572207 235 2,600 SH SOLE * 2,600 BIOMARIN PHARMACEUTICAL INC Common 09061G101 329 14,700 SH SOLE * 14,700 BOISE INC Common 09746Y105 112 17,300 SH SOLE * 17,300 BOYD GAMING CORP Common 103304101 99 13,600 SH SOLE * 13,600 BRADY CORP Common 104674106 470 16,100 SH SOLE * 16,100 BRIGGS & STRATTON Common 109043109 295 15,500 SH SOLE * 15,500 BROADRIDGE FINANCIAL SOLUTNS Common 11133T103 334 14,600 SH SOLE * 14,600 BUCYRUS INTERNATIONAL INC Common 118759109 333 4,800 SH SOLE * 4,800 BUNGE LTD Common G16962105 248 4,200 SH SOLE * 4,200 CACI INTL INC -CL A Common 127190304 634 14,000 SH SOLE * 14,000 CADENCE DESIGN SYSTEMS INC Common 127387108 87 11,400 SH SOLE * 11,400 CAMPBELL SOUP CO Common 134429109 450 12,600 SH SOLE * 12,600 CANADIAN NATIONAL RAILWAY CO Common 136375102 269 4,200 SH SOLE * 4,200 CARNIVAL CORP/PLC (USA) Common 143658300 496 13,000 SH SOLE * 13,000 CELESTICA INC Common 15101Q108 116 13,800 SH SOLE * 13,800 CHEVRON CORP Common 166764100 300 3,700 SH SOLE * 3,700 CHINA MOBILE LTD Common 16941M109 700 13,700 SH SOLE * 13,700 CHINA TELECOM CORP LTD Common 169426103 230 4,200 SH SOLE * 4,200 CIGNA CORP Common 125509109 322 9,000 SH SOLE * 9,000 CINEMARK HOLDINGS INC Common 17243V102 233 14,500 SH SOLE * 14,500 CISCO SYSTEMS INC Common 17275R102 416 19,000 SH SOLE * 19,000 CLEAN HARBORS INC Common 184496107 230 3,400 SH SOLE * 3,400 CNH GLOBAL NV Common N20935206 205 5,600 SH SOLE * 5,600 COACH INC Common 189754104 391 9,100 SH SOLE * 9,100 CONTINENTAL RESOURCES INC Common 212015101 204 4,400 SH SOLE * 4,400 CONVERGYS CORP Common 212485106 223 21,300 SH SOLE * 21,300 CORNING INC Common 219350105 271 14,800 SH SOLE * 14,800 CORPORATE EXECUTIVE BRD CO Common 21988R102 271 8,600 SH SOLE * 8,600 CSX CORP Common 126408103 282 5,100 SH SOLE * 5,100 CUBIST PHARMACEUTICALS INC Common 229678107 288 12,300 SH SOLE * 12,300 CUMMINS INC Common 231021106 326 3,600 SH SOLE * 3,600 DANAHER CORP Common 235851102 260 6,400 SH SOLE * 6,400 DARDEN RESTAURANTS INC Common 237194105 432 10,100 SH SOLE * 10,100 DECKERS OUTDOOR CORP Common 243537107 230 4,600 SH SOLE * 4,600 DEERE & CO Common 244199105 251 3,600 SH SOLE * 3,600 DEL MONTE FOODS CO Common 24522P103 156 11,900 SH SOLE * 11,900 DELUXE CORP Common 248019101 201 10,500 SH SOLE * 10,500 DICKS SPORTING GOODS INC Common 253393102 233 8,300 SH SOLE * 8,300 DISNEY (WALT) CO Common 254687106 728 22,000 SH SOLE * 22,000 DOLBY LABORATORIES INC Common 25659T107 278 4,900 SH SOLE * 4,900 DOMINION RESOURCES INC Common 25746U109 231 5,300 SH SOLE * 5,300 DOMTAR CORP Common 257559203 297 4,600 SH SOLE * 4,600 DR PEPPER SNAPPLE GROUP INC Common 26138E109 249 7,000 SH SOLE * 7,000 DRESSER-RAND GROUP INC Common 261608103 310 8,400 SH SOLE * 8,400 DST SYSTEMS INC Common 233326107 202 4,500 SH SOLE * 4,500 EMC CORP/MA Common 268648102 317 15,600 SH SOLE * 15,600 EMULEX CORP Common 292475209 153 14,700 SH SOLE * 14,700 ENERGIZER HOLDINGS INC Common 29266R108 477 7,100 SH SOLE * 7,100 ENTERGY CORP Common 29364G103 207 2,700 SH SOLE * 2,700 EXELON CORP Common 30161N101 204 4,800 SH SOLE * 4,800 EXXON MOBIL CORP Common 30231G102 303 4,900 SH SOLE * 4,900 FACTSET RESEARCH SYSTEMS INC Common 303075105 333 4,100 SH SOLE * 4,100 FAIRCHILD SEMICONDUCTOR INTL Common 303726103 133 14,100 SH SOLE * 14,100 FAMILY DOLLAR STORES Common 307000109 318 7,200 SH SOLE * 7,200 FINISH LINE INC -CL A Common 317923100 166 11,900 SH SOLE * 11,900 FIRST SOLAR INC Common 336433107 221 1,500 SH SOLE * 1,500 FLIR SYSTEMS INC Common 302445101 427 16,600 SH SOLE * 16,600 FMC CORP Common 302491303 534 7,800 SH SOLE * 7,800 FOOT LOCKER INC Common 344849104 192 13,200 SH SOLE * 13,200 GANNETT CO Common 364730101 171 14,000 SH SOLE * 14,000 GEN-PROBE INC Common 36866T103 296 6,100 SH SOLE * 6,100 GILDAN ACTIVEWEAR INC Common 375916103 298 10,600 SH SOLE * 10,600 GOL LINHAS AEREAS INTELIGENT Common 38045R107 244 15,500 SH SOLE * 15,500 GOLD FIELDS LTD Common 38059T106 602 39,400 SH SOLE * 39,400 HARMONY GOLD MINING CO LTD Common 413216300 211 18,700 SH SOLE * 18,700 HAWAIIAN ELECTRIC INDS Common 419870100 223 9,900 SH SOLE * 9,900 HEALTH MANAGEMENT ASSOC Common 421933102 153 20,000 SH SOLE * 20,000 HEALTHSOUTH CORP Common 421924309 263 13,700 SH SOLE * 13,700 HEARTLAND EXPRESS INC Common 422347104 192 12,900 SH SOLE * 12,900 HEINZ (H J) CO Common 423074103 251 5,300 SH SOLE * 5,300 HELMERICH & PAYNE Common 423452101 259 6,400 SH SOLE * 6,400 HESS CORP Common 42809H107 219 3,700 SH SOLE * 3,700 HEWLETT-PACKARD CO Common 428236103 416 9,900 SH SOLE * 9,900 HORMEL FOODS CORP Common 440452100 589 13,200 SH SOLE * 13,200 HUMANA INC Common 444859102 397 7,900 SH SOLE * 7,900 ILLUMINA INC Common 452327109 226 4,600 SH SOLE * 4,600 IMMUCOR INC Common 452526106 228 11,500 SH SOLE * 11,500 INTEL CORP Common 458140100 597 31,100 SH SOLE * 31,100 INTERPUBLIC GROUP OF COS Common 460690100 192 19,100 SH SOLE * 19,100 INTL RECTIFIER CORP Common 460254105 380 18,000 SH SOLE * 18,000 INTUITIVE SURGICAL INC Common 46120E602 539 1,900 SH SOLE * 1,900 ITT EDUCATIONAL SERVICES INC Common 45068B109 211 3,000 SH SOLE * 3,000 JOS A BANK CLOTHIERS INC Common 480838101 383 9,000 SH SOLE * 9,000 KANSAS CITY SOUTHERN Common 485170302 531 14,200 SH SOLE * 14,200 KB HOME Common 48666K109 202 17,800 SH SOLE * 17,800 KBR INC Common 48242W106 394 16,000 SH SOLE * 16,000 KINDRED HEALTHCARE INC Common 494580103 275 21,100 SH SOLE * 21,100 KROGER CO Common 501044101 331 15,300 SH SOLE * 15,300 KULICKE & SOFFA INDUSTRIES Common 501242101 91 14,676 SH SOLE * 14,676 LAM RESEARCH CORP Common 512807108 385 9,200 SH SOLE * 9,200 LAWSON SOFTWARE INC Common 52078P102 146 17,200 SH SOLE * 17,200 LIFE TECHNOLOGIES CORP Common 53217V109 285 6,100 SH SOLE * 6,100 LOCKHEED MARTIN CORP Common 539830109 242 3,400 SH SOLE * 3,400 LSI CORP Common 502161102 97 21,400 SH SOLE * 21,400 MARRIOTT INTL INC Common 571903202 613 17,100 SH SOLE * 17,100 MARTIN MARIETTA MATERIALS Common 573284106 254 3,300 SH SOLE * 3,300 MARVELL TECHNOLOGY GROUP LTD Common G5876H105 224 12,800 SH SOLE * 12,800 MAXIMUS INC Common 577933104 419 6,800 SH SOLE * 6,800 MEDTRONIC INC Common 585055106 272 8,100 SH SOLE * 8,100 MENS WEARHOUSE INC Common 587118100 333 14,000 SH SOLE * 14,000 MEREDITH CORP Common 589433101 666 20,000 SH SOLE * 20,000 METTLER-TOLEDO INTL INC Common 592688105 249 2,000 SH SOLE * 2,000 MGM RESORTS INTERNATIONAL Common 552953101 113 10,000 SH SOLE * 10,000 MICRON TECHNOLOGY INC Common 595112103 135 18,700 SH SOLE * 18,700 MILLICOM INTL CELLULAR SA Common L6388F110 317 3,300 SH SOLE * 3,300 MOLINA HEALTHCARE INC Common 60855R100 246 9,100 SH SOLE * 9,100 MONSTER WORLDWIDE INC Common 611742107 178 13,700 SH SOLE * 13,700 MOSAIC CO Common 61945A107 259 4,400 SH SOLE * 4,400 MYRIAD GENETICS INC Common 62855J104 271 16,500 SH SOLE * 16,500 NABORS INDUSTRIES LTD Common G6359F103 213 11,800 SH SOLE * 11,800 NCR CORP Common 62886E108 184 13,500 SH SOLE * 13,500 NEWS CORP Common 65248E104 246 18,800 SH SOLE * 18,800 NII HOLDINGS INC Common 62913F201 226 5,500 SH SOLE * 5,500 NIKE INC Common 654106103 569 7,100 SH SOLE * 7,100 NOVELLUS SYSTEMS INC Common 670008101 234 8,800 SH SOLE * 8,800 NOVO NORDISK A/S Common 670100205 207 2,100 SH SOLE * 2,100 NV ENERGY INC Common 67073Y106 203 15,400 SH SOLE * 15,400 NVR INC Common 62944T105 259 400 SH SOLE * 400 OFFICEMAX INC Common 67622P101 166 12,700 SH SOLE * 12,700 OM GROUP INC Common 670872100 256 8,500 SH SOLE * 8,500 OMNICOM GROUP Common 681919106 261 6,600 SH SOLE * 6,600 ON SEMICONDUCTOR CORP Common 682189105 205 28,400 SH SOLE * 28,400 ONEOK INC Common 682680103 270 6,000 SH SOLE * 6,000 OPEN TEXT CORP Common 683715106 310 6,600 SH SOLE * 6,600 OSHKOSH CORP Common 688239201 341 12,400 SH SOLE * 12,400 PACCAR INC Common 693718108 226 4,700 SH SOLE * 4,700 PANERA BREAD CO Common 69840W108 266 3,000 SH SOLE * 3,000 PARAMETRIC TECHNOLOGY CORP Common 699173209 258 13,200 SH SOLE * 13,200 PARKER-HANNIFIN CORP Common 701094104 280 4,000 SH SOLE * 4,000 PIER 1 IMPORTS INC/DE Common 720279108 101 12,300 SH SOLE * 12,300 PMC-SIERRA INC Common 69344F106 118 16,000 SH SOLE * 16,000 PRECISION CASTPARTS CORP Common 740189105 293 2,300 SH SOLE * 2,300 PRIDE INTERNATIONAL INC Common 74153Q102 212 7,200 SH SOLE * 7,200 PUBLIC SERVICE ENTRP GRP INC Common 744573106 228 6,900 SH SOLE * 6,900 PULTEGROUP INC Common 745867101 122 13,900 SH SOLE * 13,900 QIAGEN NV Common N72482107 316 17,800 SH SOLE * 17,800 RED HAT INC Common 756577102 262 6,400 SH SOLE * 6,400 REGAL-BELOIT CORP Common 758750103 288 4,900 SH SOLE * 4,900 ROCKWELL COLLINS INC Common 774341101 250 4,300 SH SOLE * 4,300 ROGERS COMMUNICATIONS -CL B Common 775109200 401 10,700 SH SOLE * 10,700 ROSS STORES INC Common 778296103 241 4,400 SH SOLE * 4,400 SALESFORCE COM INC Common 79466L302 380 3,400 SH SOLE * 3,400 SANOFI-AVENTIS Common 80105N105 396 11,900 SH SOLE * 11,900 SCANA CORP Common 80589M102 218 5,400 SH SOLE * 5,400 SCOTTS MIRACLE-GRO CO Common 810186106 285 5,500 SH SOLE * 5,500 SHIRE LTD Common 82481R106 316 4,700 SH SOLE * 4,700 SMITH & NEPHEW PLC Common 83175M205 250 5,500 SH SOLE * 5,500 SMUCKER (JM) CO Common 832696405 297 4,900 SH SOLE * 4,900 STERICYCLE INC Common 858912108 278 4,000 SH SOLE * 4,000 SXC HEALTH SOLUTIONS CORP Common 78505P100 379 10,400 SH SOLE * 10,400 SYNAPTICS INC Common 87157D109 391 13,900 SH SOLE * 13,900 SYSCO CORP Common 871829107 337 11,800 SH SOLE * 11,800 TAIWAN SEMICONDUCTOR MFG CO Common 874039100 509 50,200 SH SOLE * 50,200 TAKE-TWO INTERACTIVE SFTWR Common 874054109 218 21,500 SH SOLE * 21,500 TECHNE CORP Common 878377100 438 7,100 SH SOLE * 7,100 TECO ENERGY INC Common 872375100 364 21,000 SH SOLE * 21,000 TELEPHONE & DATA SYSTEMS INC Common 879433100 315 9,600 SH SOLE * 9,600 TELLABS INC Common 879664100 320 42,900 SH SOLE * 42,900 TERADYNE INC Common 880770102 274 24,600 SH SOLE * 24,600 TESSERA TECHNOLOGIES INC Common 88164L100 187 10,100 SH SOLE * 10,100 THOMAS & BETTS CORP Common 884315102 279 6,800 SH SOLE * 6,800 TUTOR PERINI CORP Common 901109108 207 10,300 SH SOLE * 10,300 TYCO INTERNATIONAL LTD Common H89128104 312 8,500 SH SOLE * 8,500 TYSON FOODS INC -CL A Common 902494103 296 18,500 SH SOLE * 18,500 UNDER ARMOUR INC Common 904311107 221 4,900 SH SOLE * 4,900 URBAN OUTFITTERS INC Common 917047102 333 10,600 SH SOLE * 10,600 URS CORP Common 903236107 547 14,400 SH SOLE * 14,400 VEECO INSTRUMENTS INC Common 922417100 265 7,600 SH SOLE * 7,600 VERISK ANALYTICS INC Common 92345Y106 633 22,600 SH SOLE * 22,600 VMWARE INC -CL A Common 928563402 255 3,000 SH SOLE * 3,000 VONAGE HOLDINGS CORP Common 92886T201 44 17,400 SH SOLE * 17,400 WAL-MART STORES INC Common 931142103 519 9,700 SH SOLE * 9,700 WALGREEN CO Common 931422109 523 15,600 SH SOLE * 15,600 WATSCO INC Common 942622200 251 4,500 SH SOLE * 4,500 WATSON PHARMACEUTICALS INC Common 942683103 241 5,700 SH SOLE * 5,700 WEBSENSE INC Common 947684106 412 23,200 SH SOLE * 23,200 WEIGHT WATCHERS INTL INC Common 948626106 259 8,300 SH SOLE * 8,300 WHOLE FOODS MARKET INC Common 966837106 245 6,600 SH SOLE * 6,600 WYNN RESORTS LTD Common 983134107 312 3,600 SH SOLE * 3,600 XEROX CORP Common 984121103 189 18,300 SH SOLE * 18,300 ZIMMER HOLDINGS INC Common 98956P102 225 4,300 SH SOLE * 4,300
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