-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M7wUMTsvjRQ8ijDoqBik9nZNhon3lVY2PW3nDHsPb/WEQUb8SDdEMU6IHJWJhvcT MJt+PQM6/QlUO/WTWiyMrg== 0001209191-10-004489.txt : 20100122 0001209191-10-004489.hdr.sgml : 20100122 20100122165852 ACCESSION NUMBER: 0001209191-10-004489 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100121 FILED AS OF DATE: 20100122 DATE AS OF CHANGE: 20100122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnston Charles D CENTRAL INDEX KEY: 0001479664 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11758 FILM NUMBER: 10542574 MAIL ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MORGAN STANLEY CENTRAL INDEX KEY: 0000895421 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 363145972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-761-4000 MAIL ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER & CO DATE OF NAME CHANGE: 19980326 FORMER COMPANY: FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO DATE OF NAME CHANGE: 19960315 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-01-21 0 0000895421 MORGAN STANLEY MS 0001479664 Johnston Charles D 1585 BROADWAY NEW YORK NY 10036 0 1 0 0 Head of Morgan Stanley SB Common Stock 2010-01-21 4 A 0 50503 0.00 A 137436 D Common Stock 94.844 I By 401(k) Plan This amount reflects Restricted Stock Units granted as part of 2009 year-end compensation and convertible into shares of Common Stock at a ratio of 1 to 1. /s/ Charlene R. Herzer, Agent and Attorney-in-Fact 2010-01-22 -----END PRIVACY-ENHANCED MESSAGE-----