FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 01/01/2010 |
3. Issuer Name and Ticker or Trading Symbol
CVS CAREMARK CORP [ CVS ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock (restricted) | 1,969(1) | D | |
Common Stock (restricted) | 1,335(2) | D | |
Common Stock (restricted) | 1,528(3) | D | |
Common Stock (restricted) | 1,083(4) | D | |
Common Stock (restricted) | 1,942(5) | D | |
Common Stock (restricted) | 1,090(6) | D | |
Common Stock (restricted) | 6,073(7) | D | |
Common Stock (restricted) | 972(8) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Phantom Stock Credits | (9) | (10) | Common Stock | 531.84 | $0 | I | Direct |
Share Credits | (11) | (11) | Common Stock | 1,547 | (11) | D | |
Share Credits | (11) | (11) | Common Stock | 1,535 | (11) | D | |
Share Credits | (12) | (13) | Common Stock | 1,279.502 | $0 | D | |
Share Credits | (14) | (15) | Common Stock | 3,319 | $0 | D | |
Share Credits | (16) | (17) | Common Stock | 5,932 | $0 | D | |
Share Credits | (18) | (19) | Common Stock | 1,279.502 | $0 | D | |
Share Credits | (20) | (21) | Common Stock | 3,744 | $0 | D | |
Stock Option | 04/03/2007(22) | 04/03/2013 | Common Stock | 11,987 | $30.035 | D | |
Stock Option | 09/08/2007(23) | 09/08/2014 | Common Stock | 12,381 | $20.21 | D | |
Stock Option | 04/02/2008(24) | 04/03/2014 | Common Stock | 11,341 | $34.42 | D | |
Stock Option | 04/01/2009(25) | 04/01/2015 | Common Stock | 13,838 | $41.17 | D | |
Stock Option | 04/01/2010(26) | 04/01/2016 | Common Stock | 16,060 | $28.1 | D |
Explanation of Responses: |
1. Consists of Restricted Stock Units awarded pursuant to issuer's 1997 Incentive Compensation Plan. Restrictions lapse on 2/18/2012. |
2. Consists of Restricted Stock Units awarded at market price pursuant to Issuer's 1997 Incentive Compensation Plan, the receipt of which the reporting person has elected to defer. |
3. Consists of Restricted Stock Units awarded at market price pursuant to Issuer's 1997 Incentive Compensation Plan, the receipt of which the reporting person has elected to defer. |
4. Consists of Restricted Stock Units awarded at market price pursuant to Issuer's 1997 Incentive Compensation Plan, the receipt of which the reporting person has elected to defer. |
5. Consists of Restricted Stock Units awarded pursuant to issuer's 1997 Incentive Compensation Plan. Restrictions lapse 2/18/2012. |
6. Consists of Restricted Stock Units awarded at market price pursuant to Issuer's 1997 Incentive Compensation Plan, the receipt of which the reporting person has elected to defer. |
7. Consists of Restricted Stock Units awarded pursuant to issuer's 1997 Incentive Compensation Plan. Restrictions lapse 4/1/2012. |
8. Consists of Restricted Stock Units awarded at market price pursuant to Issuer's 1997 Incentive Compensation Plan, the receipt of which the reporting person has elected to defer. |
9. Reflects company match share credits under the Issuer's 401(k) plan; share credits are payable in cash only, at such time as has been elected by the Reporting Person. |
10. Reflects company match share credits under the Issuer's 401(k) plan; share credits are payable in cash only, at such time as has been elected by the Reporting Person. |
11. Consists of Deferred Stock Compensation payable pursuant to reporting person's election. |
12. Consists of Deferred Stock Compensation payable pursuant to reporting person's election. |
13. Consists of Deferred Stock Compensation payable pursuant to reporting person's election. |
14. Consists of Deferred Stock Compensation payable pursuant to reporting person's election. |
15. Consists of Deferred Stock Compensation payable pursuant to reporting person's election. |
16. Consists of Deferred Stock Compensation payable pursuant to reporting person's election. |
17. Consists of Deferred Stock Compensation payable pursuant to reporting person's election. |
18. Consists of Deferred Stock Compensation payable pursuant to reporting person's election. |
19. Consists of Deferred Stock Compensation payable pursuant to reporting person's election. |
20. Consists of Deferred Stock Compensation payable pursuant to reporting person's election. |
21. Consists of Deferred Stock Compensation payable pursuant to reporting person's election. |
22. Option became exercisable in three equal installments on 4/3/2007. |
23. Remaining option became exercisable in three equal installments on 9/8/2007. |
24. Option became exercisable in three equal installments on 4/2/2008. |
25. Option became exercisable in three equal installments on 4/1/2009. |
26. Option becomes exercisable in three equal installments, commencing 4/1/2010. |
Lisa G. Bisaccia | 01/11/2010 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |