485BPOS 1 e485bpos-pes.htm PIMCO EQUITY SERIES e485bpos-pes.htm - Generated by SEC Publisher for SEC Filing

 

As filed with the Securities and Exchange Commission on November 13, 2012

File Nos. 333-164077

811-22375

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Form N-1A

 

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

T

 

 

Post-Effective Amendment No. 21

T

 

 

and

 

 

 

REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940

T

 

 

Amendment No. 23

T

PIMCO Equity Series

(Exact name of Registrant as Specified in Charter)

840 Newport Center Drive

Newport Beach, California 92660

(Address of Principal Executive Offices) (Zip Code)

Registrant’s Telephone Number, including area code:

(866) 746-2606

 

Robert W. Helm, Esq.

Douglas P. Dick, Esq.

Dechert LLP

1775 I Street, N.W.

Washington, D.C. 20006

Brent R. Harris

Pacific Investment Management Company LLC

840 Newport Center Drive

Newport Beach, California 92660

(Name and Address of Agent for Service)

 

It is proposed that this filing will become effective (check appropriate box):

 

T immediately upon filing pursuant to paragraph (b)

£ on date pursuant to paragraph (b)

£ 60 days after filing pursuant to paragraph (a)(1)

£ on (date) pursuant to paragraph (a)(1)

£ 75 days after filing pursuant to paragraph (a)(2)

£ on (date) pursuant to paragraph (a)(2) of rule 485.

If appropriate, check the following box:

 

£

This post-effective amendment designates a new effective date for a previously filed post-effective amendment.

 

 


 

 

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933 (“1933 Act”) and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets all the requirements of effectiveness of this Post-Effective Amendment No. 21  to its registration statement under Rule 485(b) of the 1933 Act and has duly caused this Post-Effective Amendment No. 21 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Washington in the District of Columbia on the 13th day of November, 2012.

 

 

 

 

PIMCO EQUITY SERIES

(Registrant)



 

 

By: 



 

 

 

 

Neel T. Kashkari*, President

 

 

 

 

 



 

 

*By: 


/s/ Douglas P. Dick

 

 

 

Douglas P. Dick
as attorney-in-fact

 

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following person in the capacities and on the dates indicated:

 

Signature

 

Title

 

Date

 

 

 

 

 

 

 

 

 

 

Brent R. Harris*

 

Trustee

 

November 13, 2012

 

 

 

 

 

 

 

 

 

 

Vern O. Curtis*

 

Trustee

 

November 13, 2012

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

E. Philip Cannon*

 

Trustee

 

November 13, 2012

 

 

 

 

 

 

 

 

 

 

Neel T. Kashkari**

 

Trustee

 

November 13, 2012

 

 

 

 

 

 

 

 

 

 

Allan B. Hubbard**

 

Trustee

 

November 13, 2012

 

 

 

 

 

 

 

 

 

 

Peter B. McCarthy**

 

Trustee

 

November 13, 2012

 

 

 

 

 

 

 

 

 

 

Neel T. Kashkari*

 

President

 

November 13, 2012

 

 

(Principal Executive Officer)

 

 

 

 

 

 

 

 

 

Treasurer

 

November 13, 2012

John P. Hardaway*

 

(Principal Financial and Accounting Officer)

 

 

 

*By:

/s/ Douglas P. Dick

 

 

Douglas P. Dick

 

 

as attorney-in-fact

 

 

______________

*        Pursuant to power of attorney filed with pre-effective amendment No. 2 to Registration Statement No. 333-164077 on March 30, 2010.

**      Pursuant to power of attorney filed with post-effective amendment No. 12 to Registration Statement No. 333-164077 on October 28, 2011.

 


 

 

EXHIBIT LIST

 

EX-101.INS

XBRL Instance Document

EX-101.SCH

XBRL Taxonomy Extension Schema Document

EX-101.DEF

XBRL Taxonomy Extension Definition Linkbase Document

EX-101.LAB

XBRL Taxonomy Extension Labels Linkbase Document

EX-101.PRE

XBRL Taxonomy Extension Presentation Linkbase Document