0001127602-12-025124.txt : 20120823
0001127602-12-025124.hdr.sgml : 20120823
20120823155705
ACCESSION NUMBER: 0001127602-12-025124
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120821
FILED AS OF DATE: 20120823
DATE AS OF CHANGE: 20120823
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Freund Lothar
CENTRAL INDEX KEY: 0001478569
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34581
FILM NUMBER: 121052179
MAIL ADDRESS:
STREET 1: 70 NORTH SPRINGS TRELLIS CIRCLE
CITY: THE WOODLANDS
STATE: TX
ZIP: 77382
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Kraton Performance Polymers, Inc.
CENTRAL INDEX KEY: 0001321646
STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821]
IRS NUMBER: 200411521
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 15710 JOHN F. KENNEDY BLVD.
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77032
BUSINESS PHONE: 800 457-2866
MAIL ADDRESS:
STREET 1: 15710 JOHN F. KENNEDY BLVD.
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77032
FORMER COMPANY:
FORMER CONFORMED NAME: Polymer Holdings LLC
DATE OF NAME CHANGE: 20050324
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2012-08-21
0001321646
Kraton Performance Polymers, Inc.
KRA
0001478569
Freund Lothar
C/O KRATON PERFORMANCE POLYMERS
15710 JOHN F. KENNEDY BLVD, SUITE 300
HOUSTON
TX
77032
1
VP, Technology
Common Stock
2012-08-21
4
M
0
2404
13.512
A
9776
D
Common Stock
2012-08-21
4
S
0
2404
22.53
D
7372
D
Common Stock
2012-08-21
4
M
0
1546
13.512
A
8918
D
Common Stock
2012-08-21
4
S
0
1546
22.53
D
7372
D
Common Stock
2012-08-22
4
M
0
6050
13.512
A
13422
D
Common Stock
2012-08-22
4
S
0
6050
21.58
D
7372
D
Employee Options (Right to Buy)
13.512
2012-08-21
4
M
0
2404
0
D
2015-09-06
Common Stock
2404
0
D
Employee Options (Right to Buy)
13.512
2012-08-21
4
M
0
1546
0
D
2018-06-19
Common Stock
1546
29859
D
Employee Options (Right to Buy)
13.512
2012-08-22
4
M
0
6050
0
D
2018-06-19
Common Stock
6050
23809
D
The price in column 4 is a weighted average. The prices actually received ranged from $22.50 to $22.62. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
The price in column 4 is a weighted average. The prices actually received ranged from $21.50 to $21.65. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
The options vested in five equal installments on each anniversary of the vesting commencement date, September 6, 2005.
All options reported above have vested and are immediately exercisable.
/s/ Stephen E. Tremblay as Attorney-in-Fact for Lothar Freund
2012-08-23