0001127602-12-025124.txt : 20120823 0001127602-12-025124.hdr.sgml : 20120823 20120823155705 ACCESSION NUMBER: 0001127602-12-025124 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120821 FILED AS OF DATE: 20120823 DATE AS OF CHANGE: 20120823 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Freund Lothar CENTRAL INDEX KEY: 0001478569 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34581 FILM NUMBER: 121052179 MAIL ADDRESS: STREET 1: 70 NORTH SPRINGS TRELLIS CIRCLE CITY: THE WOODLANDS STATE: TX ZIP: 77382 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Kraton Performance Polymers, Inc. CENTRAL INDEX KEY: 0001321646 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 200411521 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15710 JOHN F. KENNEDY BLVD. STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77032 BUSINESS PHONE: 800 457-2866 MAIL ADDRESS: STREET 1: 15710 JOHN F. KENNEDY BLVD. STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77032 FORMER COMPANY: FORMER CONFORMED NAME: Polymer Holdings LLC DATE OF NAME CHANGE: 20050324 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2012-08-21 0001321646 Kraton Performance Polymers, Inc. KRA 0001478569 Freund Lothar C/O KRATON PERFORMANCE POLYMERS 15710 JOHN F. KENNEDY BLVD, SUITE 300 HOUSTON TX 77032 1 VP, Technology Common Stock 2012-08-21 4 M 0 2404 13.512 A 9776 D Common Stock 2012-08-21 4 S 0 2404 22.53 D 7372 D Common Stock 2012-08-21 4 M 0 1546 13.512 A 8918 D Common Stock 2012-08-21 4 S 0 1546 22.53 D 7372 D Common Stock 2012-08-22 4 M 0 6050 13.512 A 13422 D Common Stock 2012-08-22 4 S 0 6050 21.58 D 7372 D Employee Options (Right to Buy) 13.512 2012-08-21 4 M 0 2404 0 D 2015-09-06 Common Stock 2404 0 D Employee Options (Right to Buy) 13.512 2012-08-21 4 M 0 1546 0 D 2018-06-19 Common Stock 1546 29859 D Employee Options (Right to Buy) 13.512 2012-08-22 4 M 0 6050 0 D 2018-06-19 Common Stock 6050 23809 D The price in column 4 is a weighted average. The prices actually received ranged from $22.50 to $22.62. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. The price in column 4 is a weighted average. The prices actually received ranged from $21.50 to $21.65. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. The options vested in five equal installments on each anniversary of the vesting commencement date, September 6, 2005. All options reported above have vested and are immediately exercisable. /s/ Stephen E. Tremblay as Attorney-in-Fact for Lothar Freund 2012-08-23