-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QTAAzfdbYOsTva6dMRR2dgof+225yXsyPz+xGVR/zBWRjhjJyYtodrvH0XNp5zSL NB4CGcJhcQWzvFrBYGRayQ== 0001127602-11-001729.txt : 20110118 0001127602-11-001729.hdr.sgml : 20110117 20110118150410 ACCESSION NUMBER: 0001127602-11-001729 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110114 FILED AS OF DATE: 20110118 DATE AS OF CHANGE: 20110118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fogarty Kevin Michael CENTRAL INDEX KEY: 0001478560 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34581 FILM NUMBER: 11533027 MAIL ADDRESS: STREET 1: 30 GRAND GARDEN COURT CITY: THE WOODLANDS STATE: TX ZIP: 77381 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Kraton Performance Polymers, Inc. CENTRAL INDEX KEY: 0001321646 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 200411521 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15710 JOHN F. KENNEDY BLVD. STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77032 BUSINESS PHONE: 800 457-2866 MAIL ADDRESS: STREET 1: 15710 JOHN F. KENNEDY BLVD. STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77032 FORMER COMPANY: FORMER CONFORMED NAME: Polymer Holdings LLC DATE OF NAME CHANGE: 20050324 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2011-01-14 0001321646 Kraton Performance Polymers, Inc. KRA 0001478560 Fogarty Kevin Michael C/O KRATON PERFORMANCE POLYMERS 15710 JOHN F. KENNEDY BLVD, SUITE 300 HOUSTON TX 77032 1 1 President and CEO Common Stock 2011-01-14 4 M 0 15000 13.512 A 66906 D Common Stock 2011-01-14 4 S 0 15000 33.0368 D 51906 D Employee Options (Right to Buy) 13.512 2011-01-14 4 M 0 15000 0 D 2018-06-19 Common Stock 15000 106430 D Transacted under a 10b5-1 plan that was adopted on November 18, 2010. The price in column 4 is a weighted average. The prices actually received ranged from $33.00 to $33.25. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. 28,925 of the options reported above have vested and are immediately exercisable. The remaining options vest June 19, 2011, subject to the Reporting Person being employed by the Company or its affiliates or subsidiaries on the vesting date. /s/ Stephen W. Duffy As Attorney-in-Fact for Kevin Fogarty 2011-01-18 -----END PRIVACY-ENHANCED MESSAGE-----