0001209191-14-060041.txt : 20140926 0001209191-14-060041.hdr.sgml : 20140926 20140926193728 ACCESSION NUMBER: 0001209191-14-060041 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140924 FILED AS OF DATE: 20140926 DATE AS OF CHANGE: 20140926 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: zulily, inc. CENTRAL INDEX KEY: 0001478484 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 271202150 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2601 ELLIOTT AVENUE, SUITE 200 CITY: SEATTLE STATE: WA ZIP: 98121 BUSINESS PHONE: (877) 779-5614 MAIL ADDRESS: STREET 1: 2601 ELLIOTT AVENUE, SUITE 200 CITY: SEATTLE STATE: WA ZIP: 98121 FORMER COMPANY: FORMER CONFORMED NAME: Zulily, Inc. DATE OF NAME CHANGE: 20091217 FORMER COMPANY: FORMER CONFORMED NAME: BSI Holdings, Inc. DATE OF NAME CHANGE: 20091210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Twomey Lori CENTRAL INDEX KEY: 0001590465 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36188 FILM NUMBER: 141125008 MAIL ADDRESS: STREET 1: C/O ZULILY, INC. STREET 2: 2200 - 1ST AVENUE SOUTH CITY: SEATTLE STATE: WA ZIP: 98134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-09-24 0 0001478484 zulily, inc. ZU 0001590465 Twomey Lori C/O ZULILY, INC. 2601 ELLIOTT AVENUE, SUITE 200 SEATTLE WA 98121 0 1 0 0 Chief Merchant Class A Common Stock 2014-09-24 4 C 0 50000 A 50000 D Class A Common Stock 2014-09-24 4 S 0 50000 38.00 D 0 D Stock Option (Right to Buy) 0.028 2014-09-24 4 M 0 50000 0.00 D 2020-03-10 Class B Common Stock 50000 172969 D Class B Common Stock 2014-09-24 4 M 0 50000 0.00 A Class A Common Stock 50000 472969 D Class B Common Stock 2014-09-24 4 C 0 50000 0.00 D Class A Common Stock 50000 422969 D Each share of Class B Common Stock was convertible at any time at the option of the holder into one share of Class A Common Stock. Shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The option is early-exercisable at any time by the holder of the option. The shares subject to this option shall vest at a rate of twenty-five percent of the total number of shares on the one-year anniversary of the vesting commencement date and 1/48th of the total number of shares each monthly anniversary of the vesting commencement date thereafter for so long as the recipient of the option provides continuous service to the Issuer, such that the total number of shares shall be fully vested on the four-year anniversary of the vesting commencement date. This option has since become fully-vested. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's Amended and Restated Certificate of Incorporation, including, without limitation, certain transfers for tax and estate planning purposes. Not applicable. /s/ Lori Twomey 2014-09-26