FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
IQVIA HOLDINGS INC. [ IQV ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 09/12/2018 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 09/12/2018 | (1) | J(2)(3) | 29,311 | D | $0.00 | 413,233 | I | See footnote(4) | |
Common Stock | 09/13/2018 | S | 13,634(5) | D | $125.47(6) | 399,599(7) | I | See footnote(2) | ||
Common Stock | 09/13/2018 | S | 245,783(8) | D | $126.25(9) | 153,816(10) | I | See footnote(2) | ||
Common Stock | 09/13/2018 | S | 153,816(11) | D | $126.92(12) | 0(13) | I | See footnote(2) | ||
Common Stock | 134,440 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. Not applicable. |
2. Mr. John Danhakl directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of common stock, par value $0.01 per share, of the Issuer (the "Shares") owned by Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Iceberg Coinvest, LLC ("LGP Ice"). Mr. Danhakl disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
3. GEI V issued instructions to its custodian requesting the immediate distribution of 29,311 of the Shares reported as distributed on this row, respectively, to certain limited partners of GEI V, pro rata in accordance with such limited partners' respective partnership interests in GEI V (the "Distribution"). |
4. Following the Distribution, 251,110 Shares are owned by GEI V, 158,445 Shares are owned by GEI Side V, and 3,678 Shares are owned by LGP Ice. |
5. 8,285 Shares were sold by GEI V, 5,228 Shares were sold by GEI Side V, and 121 Shares were sold be LGP Ice. |
6. This transaction was executed in multiple trades at prices ranging from $124.66 to $125.65. The price reported reflects the weighted average sale price. Mr. Danhakl hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares and prices at which the trades were effected. |
7. 242,825 Shares are owned by GEI V, 153,217 Shares are owned by GEI Side V, and 3,557 Shares are owned by LGP Ice. |
8. 149,355 Shares were sold by GEI V, 94,240 Shares were sold by GEI Side V, and 2,188 Shares were sold by LGP Ice. |
9. This transaction was executed in multiple trades at prices ranging from $125.66 to $126.65. The price reported reflects the weighted average sale price. Mr. Danhakl hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares and prices at which the trades were effected. |
10. 93,470 Shares are owned by GEI V, 58,977 Shares are owned by GEI Side V, and 1,369 Shares are owned by LGP Ice. |
11. 93,470 Shares were sold by GEI V, 58,977 Shares were sold by GEI Side V, and 1,369 Shares were sold by LGP Ice. |
12. This transaction was executed in multiple trades at prices ranging from $126.66 to $127.29. The price reported reflects the weighted average sale price. Mr. Danhakl hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares and prices at which the trades were effected. |
13. 0 Shares are owned by GEI V, 0 Shares are owned by GEI Side V, and 0 Shares are owned by LGP Ice. |
Remarks: |
Andrew Goldberg, attorney-in-fact | 09/14/2018 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |