0001209191-16-104631.txt : 20160302 0001209191-16-104631.hdr.sgml : 20160302 20160302171717 ACCESSION NUMBER: 0001209191-16-104631 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160301 FILED AS OF DATE: 20160302 DATE AS OF CHANGE: 20160302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Quintiles Transnational Holdings Inc. CENTRAL INDEX KEY: 0001478242 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 271341991 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4820 EMPEROR BLVD. CITY: DURHAM STATE: NC ZIP: 27703 BUSINESS PHONE: 919-998-2000 MAIL ADDRESS: STREET 1: 4820 EMPEROR BLVD. CITY: DURHAM STATE: NC ZIP: 27703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GORDON KEVIN K CENTRAL INDEX KEY: 0001218483 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35907 FILM NUMBER: 161478321 MAIL ADDRESS: STREET 1: 155 S LIMERICK RD CITY: LIMERICK STATE: PA ZIP: 19468 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-03-01 0 0001478242 Quintiles Transnational Holdings Inc. Q 0001218483 GORDON KEVIN K C/O QUINTILES TRANSNATIONAL HOLDINGS INC 4820 EMPEROR BLVD. DURHAM NC 27703 0 1 0 0 EVP and COO Common Stock 2016-03-01 4 X 0 24000 17.53 A 41899 D Common Stock 2016-03-01 4 S 0 24000 65.03 D 17899 D Employee Stock Option (Right to Buy) 17.53 2016-03-01 4 X 0 24000 0.00 D 2020-08-11 Common Stock 24000 96000 D The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2015. This amount includes 11,599 and 6,300 restricted stock units granted to the reporting person under the Quintiles Transnational Holdings Inc. 2013 Stock Incentive Plan on November 24, 2013 and May 12, 2014, respectively. The price reported in column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $65.00 to $65.11, inclusive. The reporting person undertakes to provide to Quintiles Transnational Holdings Inc., any security holder of Quintiles Transnational Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Options granted to the reporting person under the Quintiles Transnational Holdings Inc. 2008 Stock Incentive Plan to purchase a total of 270,000 shares of Quintiles Transnational Holdings Inc. common stock, of which 30,000 vested on August 11, 2011; and 60,000 vested on each of August 11, 2012, 2013, 2014 and 2015. /s/ James H. Erlinger III, Attorney-in-Fact for Kevin K. Gordon 2016-03-02