SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Gillings Mireille PhD

(Last) (First) (Middle)
C/O QUINTILES TRANSNATIONAL HOLDINGS INC
4820 EMPEROR BLVD.

(Street)
DURHAM NC 27703

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Quintiles Transnational Holdings Inc. [ Q ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
05/19/2015
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 05/19/2015 X 500,000 A $13.06 13,667,052 I By Spouse(1)
Common Stock 05/19/2015 X 500,000 A $15.88 14,167,052 I By Spouse(1)
Common Stock 05/19/2015 S 2,503,123 D $64.85 11,663,929 I By Spouse(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Common Stock $13.06 05/19/2015 X 500,000 (3) 06/30/2018 Common Stock 500,000 $0 0 I By Spouse
Common Stock $15.88 05/19/2015 X 500,000 (3) 06/30/2018 Common Stock 500,000 $0 0 I By Spouse
Explanation of Responses:
1. On May 19, 2015, the Reporting Person's deemed indirect beneficial ownership of common stock increased through the purchase by her spouse, Dennis B. Gillings, the Executive Chairman and a greater than 10% beneficial owner of Quintiles Transnational Holdings Inc., of 500,000 shares of Quintiles Transnational Holdings Inc. common stock pursuant to the exercise of options granted to him under the Quintiles Transnational Holdings Inc. 2008 Stock Incentive Plan.
2. On May 19, 2015, the Reporting Person's deemed indirect beneficial ownership of common stock decreased through the sale of 2,463,123 shares of common stock owned by her spouse, Dennis B. Gillings, the Executive Chairman and a greater than 10% beneficial owner of Quintiles Transnational Holdings Inc. and the sale of 40,000 shares of common stock owned by GFEF Limited Partnership, of which her spouse, Dennis B. Gillings, is general partner. Following this sale, the Reporting Person may be deemed to beneficially own the shares that may be beneficially owned by her spouse, which consist of 11,542,230 shares held directly by him and 121,699 shares held by the GFEF Limited Partnership. The Reporting Person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein.
3. Options granted to the Reporting Person's spouse, Dennis B. Gillings, under the Quintiles Transnational Holdings Inc. 2008 Stock Incentive Plan to purchase 500,000 shares of Quintiles Transnational Holdings Inc. common stock, all of which vested on June 30, 2008.
/s/ James H. Erlinger III, Attorney-in-Fact for Mireille Gillings 05/19/2015
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.