0001181431-13-059660.txt : 20131119
0001181431-13-059660.hdr.sgml : 20131119
20131119165845
ACCESSION NUMBER: 0001181431-13-059660
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131118
FILED AS OF DATE: 20131119
DATE AS OF CHANGE: 20131119
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Quintiles Transnational Holdings Inc.
CENTRAL INDEX KEY: 0001478242
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731]
IRS NUMBER: 271341991
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4820 EMPEROR BLVD.
CITY: DURHAM
STATE: NC
ZIP: 27703
BUSINESS PHONE: 919-998-2000
MAIL ADDRESS:
STREET 1: 4820 EMPEROR BLVD.
CITY: DURHAM
STATE: NC
ZIP: 27703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ratliff John D
CENTRAL INDEX KEY: 0001575951
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35907
FILM NUMBER: 131230637
MAIL ADDRESS:
STREET 1: C/O QUINTILES TRANSNATIONAL HOLDINGS INC
STREET 2: 4820 EMPEROR BLVD.
CITY: DURHAM
STATE: NC
ZIP: 27703
4
1
rrd395617.xml
FORM 4 - JOHN D. RATLIFF
X0306
4
2013-11-18
0
0001478242
Quintiles Transnational Holdings Inc.
Q
0001575951
Ratliff John D
C/O QUINTILES TRANSNATIONAL HOLDINGS INC
4820 EMPEROR BLVD.
DURHAM
NC
27703
0
1
0
0
President and COO
Common Stock
2013-11-18
4
X
0
75000
6.61
A
75000
D
Common Stock
2013-11-18
4
X
0
40000
5.76
A
115000
D
Common Stock
2013-11-18
4
S
0
115000
42.55
D
0
D
Common Stock
2013-11-18
4
S
0
97140
42.55
D
0
I
By Trust
Common Stock
182860
I
By Trust
Employee Stock Option (Right to Buy)
6.61
2013-11-18
4
X
0
75000
0
D
2016-04-01
Common Stock
75000
0
D
Employee Stock Option (Right to Buy)
5.76
2013-11-18
4
X
0
40000
0
D
2016-10-01
Common Stock
40000
0
D
The reporting person is a trustee of the John David Ratliff Revocable Declaration of Trust u/a/d 9/16/05, as amended and restated by first amendment u/a/d 1/31/12, and any further amendment thereto, which trust held the shares. The reporting person disclaims beneficial ownership of the shares held by such trust except to the extent of his pecuniary interest therein.
The reporting person is a trustee of the John David Ratliff 2012 Irrevocable Trust, which trust holds the shares. The reporting person disclaims beneficial ownership of the shares held by such trust except to the extent of his pecuniary interest therein.
Options granted to the reporting person under the Quintiles Transnational Holdings Inc. 2003 Stock Incentive Plan to purchase a total of 75,000 shares of Quintiles Transnational Holdings Inc. common stock, of which 15,000 vested on each of April 1, 2007, 2008, 2009, 2010, and 2011.
Options granted to the reporting person under the Quintiles Transnational Holdings Inc. 2003 Stock Incentive Plan to purchase a total of 40,000 shares of Quintiles Transnational Holdings Inc. common stock, which vested on October 1, 2011.
/s/ James Erlinger III, Attorney-in-Fact for John D. Ratliff
2013-11-19