0001181431-13-059660.txt : 20131119 0001181431-13-059660.hdr.sgml : 20131119 20131119165845 ACCESSION NUMBER: 0001181431-13-059660 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131118 FILED AS OF DATE: 20131119 DATE AS OF CHANGE: 20131119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Quintiles Transnational Holdings Inc. CENTRAL INDEX KEY: 0001478242 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 271341991 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4820 EMPEROR BLVD. CITY: DURHAM STATE: NC ZIP: 27703 BUSINESS PHONE: 919-998-2000 MAIL ADDRESS: STREET 1: 4820 EMPEROR BLVD. CITY: DURHAM STATE: NC ZIP: 27703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ratliff John D CENTRAL INDEX KEY: 0001575951 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35907 FILM NUMBER: 131230637 MAIL ADDRESS: STREET 1: C/O QUINTILES TRANSNATIONAL HOLDINGS INC STREET 2: 4820 EMPEROR BLVD. CITY: DURHAM STATE: NC ZIP: 27703 4 1 rrd395617.xml FORM 4 - JOHN D. RATLIFF X0306 4 2013-11-18 0 0001478242 Quintiles Transnational Holdings Inc. Q 0001575951 Ratliff John D C/O QUINTILES TRANSNATIONAL HOLDINGS INC 4820 EMPEROR BLVD. DURHAM NC 27703 0 1 0 0 President and COO Common Stock 2013-11-18 4 X 0 75000 6.61 A 75000 D Common Stock 2013-11-18 4 X 0 40000 5.76 A 115000 D Common Stock 2013-11-18 4 S 0 115000 42.55 D 0 D Common Stock 2013-11-18 4 S 0 97140 42.55 D 0 I By Trust Common Stock 182860 I By Trust Employee Stock Option (Right to Buy) 6.61 2013-11-18 4 X 0 75000 0 D 2016-04-01 Common Stock 75000 0 D Employee Stock Option (Right to Buy) 5.76 2013-11-18 4 X 0 40000 0 D 2016-10-01 Common Stock 40000 0 D The reporting person is a trustee of the John David Ratliff Revocable Declaration of Trust u/a/d 9/16/05, as amended and restated by first amendment u/a/d 1/31/12, and any further amendment thereto, which trust held the shares. The reporting person disclaims beneficial ownership of the shares held by such trust except to the extent of his pecuniary interest therein. The reporting person is a trustee of the John David Ratliff 2012 Irrevocable Trust, which trust holds the shares. The reporting person disclaims beneficial ownership of the shares held by such trust except to the extent of his pecuniary interest therein. Options granted to the reporting person under the Quintiles Transnational Holdings Inc. 2003 Stock Incentive Plan to purchase a total of 75,000 shares of Quintiles Transnational Holdings Inc. common stock, of which 15,000 vested on each of April 1, 2007, 2008, 2009, 2010, and 2011. Options granted to the reporting person under the Quintiles Transnational Holdings Inc. 2003 Stock Incentive Plan to purchase a total of 40,000 shares of Quintiles Transnational Holdings Inc. common stock, which vested on October 1, 2011. /s/ James Erlinger III, Attorney-in-Fact for John D. Ratliff 2013-11-19