0001104659-16-136906.txt : 20160804
0001104659-16-136906.hdr.sgml : 20160804
20160804121553
ACCESSION NUMBER: 0001104659-16-136906
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160804
DATE AS OF CHANGE: 20160804
EFFECTIVENESS DATE: 20160804
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Morningstar Investment Services LLC
CENTRAL INDEX KEY: 0001478215
IRS NUMBER: 344410122
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13657
FILM NUMBER: 161806496
BUSINESS ADDRESS:
STREET 1: 22 WEST WASHINGTON STREET
CITY: CHICAGO
STATE: IL
ZIP: 60602
BUSINESS PHONE: (312) 696-6168
MAIL ADDRESS:
STREET 1: 22 WEST WASHINGTON STREET
CITY: CHICAGO
STATE: IL
ZIP: 60602
FORMER COMPANY:
FORMER CONFORMED NAME: Morningstar Investment Services, Inc.
DATE OF NAME CHANGE: 20091207
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001478215
XXXXXXXX
06-30-2016
06-30-2016
false
Morningstar Investment Services LLC
22 West Washington Street
Chicago
IL
60602
13F HOLDINGS REPORT
028-13657
N
Angela Herman
Compliance Officer
312-696-6311
/s/ Angela Herman
Chicago
IL
08-03-2016
0
213
3168037
false
INFORMATION TABLE
2
a16-16102_1informationtable.xml
INFORMATION TABLE
AT&T INC
COM
00206R102
254
5849
SH
SOLE
5849
0
0
ABBOTT LABS
COM
002824100
511
12916
SH
SOLE
12916
0
0
ALLIANT ENERGY CORP
COM
018802108
16275
402955
SH
SOLE
402955
0
0
ALPHABET INC
CAP STK CL C
02079K107
19241
27518
SH
SOLE
27518
0
0
ALPHABET INC
CAP STK CL A
02079K305
17706
24929
SH
SOLE
24929
0
0
Altria Group Inc.
COM
02209S103
65186
944450
SH
SOLE
944450
0
0
AMAZON COM INC
COM
023135106
1632
2249
SH
SOLE
2249
0
0
AMBEV SA
SPONSORED ADR
02319V103
698
118074
SH
SOLE
118074
0
0
AMERICAN ELEC PWR INC
COM
025537101
44430
633443
SH
SOLE
633443
0
0
American Express Co
COM
025816109
16295
268499
SH
SOLE
268499
0
0
AMERISOURCEBERGEN CORP
COM
03073E105
26314
328284
SH
SOLE
328284
0
0
AmeriGas Partners L P
UNIT LP INT
030975106
10547
226970
SH
SOLE
226970
0
0
Amgen Inc
COM
031162100
10862
70408
SH
SOLE
70408
0
0
ANADARKO PETE CORP
COM
032511107
3808
69380
SH
SOLE
69380
0
0
ANALOG DEVICES INC
COM
032654105
4967
87716
SH
SOLE
87716
0
0
APPLE INC
COM
037833100
3822
39854
SH
SOLE
39854
0
0
APPLIED MATLS INC
COM
038222105
1477
61844
SH
SOLE
61844
0
0
AVNET INC
COM
053807103
327
8125
SH
SOLE
8125
0
0
BB&T CORP
COM
054937107
8216
232940
SH
SOLE
232940
0
0
BHP BILLITON PLC
SPONSORED ADR
05545E209
327
12940
SH
SOLE
12940
0
0
BAIDU INC
SPON ADR REP A
056752108
20954
126845
SH
SOLE
126845
0
0
BANK NEW YORK MELLON CORP
COM
064058100
2431
63914
SH
SOLE
63914
0
0
BARCLAYS BK PLC
DJUBS CMDT ETN36
06738C778
1332
53303
SH
SOLE
53303
0
0
BARCLAYS PLC
ADR
06738E204
235
30996
SH
SOLE
30996
0
0
BAXTER INTL INC
COM
071813109
395
8696
SH
SOLE
8696
0
0
BERKLEY W R CORP
COM
084423102
8181
137410
SH
SOLE
137410
0
0
Berkshire Hathaway Inc DEL
CL B
084670702
48956
340067
SH
SOLE
340067
0
0
BERKSHIRE HILLS BANCORP INC
COM
084680107
380
14237
SH
SOLE
14237
0
0
BIOGEN INC
COM
09062X103
1468
5992
SH
SOLE
5992
0
0
BLACKROCK INC
COM
09247X101
21057
61698
SH
SOLE
61698
0
0
BOSTON BEER INC
CL A
100557107
253
1518
SH
SOLE
1518
0
0
CBRE GROUP INC
CL A
12504L109
1066
41124
SH
SOLE
41124
0
0
CME GROUP INC
COM
12572Q105
10000
103813
SH
SOLE
103813
0
0
CSX CORP
COM
126408103
4311
164466
SH
SOLE
164466
0
0
CABOT OIL & GAS CORP
COM
127097103
9898
383215
SH
SOLE
383215
0
0
CAMECO CORP
COM
13321L108
458
41901
SH
SOLE
41901
0
0
Capital One Finl Corp
COM
14040H105
4110
65272
SH
SOLE
65272
0
0
CarMax Inc
COM
143130102
6922
139376
SH
SOLE
139376
0
0
CARPENTER TECHNOLOGY CORP
COM
144285103
219
6496
SH
SOLE
6496
0
0
CERNER CORP
COM
156782104
21796
370004
SH
SOLE
370004
0
0
CHUBB CORP
COM
171232101
349
2677
SH
SOLE
2677
0
0
Cisco Sys Inc
COM
17275R102
8817
306160
SH
SOLE
306160
0
0
CITIGROUP INC
COM NEW
172967424
5480
129960
SH
SOLE
129960
0
0
CLOUD PEAK ENERGY INC
COM
18911Q102
74
32953
SH
SOLE
32953
0
0
COACH INC
COM
189754104
283
6942
SH
SOLE
6942
0
0
COCA COLA CO
COM
191216100
36787
815304
SH
SOLE
815304
0
0
Compass Minerals Intl Inc
COM
20451N101
51745
693729
SH
SOLE
693729
0
0
CONTINENTAL RESOURCES INC
COM
212015101
11638
256398
SH
SOLE
256398
0
0
COOPER COS INC
COM NEW
216648402
19548
110235
SH
SOLE
110235
0
0
CREDIT SUISSE GROUP
SPONSORED ADR
225401108
220
20268
SH
SOLE
20268
0
0
DEVON ENERGY CORP NEW
COM
25179M103
588
15718
SH
SOLE
15718
0
0
DIAGEO P L C
SPON ADR NEW
25243Q205
3366
29604
SH
SOLE
29604
0
0
DISNEY WALT CO
COM DISNEY
254687106
2040
20813
SH
SOLE
20813
0
0
DISCOVER FINL SVCS
COM
254709108
10290
191646
SH
SOLE
191646
0
0
DOMINION RES INC VA NEW
COM
25746U109
22717
291764
SH
SOLE
291764
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
55551
648735
SH
SOLE
648735
0
0
E M C CORP MASS
COM
268648102
3939
144007
SH
SOLE
144007
0
0
eBay Inc
COM
278642103
9441
396999
SH
SOLE
396999
0
0
EMERSON ELEC CO
COM
291011104
19053
364998
SH
SOLE
364998
0
0
ENBRIDGE INC
COM
29250N105
9923
228701
SH
SOLE
228701
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
11404
392976
SH
SOLE
392976
0
0
EXPEDIA INC DEL
COM NEW
30212P303
257
2391
SH
SOLE
2391
0
0
Express Scripts
COM
30219G108
36611
479958
SH
SOLE
479958
0
0
Exxon Mobil Corp
COM
30231G102
1068
11378
SH
SOLE
11378
0
0
FASTENAL CO
COM
311900104
22716
501560
SH
SOLE
501560
0
0
FIFTH THIRD BANCORP
COM
316773100
727
41693
SH
SOLE
41693
0
0
FLEXSHARES TR
INTL QLTDV IDX
33939L837
32639
1485626
SH
SOLE
1485626
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
1876
147466
SH
SOLE
147466
0
0
FRANKLIN RES INC
COM
354613101
287
8677
SH
SOLE
8677
0
0
GAP INC DEL
COM
364760108
3865
180610
SH
SOLE
180610
0
0
General Dynamics Corp
COM
369550108
13875
98167
SH
SOLE
98167
0
0
General Electric Co
COM
369604103
66459
2110488
SH
SOLE
2110488
0
0
GENERAL MLS INC
COM
370334104
45506
632557
SH
SOLE
632557
0
0
GENERAL MTRS CO
COM
37045V100
8612
298113
SH
SOLE
298113
0
0
GENUINE PARTS CO
COM
372460105
26701
261414
SH
SOLE
261414
0
0
GILEAD SCIENCES INC
COM
375558103
2887
34015
SH
SOLE
34015
0
0
GREENHILL & CO INC
COM
395259104
919
56688
SH
SOLE
56688
0
0
GRIFOLS S A
SP ADR REP B NVT
398438408
525
31286
SH
SOLE
31286
0
0
HCP INC
COM
40414L109
19029
538746
SH
SOLE
538746
0
0
HSBC HLDGS PLC
SPON ADR NEW
404280406
208
6632
SH
SOLE
6632
0
0
HALLIBURTON CO
COM
406216101
1701
37334
SH
SOLE
37334
0
0
HALOZYME THERAPEUTICS INC
COM
40637H109
91
10000
SH
SOLE
10000
0
0
HANESBRANDS INC
COM
410345102
998
39000
SH
SOLE
39000
0
0
HARLEY DAVIDSON INC
COM
412822108
5648
104132
SH
SOLE
104132
0
0
HERSHEY CO
COM
427866108
5727
51149
SH
SOLE
51149
0
0
HIGHLAND FDS I
HI LD IBOXX SRLN
430101774
10954
595635
SH
SOLE
595635
0
0
HOME DEPOT INC
COM
437076102
668
5156
SH
SOLE
5156
0
0
HONEYWELL INTL INC
COM
438516106
984
8443
SH
SOLE
8443
0
0
Intel Corp
COM
458140100
3097
94568
SH
SOLE
94568
0
0
INTEROIL CORP
COM
460951106
1802
38550
SH
SOLE
38550
0
0
ISHARES GOLD TRUST
ISHARES
464285105
5228
403096
SH
SOLE
403096
0
0
ISHARES
MSCI BRZ CAP ETF
464286400
3974
130160
SH
SOLE
130160
0
0
ISHARES TR
TIPS BD ETF
464287176
9300
79447
SH
SOLE
79447
0
0
ISHARES TR
CORE S&P500 ETF
464287200
8323
39420
SH
SOLE
39420
0
0
ISHARES TR
U.S. UTILITS ETF
464287697
2043
15584
SH
SOLE
15584
0
0
ISHARES
3YRTB ETF
464288125
12300
149154
SH
SOLE
149154
0
0
ISHARES
AGENCY BOND ETF
464288166
4995
43076
SH
SOLE
43076
0
0
ISHARES TR
MSCI ACJPN IDX
464288182
7367
133651
SH
SOLE
133651
0
0
ISHARES TR
JP MOR EM MK ETF
464288281
28318
246112
SH
SOLE
246112
0
0
ISHARES TR
INTL DEVPPTY ETF
464288422
5275
142715
SH
SOLE
142715
0
0
ISHARES
IBOXX HI YD ETF
464288513
17057
201926
SH
SOLE
201926
0
0
ISHARES
GLOBAL MATER ETF
464288695
3161
63992
SH
SOLE
63992
0
0
ITC HLDGS CORP
COM
465685105
911
19524
SH
SOLE
19524
0
0
JPMorgan Chase & Co.
COM
46625H100
644
10512
SH
SOLE
10512
0
0
Johnson & Johnson
COM
478160104
60509
498879
SH
SOLE
498879
0
0
JOHNSON CTLS INC
COM
478366107
380
8612
SH
SOLE
8612
0
0
JONES LANG LASALLE INC
COM
48020Q107
1002
10448
SH
SOLE
10448
0
0
KONINKLIJKE PHILIPS N V
NY REG SH NEW
500472303
247
9898
SH
SOLE
9898
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
8538
65036
SH
SOLE
65036
0
0
LILLY ELI & CO
COM
532457108
1325
16777
SH
SOLE
16777
0
0
LINKEDIN CORP
COM CL A
53578A108
1830
9659
SH
SOLE
9659
0
0
LLOYDS BANKING GROUP PLC
SPONSORED ADR
539439109
333
112010
SH
SOLE
112010
0
0
Lowes Cos Inc
COM
548661107
28947
363656
SH
SOLE
363656
0
0
Magellan Midstream Prtnrs LP
COM UNIT RP LP
559080106
25676
342667
SH
SOLE
342667
0
0
MasterCard Inc
CL A
57636Q104
27621
310857
SH
SOLE
310857
0
0
MCKESSON CORP
COM
58155Q103
7282
38714
SH
SOLE
38714
0
0
MELCO CROWN ENTMT LTD
ADR
585464100
197
15275
SH
SOLE
15275
0
0
Merck & Co Inc New
COM
58933Y105
2845
49103
SH
SOLE
49103
0
0
Microsoft Corp
COM
594918104
5751
112417
SH
SOLE
112417
0
0
MIZUHO FINL GROUP INC
SPONSORED ADR
60687Y109
104
36559
SH
SOLE
36559
0
0
MONSANTO CO NEW
COM
61166W101
3092
30520
SH
SOLE
30520
0
0
NOMURA HLDGS INC
SPONSORED ADR
65535H208
70
19520
SH
SOLE
19520
0
0
NORFOLK SOUTHERN CORP
COM
655844108
1253
14712
SH
SOLE
14712
0
0
Novartis A G
SPONSORED ADR
66987V109
21742
262875
SH
SOLE
262875
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
6916
91395
SH
SOLE
91395
0
0
ORACLE CORP
COM
68389X105
33949
830847
SH
SOLE
830847
0
0
PNC FINL SVCS GROUP INC
COM
693475105
5655
69877
SH
SOLE
69877
0
0
PPL CORP
COM
69351T106
21661
576094
SH
SOLE
576094
0
0
Paychex Inc
COM
704326107
39199
659470
SH
SOLE
659470
0
0
PAYPAL HLDGS INC
COM
70450Y103
15330
421708
SH
SOLE
421708
0
0
PEOPLES UNITED FINANCIAL INC
COM
712704105
173
11812
SH
SOLE
11812
0
0
Pepsico Inc
COM
713448108
6991
66181
SH
SOLE
66181
0
0
Philip Morris Intl Inc
COM
718172109
73807
728742
SH
SOLE
728742
0
0
PIMCO ETF TR
1-3YR USTREIDX
72201R106
2589
50957
SH
SOLE
50957
0
0
PIMCO ETF TR
1-5 US TIP IDX
72201R205
14717
278255
SH
SOLE
278255
0
0
POLARIS INDS INC
COM
731068102
1390
16098
SH
SOLE
16098
0
0
POTASH CORP SASK INC
COM
73755L107
468
28390
SH
SOLE
28390
0
0
POWERSHARES ETF TRUST
GBL LSTD PVT EQT
73935X195
1228
121013
SH
SOLE
121013
0
0
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
7107
309537
SH
SOLE
309537
0
0
PRICELINE GRP INC
COM NEW
741503403
30286
23897
SH
SOLE
23897
0
0
Procter & Gamble Co
COM
742718109
41959
494918
SH
SOLE
494918
0
0
PUBLIC SVC ENTERPRISE GROUP
COM
744573106
22059
474395
SH
SOLE
474395
0
0
QUALCOMM INC
COM
747525103
13671
257937
SH
SOLE
257937
0
0
RALPH LAUREN CORP
CL A
751212101
728
8079
SH
SOLE
8079
0
0
RANGE RES CORP
COM
75281A109
5371
120754
SH
SOLE
120754
0
0
Realty Income Corp
COM
756109104
75967
1090852
SH
SOLE
1090852
0
0
SPDR INDEX SHS FDS
S&P CHINA ETF
78463X400
2436
34646
SH
SOLE
34646
0
0
SPDR SERIES TRUST
BRC CNV SECS ETF
78464A359
2836
64907
SH
SOLE
64907
0
0
SPDR SERIES TRUST
INTR TRM CORP BD
78464A375
30857
884926
SH
SOLE
884926
0
0
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
30386
855206
SH
SOLE
855206
0
0
SPDR SERIES TRUST
BRCLYS INTL ETF
78464A516
15960
277712
SH
SOLE
277712
0
0
SALESFORCE COM INC
COM
79466L302
1204
15076
SH
SOLE
15076
0
0
SANOFI
SPONSORED ADR
80105N105
6793
162561
SH
SOLE
162561
0
0
SCHLUMBERGER LTD
COM
806857108
4536
57040
SH
SOLE
57040
0
0
SCHWAB STRATEGIC TR
US TIPS ETF
808524870
11669
205441
SH
SOLE
205441
0
0
ISHARES TR
EAFE SML CP ETF
464288273
4666
96226
SH
SOLE
96226
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
2476
44057
SH
SOLE
44057
0
0
SHIRE PLC
SPONSORED ADR
82481R106
4382
23560
SH
SOLE
23560
0
0
SOUTHERN CO
COM
842587107
48612
903061
SH
SOLE
903061
0
0
Spectra Energy Corp
COM
847560109
58047
1582535
SH
SOLE
1582535
0
0
SPECTRA ENERGY PARTNERS LP
COM
84756N109
15078
322175
SH
SOLE
322175
0
0
STARBUCKS CORP
COM
855244109
1333
23391
SH
SOLE
23391
0
0
STATE STR CORP
COM
857477103
1106
20546
SH
SOLE
20546
0
0
STERICYCLE INC
COM
858912108
1355
12991
SH
SOLE
12991
0
0
SUMITOMO MITSUI FINL GROUP I
SPONSORED ADR
86562M209
109
19093
SH
SOLE
19093
0
0
SUNCOR ENERGY INC NEW
COM
867224107
250
8846
SH
SOLE
8846
0
0
TJX COS INC NEW
COM
872540109
979
12723
SH
SOLE
12723
0
0
TATA MTRS LTD
SPONSORED ADR
876568502
265
7626
SH
SOLE
7626
0
0
TIFFANY & CO NEW
COM
886547108
1249
20381
SH
SOLE
20381
0
0
TIME WARNER INC
COM NEW
887317303
27130
365091
SH
SOLE
365091
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
1163
42668
SH
SOLE
42668
0
0
US Bancorp Del
COM NEW
902973304
8785
219291
SH
SOLE
219291
0
0
UNILEVER PLC
SPON ADR NEW
904767704
19252
400841
SH
SOLE
400841
0
0
UNION PAC CORP
COM
907818108
15979
182950
SH
SOLE
182950
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
29420
271507
SH
SOLE
271507
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
11536
112295
SH
SOLE
112295
0
0
V F CORP
COM
918204108
1244
19961
SH
SOLE
19961
0
0
VANECK VECTORS ETF TR
JP MORGAN MKTS
92189F494
15367
816983
SH
SOLE
816983
0
0
VANGUARD BD INDEX FD INC
LONG TERM BOND
921937793
4370
44101
SH
SOLE
44101
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
22872
282238
SH
SOLE
282238
0
0
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
218074
2584731
SH
SOLE
2584731
0
0
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
85030
2399270
SH
SOLE
2399270
0
0
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
3479
59641
SH
SOLE
59641
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
243
5655
SH
SOLE
5655
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
53281
1501316
SH
SOLE
1501316
0
0
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
4009
74590
SH
SOLE
74590
0
0
VARIAN MED SYS INC
COM
92220P105
9263
112145
SH
SOLE
112145
0
0
VENTAS INC
COM
92276F100
76098
1039606
SH
SOLE
1039606
0
0
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
20381
228287
SH
SOLE
228287
0
0
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
22738
222267
SH
SOLE
222267
0
0
VANGUARD INDEX FDS
REIT ETF
922908553
12723
143438
SH
SOLE
143438
0
0
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
8817
70924
SH
SOLE
70924
0
0
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
26270
248603
SH
SOLE
248603
0
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
20655
166683
SH
SOLE
166683
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
28917
268639
SH
SOLE
268639
0
0
VANGUARD INDEX FDS
VALUE ETF
922908744
43944
516869
SH
SOLE
516869
0
0
Vanguard Index Fds
SMALL CP ETF
922908751
6002
51728
SH
SOLE
51728
0
0
Vanguard Index Fds
STK MRK ETF
922908769
170834
1591079
SH
SOLE
1591079
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
38996
693506
SH
SOLE
693506
0
0
VISA INC
COM CL A
92826C839
21689
291212
SH
SOLE
291212
0
0
Wal Mart Stores Inc
COM
931142103
13218
181537
SH
SOLE
181537
0
0
Wells Fargo Co NEW
COM
949746101
63113
1341960
SH
SOLE
1341960
0
0
WELLTOWER INC
COM
95040Q104
56332
739260
SH
SOLE
739260
0
0
Western Un Co
COM
959802109
1390
71814
SH
SOLE
71814
0
0
WHITING PETE CORP NEW
COM
966387102
147
15169
SH
SOLE
15169
0
0
WILLIAMS SONOMA INC
COM
969904101
420
7905
SH
SOLE
7905
0
0
WISDOMTREE TR
EM LCL DEBT FD
97717X867
3716
99043
SH
SOLE
99043
0
0
ALLERGAN PLC
SHS
G0177J108
3879
16577
SH
SOLE
16577
0
0
ICON PLC
SHS
G4705A100
3488
49377
SH
SOLE
49377
0
0
INVESCO LTD
SHS
G491BT108
272
10740
SH
SOLE
10740
0
0
PENTAIR PLC
SHS
G7S00T104
231
3960
SH
SOLE
3960
0
0
CORE LABORATORIES N V
COM
N22717107
300
2397
SH
SOLE
2397
0
0
FERRARI N V
COM
N3167Y103
518
12487
SH
SOLE
12487
0
0