0001104659-14-038281.txt : 20140514 0001104659-14-038281.hdr.sgml : 20140514 20140514060051 ACCESSION NUMBER: 0001104659-14-038281 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140514 DATE AS OF CHANGE: 20140514 EFFECTIVENESS DATE: 20140514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Morningstar Investment Services, Inc. CENTRAL INDEX KEY: 0001478215 IRS NUMBER: 344410122 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13657 FILM NUMBER: 14839089 BUSINESS ADDRESS: STREET 1: 22 WEST WASHINGTON STREET CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: (312) 696-6168 MAIL ADDRESS: STREET 1: 22 WEST WASHINGTON STREET CITY: CHICAGO STATE: IL ZIP: 60602 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001478215 XXXXXXXX 03-31-2014 03-31-2014 false Morningstar Investment Services, Inc.
22 West Washington Street Chicago IL 60602
13F HOLDINGS REPORT 028-13657 N
Angela Herman Compliance Specialist 312-696-6311 Angela Herman Chicago IL 05-12-2014 0 198 1466852 false
INFORMATION TABLE 2 a14-12649_1informationtable.xml INFORMATION TABLE AT&T INC COM 00206R102 6559 187029 SH SOLE 187029 0 0 Abbott Labs COM 002824100 3531 91679 SH SOLE 91679 0 0 AEGON N V NY REGISTRY SH 007924103 164 17814 SH SOLE 17814 0 0 ALCOA INC COM 013817101 199 15489 SH SOLE 15489 0 0 ALTERA CORP COM 021441100 564 15557 SH SOLE 15557 0 0 Altria Group Inc. COM 02209S103 11388 304253 SH SOLE 304253 0 0 AMBEV SA SPONSORED ADR 02319V103 110 14888 SH SOLE 14888 0 0 AMERICAN ELEC PWR INC COM 025537101 12693 250561 SH SOLE 250561 0 0 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 366 29903 SH SOLE 29903 0 0 American Express Co COM 025816109 3116 34615 SH SOLE 34615 0 0 AmeriGas Partners L P UNIT LP INT 030975106 5526 130804 SH SOLE 130804 0 0 Amgen Inc COM 031162100 579 4693 SH SOLE 4693 0 0 APACHE CORP COM 037411105 449 5414 SH SOLE 5414 0 0 APPLE INC COM 037833100 3592 6692 SH SOLE 6692 0 0 Applied Matls Inc COM 038222105 470 23042 SH SOLE 23042 0 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 181 11182 SH SOLE 11182 0 0 Automatic Data Processing In COM 053015103 3758 48636 SH SOLE 48636 0 0 BHP BILLITON PLC SPONSORED ADR 05545E209 4814 77952 SH SOLE 77952 0 0 BAIDU INC SPON ADR REP A 056752108 6114 40151 SH SOLE 40151 0 0 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 4999 897410 SH SOLE 897410 0 0 BANK NEW YORK MELLON CORP COM 064058100 3398 96275 SH SOLE 96275 0 0 BAXTER INTL INC COM 071813109 11236 152710 SH SOLE 152710 0 0 BED BATH & BEYOND INC COM 075896100 1225 17802 SH SOLE 17802 0 0 BERKLEY W R CORP COM 084423102 3654 87788 SH SOLE 87788 0 0 Berkshire Hathaway Inc DEL CL B 084670702 18088 144736 SH SOLE 144736 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 1421 20964 SH SOLE 20964 0 0 BLACKROCK INC COM 09247X101 1932 6143 SH SOLE 6143 0 0 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 3887 74192 SH SOLE 74192 0 0 CME GROUP INC COM 12572Q105 2584 34915 SH SOLE 34915 0 0 CSX CORP COM 126408103 3868 133534 SH SOLE 133534 0 0 CALPINE CORP COM NEW 131347304 542 25914 SH SOLE 25914 0 0 CANADIAN NAT RES LTD COM 136385101 2961 77166 SH SOLE 77166 0 0 Capital One Finl Corp COM 14040H105 2393 31008 SH SOLE 31008 0 0 CarMax Inc COM 143130102 2174 46444 SH SOLE 46444 0 0 CATERPILLAR INC DEL COM 149123101 505 5086 SH SOLE 5086 0 0 CENOVUS ENERGY INC COM 15135U109 2274 78513 SH SOLE 78513 0 0 CENTURYLINK INC COM 156700106 1212 36901 SH SOLE 36901 0 0 CHEVRON CORP NEW COM 166764100 14471 121701 SH SOLE 121701 0 0 Cisco Sys Inc COM 17275R102 7793 347650 SH SOLE 347650 0 0 Clorox Co DEL COM 189054109 11212 127400 SH SOLE 127400 0 0 CLOUD PEAK ENERGY INC COM 18911Q102 3305 156337 SH SOLE 156337 0 0 COACH INC COM 189754104 342 6895 SH SOLE 6895 0 0 COCA COLA CO COM 191216100 7029 181817 SH SOLE 181817 0 0 Compass Minerals Intl Inc COM 20451N101 4947 59948 SH SOLE 59948 0 0 CORNING INC COM 219350105 390 18740 SH SOLE 18740 0 0 DEERE & CO COM 244199105 584 6435 SH SOLE 6435 0 0 DENBURY RES INC COM NEW 247916208 173 10530 SH SOLE 10530 0 0 DEVON ENERGY CORP NEW COM 25179M103 5240 78296 SH SOLE 78296 0 0 Discover Finl Svcs COM 254709108 2273 39054 SH SOLE 39054 0 0 DOVER CORP COM 260003108 711 8698 SH SOLE 8698 0 0 eBay Inc COM 278642103 10966 198507 SH SOLE 198507 0 0 EMERSON ELEC CO COM 291011104 10308 154315 SH SOLE 154315 0 0 ENBRIDGE INC COM 29250N105 16036 352358 SH SOLE 352358 0 0 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 3003 64237 SH SOLE 64237 0 0 ENTERGY CORP NEW COM 29364G103 1129 16887 SH SOLE 16887 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 1872 26993 SH SOLE 26993 0 0 Exelon Corp COM 30161N101 34569 1030070 SH SOLE 1030070 0 0 EXPEDITORS INTL WASH INC COM 302130109 4474 112883 SH SOLE 112883 0 0 Express Scripts COM 30219G108 9218 122762 SH SOLE 122762 0 0 Exxon Mobil Corp COM 30231G102 7525 77041 SH SOLE 77041 0 0 F5 NETWORKS INC COM 315616102 527 4946 SH SOLE 4946 0 0 FIRSTMERIT CORP COM 337915102 905 43446 SH SOLE 43446 0 0 Firstenergy Corp COM 337932107 245 7202 SH SOLE 7202 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 4082 261683 SH SOLE 261683 0 0 FRANKLIN RES INC COM 354613101 4105 75766 SH SOLE 75766 0 0 General Dynamics Corp COM 369550108 3853 35378 SH SOLE 35378 0 0 General Electric Co COM 369604103 22319 862062 SH SOLE 862062 0 0 GENERAL MLS INC COM 370334104 16769 323594 SH SOLE 323594 0 0 GENERAL MTRS CO COM 37045V100 2132 61937 SH SOLE 61937 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 11920 223092 SH SOLE 223092 0 0 GOOGLE INC CL A 38259P508 4412 3959 SH SOLE 3959 0 0 GROUP 1 AUTOMOTIVE INC COM 398905109 348 5294 SH SOLE 5294 0 0 HCP INC COM 40414L109 10229 263707 SH SOLE 263707 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 645 12683 SH SOLE 12683 0 0 HALLIBURTON CO COM 406216101 719 12213 SH SOLE 12213 0 0 Health Care REIT Inc COM 42217K106 14623 245357 SH SOLE 245357 0 0 HOLOGIC INC COM 436440101 652 30314 SH SOLE 30314 0 0 HONEYWELL INTL INC COM 438516106 217 2335 SH SOLE 2335 0 0 Intel Corp COM 458140100 4043 156634 SH SOLE 156634 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 3726 19358 SH SOLE 19358 0 0 ISHARES GOLD TRUST ISHARES 464285105 801 64375 SH SOLE 64375 0 0 ISHARES MSCI BRZ CAP ETF 464286400 644 14297 SH SOLE 14297 0 0 ISHARES TIPS BD ETF 464287176 620 5535 SH SOLE 5535 0 0 ISHARES 3YRTB ETF 464288125 17060 177991 SH SOLE 177991 0 0 ISHARES AGENCY BOND ETF 464288166 941 8435 SH SOLE 8435 0 0 ISHARES TR MSCI ACJPN IDX 464288182 1990 33681 SH SOLE 33681 0 0 ITC HLDGS CORP COM 465685105 7868 210648 SH SOLE 210648 0 0 JPMorgan Chase & Co. COM 46625H100 339 5576 SH SOLE 5576 0 0 Johnson & Johnson COM 478160104 24303 247409 SH SOLE 247409 0 0 JOHNSON CTLS INC COM 478366107 981 20734 SH SOLE 20734 0 0 JOY GLOBAL INC COM 481165108 807 13908 SH SOLE 13908 0 0 Kinder Morgan Energy Partner UT LTD PARTNER 494550106 369 4988 SH SOLE 4988 0 0 Kinder Morgan Management LLC SHS 49455U100 2809 39189 SH SOLE 39189 0 0 KINDER MORGAN INC DEL COM 49456B101 598 18413 SH SOLE 18413 0 0 KOHLS CORP COM 500255104 7880 138728 SH SOLE 138728 0 0 KRAFT FOODS GROUP INC COM 50076Q106 13005 231816 SH SOLE 231816 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 649 6604 SH SOLE 6604 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 70 13660 SH SOLE 13660 0 0 Lowes Cos Inc COM 548661107 7644 156315 SH SOLE 156315 0 0 Magellan Midstream Prtnrs LP COM UNIT RP LP 559080106 12923 185304 SH SOLE 185304 0 0 MARKET VECTORS ETF TR MKT VECTR WIDE 57060U134 22357 762734 SH SOLE 762734 0 0 MasterCard Inc CL A 57636Q104 3488 46693 SH SOLE 46693 0 0 MATTEL INC COM 577081102 665 16586 SH SOLE 16586 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 1327 40063 SH SOLE 40063 0 0 MCDONALDS CORP COM 580135101 20738 211549 SH SOLE 211549 0 0 Medtronic Inc COM 585055106 933 15164 SH SOLE 15164 0 0 Merck & Co Inc New COM 58933Y105 986 17365 SH SOLE 17365 0 0 Microsoft Corp COM 594918104 8116 197989 SH SOLE 197989 0 0 Molson Coors Brewing Co CL B 60871R209 590 10026 SH SOLE 10026 0 0 NTT DOCOMO INC SPONS ADR 62942M201 5646 357995 SH SOLE 357995 0 0 NATIONAL CINEMEDIA INC COM 635309107 275 18304 SH SOLE 18304 0 0 National Grid PLC SPON ADR NEW 636274300 12319 179216 SH SOLE 179216 0 0 NATIONAL OILWELL VARCO INC COM 637071101 7691 98772 SH SOLE 98772 0 0 NORDION INC COM 65563C105 567 49245 SH SOLE 49245 0 0 NORFOLK SOUTHERN CORP COM 655844108 481 4948 SH SOLE 4948 0 0 Novartis A G SPONSORED ADR 66987V109 5239 61624 SH SOLE 61624 0 0 NOVO-NORDISK A S ADR 670100205 6904 151230 SH SOLE 151230 0 0 NUCOR CORP COM 670346105 469 9273 SH SOLE 9273 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 4646 48755 SH SOLE 48755 0 0 OLD REP INTL CORP COM 680223104 733 44675 SH SOLE 44675 0 0 ORACLE CORP COM 68389X105 8760 214116 SH SOLE 214116 0 0 ORANGE SPONSORED ADR 684060106 11222 763902 SH SOLE 763902 0 0 PNC FINL SVCS GROUP INC COM 693475105 660 7582 SH SOLE 7582 0 0 PPL CORP COM 69351T106 2420 73013 SH SOLE 73013 0 0 Paychex Inc COM 704326107 18549 435415 SH SOLE 435415 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 176 11813 SH SOLE 11813 0 0 Pepsico Inc COM 713448108 8475 101502 SH SOLE 101502 0 0 PETSMART INC COM 716768106 960 13926 SH SOLE 13926 0 0 Philip Morris Intl Inc COM 718172109 32879 401601 SH SOLE 401601 0 0 PIMCO ETF TR 1-3YR USTREIDX 72201R106 381 7496 SH SOLE 7496 0 0 PIMCO ETF TR 1-5 US TIP IDX 72201R205 38410 725547 SH SOLE 725547 0 0 PIMCO ETF TR TOTL RETN ETF 72201R775 31846 298578 SH SOLE 298578 0 0 POTASH CORP SASK INC COM 73755L107 3397 93781 SH SOLE 93781 0 0 Procter & Gamble Co COM 742718109 11402 141468 SH SOLE 141468 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 11243 294771 SH SOLE 294771 0 0 QUALCOMM INC COM 747525103 5268 66804 SH SOLE 66804 0 0 QUEST DIAGNOSTICS INC COM 74834L100 279 4814 SH SOLE 4814 0 0 Realty Income Corp COM 756109104 17837 436528 SH SOLE 436528 0 0 RIO TINTO PLC SPONSORED ADR 767204100 1160 20780 SH SOLE 20780 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 10444 252026 SH SOLE 252026 0 0 ROVI CORP COM 779376102 588 25809 SH SOLE 25809 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 13361 171059 SH SOLE 171059 0 0 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 564 7756 SH SOLE 7756 0 0 SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 550 11370 SH SOLE 11370 0 0 St Joe Co COM 790148100 900 46749 SH SOLE 46749 0 0 SANOFI SPONSORED ADR 80105N105 9587 183370 SH SOLE 183370 0 0 SCHLUMBERGER LTD COM 806857108 2109 21628 SH SOLE 21628 0 0 SCHWAB CHARLES CORP NEW COM 808513105 4088 149580 SH SOLE 149580 0 0 Select Sector SPDR TR SBI HEALTHCARE 81369Y209 1326 22665 SH SOLE 22665 0 0 SOUTHERN CO COM 842587107 9663 219904 SH SOLE 219904 0 0 Spectra Energy Corp COM 847560109 30213 817886 SH SOLE 817886 0 0 SPECTRA ENERGY PARTNERS LP COM 84756N109 7718 157669 SH SOLE 157669 0 0 SUNCOR ENERGY INC NEW COM 867224107 1480 42341 SH SOLE 42341 0 0 Sysco Corp COM 871829107 3596 99524 SH SOLE 99524 0 0 TANGER FACTORY OUTLET CTRS I COM 875465106 1088 31085 SH SOLE 31085 0 0 TARGET CORP COM 87612E106 2068 34180 SH SOLE 34180 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 9524 180246 SH SOLE 180246 0 0 THOMSON REUTERS CORP COM 884903105 628 18359 SH SOLE 18359 0 0 TransCanada Corp COM 89353D107 3936 86473 SH SOLE 86473 0 0 TRINITY INDS INC COM 896522109 226 3133 SH SOLE 3133 0 0 US Bancorp Del COM NEW 902973304 774 18068 SH SOLE 18068 0 0 Ultra Petroleum Corp COM 903914109 7222 268592 SH SOLE 268592 0 0 UNILEVER PLC SPON ADR NEW 904767704 14870 347590 SH SOLE 347590 0 0 UNITED PARCEL SERVICE INC CL B 911312106 12893 132394 SH SOLE 132394 0 0 VCA ANTECH INC COM 918194101 2103 65247 SH SOLE 65247 0 0 Valeant Pharmaceuticals International Inc COM 91911K102 292 2218 SH SOLE 2218 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 104583 1288124 SH SOLE 1288124 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 3169 53107 SH SOLE 53107 0 0 Vanguard Intl Equity Index F EMR MKT ETF 922042858 30122 742278 SH SOLE 742278 0 0 VANGUARD TAX-MANAGED INTL FD MSCI EAFE ETF 921943858 63758 1544911 SH SOLE 1544911 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 321 6386 SH SOLE 6386 0 0 VANGUARD INTL EQUITY INDEX F MSCI PAC ETF 922042866 1252 21185 SH SOLE 21185 0 0 VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF 922042874 2935 49785 SH SOLE 49785 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 2190 48110 SH SOLE 48110 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 2227 20833 SH SOLE 20833 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 3118 33666 SH SOLE 33666 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 811 6531 SH SOLE 6531 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 7155 76544 SH SOLE 76544 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 1819 23288 SH SOLE 23288 0 0 Vanguard Index Fds SMALL CP ETF 922908751 18408 162974 SH SOLE 162974 0 0 Vanguard Index Fds STK MRK ETF 922908769 151813 1557536 SH SOLE 1557536 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 228 4783 SH SOLE 4783 0 0 Wal Mart Stores Inc COM 931142103 6230 81518 SH SOLE 81518 0 0 WEIGHT WATCHERS INTL INC NEW COM 948626106 1940 94440 SH SOLE 94440 0 0 WellPoint Inc COM 94973V107 3095 31095 SH SOLE 31095 0 0 Wells Fargo Co NEW COM 949746101 21268 427593 SH SOLE 427593 0 0 Western Un Co COM 959802109 10601 647972 SH SOLE 647972 0 0 WIPRO LTD SPON ADR 1 SH 97651M109 341 25459 SH SOLE 25459 0 0 WISDOMTREE TRUST JP SMALLCP DIV 97717W836 26197 523621 SH SOLE 523621 0 0 WISDOMTREE TR EM LCL DEBT FD 97717X867 23380 509693 SH SOLE 509693 0 0 XCEL ENERGY INC COM 98389B100 8279 272683 SH SOLE 272683 0 0 XEROX CORP COM 984121103 757 66991 SH SOLE 66991 0 0 COVIDIEN PLC SHS G2554F113 867 11766 SH SOLE 11766 0 0 EATON CORP PLC SHS G29183103 3612 48089 SH SOLE 48089 0 0 ICON PLC SHS G4705A100 233 4901 SH SOLE 4901 0 0 UTI WORLDWIDE INC ORD G87210103 142 13448 SH SOLE 13448 0 0 TRANSOCEAN LTD REG SHS H8817H100 3902 94380 SH SOLE 94380 0 0