0000950123-11-092287.txt : 20111027 0000950123-11-092287.hdr.sgml : 20111027 20111027100724 ACCESSION NUMBER: 0000950123-11-092287 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111027 DATE AS OF CHANGE: 20111027 EFFECTIVENESS DATE: 20111027 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Daniels&Tansey,LLP CENTRAL INDEX KEY: 0001478179 IRS NUMBER: 510413976 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14068 FILM NUMBER: 111160672 BUSINESS ADDRESS: STREET 1: 1013 CENTRE ROAD STREET 2: SUITE 220 CITY: WILMINGTON STATE: DE ZIP: 19805 BUSINESS PHONE: 302-594-1070 MAIL ADDRESS: STREET 1: 1013 CENTRE ROAD STREET 2: SUITE 220 CITY: WILMINGTON STATE: DE ZIP: 19805 13F-HR 1 c23710e13fvhr.txt FORM 13F-HR Form 13F Form 13F Cover Page Report for the Calendar Year or Quarter Ended: 09/30/2011 Check here if Amendment [ ]; Amendment Number ____________ This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Daniels & Tansey, LLP Address: 1013 Centre Road Suite 220 Wilmington, DE 19805 Form 13F File Number: 028-14068 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements schedules, lists and tables, are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: Christopher F. Daniels Title: Chief Compliance Officer Phone: 310-594-1070 Signature, Place and Date of Signing: Christopher F. Daniels Wilmington, DE, October 26, 2011 Report Type (Check only one.): [x] 13F Holdings Report (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F Notice. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers.) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting managers.) List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 30 Form 13F Information Table Value Total: 137339 ----------- (thousands) List of Other Included Managers: None FORM 13F INFORMATION TABLE DANIELS+TANSEY LLP AS OF SEPTEMBER 30, 2011
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MGRS SOLE SHARED NONE ---------------------------- ----------------- --------- -------- -------- --- ---- ---------- -------- ------ --------- ------ ALPHATEC HOLDINGS INC COM 02081G102 682 323435 SH SOLE N/A 323435 DU PONT E I DE NEMOURS & CO COM 263534109 257 6421 SH SOLE N/A 6421 FIRST NIAGARA FINL GRP INC COM 33582V108 126 13733 SH SOLE N/A 13733 NOVOGEN LIMITED SPON ADR 67010f103 9 14400 SH SOLE N/A 14400 SHORE BANCSHARES INC COM 825107105 51 11744 SH SOLE N/A 11744 SELECT SECTOR SPDR TRUST SBI CONS STPLS 81369Y308 3086 104055 SH SOLE N/A 104055 SELECT SECTOR SPDR TRUST SBI INT-ENERGY 81369Y506 2851 48723 SH SOLE N/A 48723 SELECT SECTOR SPDR TRUST SBI-UTILITIES 81369Y886 2906 86425 SH SOLE N/A 86425 ISHARES TR S&P MIDCAP 400 464287507 13824 177249 SH SOLE N/A 177249 ISHARES TR MSCI EAFE INDEX 464287465 154 3225 SH SOLE N/A 3225 ISHARES TR MSCI EMERG MKT 464287234 396 11273 SH SOLE N/A 11273 ISHARES TR RUSSELL 1000 464287622 15606 249533 SH SOLE N/A 249533 ISHARES TR S&P MODERATE 464289875 422 14574 SH SOLE N/A 14574 ISHARES TR S&P SMLCAP 600 464287804 8794 150225 SH SOLE N/A 150225 ISHARES TR DJ US UTILS 464287697 321 3930 SH SOLE N/A 3930 POWERSHARES DB CMDTY IDX TR UNIT BEN INT 73935S105 3403 132148 SH SOLE N/A 132148 SPDR SERIES TR DJ REIT ETF 78464A607 4200 74333 SH SOLE N/A 74333 SPDR S&P 500 ETF TRUST TR UNIT 78462F103 13860 122498 SH SOLE N/A 122498 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 5538 154568 SH SOLE N/A 154568 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 3710 76093 SH SOLE N/A 76093 ISHARES TR BARCLYS 1-3 YR CR 464288646 1797 17282 SH SOLE N/A 17282 ISHARES TR BARCLYS 3-7 YR 464288661 213 1753 SH SOLE N/A 1753 ISHARES TR AGENCY BD FD 464288166 2744 24345 SH SOLE N/A 24345 ISHARES TR BARCLY USAGG B 464287226 16059 145847 SH SOLE N/A 145847 ISHARES TR BARCLLYS INTER CR 464288638 5952 55736 SH SOLE N/A 55736 ISHARES TR BARCLYS MBS BD 464288588 15749 145572 SH SOLE N/A 145572 ISHARES TR S&P NATL AMTFREE 464288414 590 5535 SH SOLE N/A 5535 ISHARES TR US PFD STK IDX 464288687 488 13723 SH SOLE N/A 13723 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 1350 51619 SH SOLE N/A 51619 SPDR SERIES TR BARCLYS YLD ETF 78464A417 12201 337128 SOLE N/A 337128